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@sparrowscapital.com
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David Ogden is listed as Highly experienced compliance consultant. Clerk to Great Ashfield Parish Council at Sparrows Capital, based in Greater London, England, United Kingdom. AeroLeads shows a work email signal at sparrowscapital.com and a matched LinkedIn profile for David Ogden.
David Ogden previously worked as Experienced Head of Compliance and Company Secretary at Sparrows Capital and Compliance Officer at Seven Investment Management. David Ogden holds Diploma, Reg & Comp, Pciam, Fund Management from Chartered Institute For Securities & Investment.
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Experienced Head Of Compliance with a long history of working in the investment management sector. Skilled in Management, Risk Management, Investment Management, the Platform Sector, Retail & Institutional Clients, and Retail Financial Services.An experienced Company Secretary used to dealing with matters of commercial and personal confidentiality and interacting appropriately with executive and non-executive directors and senior management. Highly commercially aware with a strong record of developing constructive relationships at all levels of businesses and with clients, suppliers and regulators.An excellent communicator, written and verbal, and individually and in group training scenarios able t discuss and explain complex situations with due regard to the specific audience.
Listed skills include Designing And Delivering Engaging Training Programmes And Sessions, Engagement With The Business With An Appreciation Of Issues Faced, Depth Of Experience, and Succinct Delivery Of Information To The Most Senior Management.
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I head the compliance function at Sparrows Capital; historically (and indeed currently) a family office but now also offering a compelling and innovative discretionary fund management proposition to financial planners and their clients
London, England, Gb
I joined the firm in its run up to independence and achieving its own regulatory authorisations. From a compliance department of 1 I grew with the business through a period of huge development working closely with the founders of the business. During that period the business weathered the global financial crisis to become a trusted partner for many adviser firms. It is a period of my career that I am very proud of.
Initially joined as Technical Compliance Officer but promoted to lead a team of up to 16 compliance professionals delivering advice, monitoring and training to this complex business during a period of corporate and market flux.
Joined as head of monitoring and became deputy compliance officer in 1997. This was a period of significant change due to corporate takeovers and restructurings
Participated in and eventually led regulatory assessment visits to investment management providers ranging from the very largest to start up operations
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David Ogden works for Sparrows Capital.
David Ogden is listed as Highly experienced compliance consultant. Clerk to Great Ashfield Parish Council at Sparrows Capital.
AeroLeads has found 1 work email signal at @sparrowscapital.com for David Ogden at Sparrows Capital.
David Ogden is based in Greater London, England, United Kingdom while working with Sparrows Capital.
David Ogden has worked for Sparrows Capital, Seven Investment Management, Abn Amro, Axa Investment Managers, and Kleinwort Benson Private Bank.
You can use AeroLeads to view verified contact signals for David Ogden at Sparrows Capital, including work email, phone, and LinkedIn data when available.
David Ogden holds Diploma, Reg & Comp, Pciam, Fund Management from Chartered Institute For Securities & Investment.
David Ogden is listed with skills including Designing And Delivering Engaging Training Programmes And Sessions, Engagement With The Business With An Appreciation Of Issues Faced, Depth Of Experience, and Succinct Delivery Of Information To The Most Senior Management.
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