David Ogden work email
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David Ogden personal email
Experienced Head Of Compliance with a long history of working in the investment management sector. Skilled in Management, Risk Management, Investment Management, the Platform Sector, Retail & Institutional Clients, and Retail Financial Services.An experienced Company Secretary used to dealing with matters of commercial and personal confidentiality and interacting appropriately with executive and non-executive directors and senior management. Highly commercially aware with a strong record of developing constructive relationships at all levels of businesses and with clients, suppliers and regulators.An excellent communicator, written and verbal, and individually and in group training scenarios able t discuss and explain complex situations with due regard to the specific audience.
Sparrows Capital
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Experienced Head Of Compliance And Company SecretarySparrows Capital Sep 2020 - PresentI head the compliance function at Sparrows Capital; historically (and indeed currently) a family office but now also offering a compelling and innovative discretionary fund management proposition to financial planners and their clients
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Compliance OfficerSeven Investment Management Sep 2007 - Mar 2020London, England, GbI joined the firm in its run up to independence and achieving its own regulatory authorisations. From a compliance department of 1 I grew with the business through a period of huge development working closely with the founders of the business. During that period the business weathered the global financial crisis to become a trusted partner for many adviser firms. It is a period of my career that I am very proud of. -
Compliance Officer - Private BankingAbn Amro Jun 2006 - Jul 2007
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Head Of ComplianceAxa Investment Managers Sep 2000 - Apr 2006Initially joined as Technical Compliance Officer but promoted to lead a team of up to 16 compliance professionals delivering advice, monitoring and training to this complex business during a period of corporate and market flux.
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Deputy Compliance OfficerKleinwort Benson Private Bank Apr 1995 - Apr 2000Joined as head of monitoring and became deputy compliance officer in 1997. This was a period of significant change due to corporate takeovers and restructurings
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AssociateInvestment Management Regulatory Organisation 1992 - 1995Participated in and eventually led regulatory assessment visits to investment management providers ranging from the very largest to start up operations
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Eurobond SettlementsCazenove & Co 1985 - 1987
David Ogden Skills
David Ogden Education Details
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Chartered Institute For Securities & InvestmentFund Management -
Hulme Grammar School, Oldham
Frequently Asked Questions about David Ogden
What company does David Ogden work for?
David Ogden works for Sparrows Capital
What is David Ogden's role at the current company?
David Ogden's current role is Highly experienced compliance consultant. Clerk to Great Ashfield Parish Council.
What is David Ogden's email address?
David Ogden's email address is da****@****m.co.uk
What schools did David Ogden attend?
David Ogden attended Chartered Institute For Securities & Investment, Hulme Grammar School, Oldham.
What skills is David Ogden known for?
David Ogden has skills like Designing And Delivering Engaging Training Programmes And Sessions, Engagement With The Business With An Appreciation Of Issues Faced, Depth Of Experience, Succinct Delivery Of Information To The Most Senior Management.
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