• Monitor and perform the daily regulatory transaction reporting exceptions management process for Securities Financing Transactions Regulation (SFTR) in a timely and accurate manner to meet Wells Fargo's reporting obligations. • Actively co-operate with Traders and Salespeople to capture and remediate trade issues, exceptions and potential regulatory violations. • Review and enhance the control framework around transaction reporting processes via continuous improvement practices. • Participate in the maintenance and enhancement of governance documents (e.g. process flows and procedures; Business-As-Usual [BAU] checklists; Management Information [MI] packs etc.), to ensure procedural and presentational documentation meets Wells Fargo’s reporting requirements.• Provide analytical support to regulatory change projects and assist with User Acceptance Testing (UAT) script processing, while coordinating the testing support to regulatory change projects with local Subject Matter Experts (SMEs). • Deliver timely and accurate MI to Operations & Compliance management groups.

• Responsible for the management of dependencies and impediments in the successful delivery of reportable transactions applicable to several reporting regimes. This includes the direct transmission of ING Bank entity data to the European Central Bank, Bank Of England, Dutch Authority for Financial Markets (AFM) and other National Central Banks – with ING participating as a Panel Bank for the application of reportable data as used in the calculation of benchmark rates.• Engage in active oversight and leadership of the offshore Regulatory Reporting team (Manila, Philippines). This includes the administration of incident management where issues are highlighted, analysed, and scheduled for remediation – with communication provided to stakeholders - followed by Internal Action Forms, and the escalation of remediation concerns (where applicable). • Accountable for the ownership, prioritisation and communication of user story development, and backlog management within each SPRINT cycle – inclusive of active participation in SPRINTs, SCRUMs, Storyboard sessions and other Agile project requirements. Furthermore, provide roadmap input via the quarterly business review process whilst aligning with Product Owners, IT developers and other allied stakeholders to create and review user stories and their backlog management.• Lead or participate in the various stages of remediation / implementation including analysis, test scripts, testing, production release implementation, post-production validation, operational and procedural embedding.• Monitor and manage the quality and performance of the Regulatory Reporting team based in Manila. This includes the creation of insights and reports on progress, impediments and mitigation actions.

• Oversee the successful transaction reporting of securities applicable to the Securities Financing Transactions Regulation (SFTR) regime via the utilisation of IHS Markit, PIRUM and DTCC third party transaction reporting applications while mitigating associated risks.• Collaborate with the offshore Regulatory Reporting team (Manila, Philippines) in the administration of incident management – where issues are highlighted, analysed, and scheduled for remediation. • Participate in the various stages of remediation / implementation including analysis, test scripts, testing, production release implementation, post-production validation, operational and procedural embedding.• Monitor and assist the performance of the Regulatory Reporting team - including the creation of insights and reports on progress, impediments and mitigation actions.