David Papanelopoulos Email & Phone Number

London Area, United Kingdom

• Monitor and perform the daily regulatory transaction reporting exceptions management process for Securities Financing Transactions Regulation (SFTR) in a timely and accurate manner to meet Wells Fargo's reporting.
• Actively co-operate with Traders and Salespeople to capture and remediate trade issues, exceptions and potential regulatory violations.
• Review and enhance the control framework around transaction reporting processes via continuous improvement practices.
• Participate in the maintenance and enhancement of governance documents (e.g. process flows and procedures; Business-As-Usual [BAU] checklists; Management Information [MI] packs etc.), to ensure procedural and.
• Provide analytical support to regulatory change projects and assist with User Acceptance Testing (UAT) script processing, while coordinating the testing support to regulatory change projects with local Subject Matter.
• Deliver timely and accurate MI to Operations & Compliance management groups.

London Area, United Kingdom

• Responsible for the management of dependencies and impediments in the successful delivery of reportable transactions applicable to several reporting regimes. This includes the direct transmission of ING Bank entity.
• Engage in active oversight and leadership of the offshore Regulatory Reporting team (Manila, Philippines). This includes the administration of incident management where issues are highlighted, analysed, and scheduled.
• Accountable for the ownership, prioritisation and communication of user story development, and backlog management within each SPRINT cycle – inclusive of active participation in SPRINTs, SCRUMs, Storyboard sessions and.
• Lead or participate in the various stages of remediation / implementation including analysis, test scripts, testing, production release implementation, post-production validation, operational and procedural embedding.
• Monitor and manage the quality and performance of the Regulatory Reporting team based in Manila. This includes the creation of insights and reports on progress, impediments and mitigation actions.

London, England, United Kingdom

• Oversee the successful transaction reporting of securities applicable to the Securities Financing Transactions Regulation (SFTR) regime via the utilisation of IHS Markit, PIRUM and DTCC third party transaction.
• Collaborate with the offshore Regulatory Reporting team (Manila, Philippines) in the administration of incident management – where issues are highlighted, analysed, and scheduled for remediation.
• Participate in the various stages of remediation / implementation including analysis, test scripts, testing, production release implementation, post-production validation, operational and procedural embedding.
• Monitor and assist the performance of the Regulatory Reporting team - including the creation of insights and reports on progress, impediments and mitigation actions.

London, England, United Kingdom

London, England, United Kingdom

London, United Kingdom

London, United Kingdom

London, United Kingdom

London, United Kingdom

London, United Kingdom

Master Of Business Administration (Mba), Business Administration, Management And Operations

Graduate Diploma Of Applied Finance And Investment, Finance And Financial Management Services

Bachelor Of Science Degree (Honours), Organic Chemistry