David Pepper Email and Phone Number
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David Pepper personal email
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David Pepper is a General Counsel and Chief Compliance Officer at Derivative Path. He possess expertise in securities, litigation, class actions, securities litigation, hedge funds and 25 more skills.
Derivative Path
View- Website:
- derivativepath.com
- Employees:
- 121
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General Counsel And Chief Compliance OfficerDerivative PathHouston, Tx, Us
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General Counsel & Chief Compliance OfficerDerivative Path Feb 2023 - PresentWalnut Creek, Ca, Us
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Director, Commodities And Swap Dealer ComplianceWells Fargo Securities Jan 2018 - Feb 2023San Francisco, California, UsImplement and manage all aspects of the compliance program for Wells Fargo's physical and financial commodities business, which features energy, metals and agricultural products. Areas of focus include CFTC, FERC, Federal Reserve, and OCC requirements. -
Special Counsel, Office Of The Chief Counsel, Division Of Market OversightU.S. Commodity Futures Trading Commission (Cftc) Nov 2012 - Dec 2017Washington, Dc, UsProvided legal counsel on the interpretation of the Commodity Exchange Act and the Commission’s Regulations to division attorneys and staff. Drafted new and amended regulations as directed by the Commission. Recommended revisions to existing rules, as appropriate, in consultation with CFTC Commissioners and their staff, senior staff from other CFTC divisions, foreign regulators, SEC staff, market participants and industry groups. Drafted no-action letters, interpretive guidance and exemptive orders in response to industry proposals and relief requests from market participants. -
AssociateMilberg Llp Aug 2011 - Nov 2012Puerto Rico, UsPractice concentrated in investor and consumer rights litigation, with a particular focus on class action securities litigation. -
Financial AnalystMilberg Llp 2005 - Aug 2011Counseled attorneys on complex capital markets issues and financial products. I performed this role, full-time, while enrolled as an evening division law student.
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Equities Trader/Market-Maker - Nasdaq DivisionAdvest, Inc. 2000 - 2004UsMarket-maker and proprietary trader in a broad array of NASDAQ-listed equities across several market sectors. -
U.S. Equities Global Sales & TradingAbn Amro Bank N.V. 1998 - 2000Amsterdam, NlProvided investment and execution services for global hedge funds, asset managers, and high net-worth individuals in more than 30 countries.
David Pepper Skills
David Pepper Education Details
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New York Law SchoolLaw -
Northwestern UniversityInternational Studies
Frequently Asked Questions about David Pepper
What company does David Pepper work for?
David Pepper works for Derivative Path
What is David Pepper's role at the current company?
David Pepper's current role is General Counsel and Chief Compliance Officer.
What is David Pepper's email address?
David Pepper's email address is dp****@****erg.com
What is David Pepper's direct phone number?
David Pepper's direct phone number is +120241*****
What schools did David Pepper attend?
David Pepper attended New York Law School, Northwestern University.
What skills is David Pepper known for?
David Pepper has skills like Securities, Litigation, Class Actions, Securities Litigation, Hedge Funds, Legal Research, Securities Regulation, Capital Markets, Equities, Corporate Governance, Investments, Corporate Law.
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