David Peterson

David Peterson Email and Phone Number

Chief Compliance Officer and OSJ @ WealthPlan Partners
Omaha, NE, US
David Peterson's Location
Omaha, Nebraska, United States, United States
David Peterson's Contact Details

David Peterson work email

David Peterson personal email

About David Peterson

Experienced Leader of Compliance and Supervision with a demonstrated history of working in the financial services industry. Skilled in Operations and Supervision Management, Trade Support, Banking, Customer Relationship Management (CRM), Options, and Securities. Strong finance professional with a BA focused in International Relations from the University of Wisconsin-Madison. For full disclosures, please see my website. https://www.wealthplan.partners/

David Peterson's Current Company Details
WealthPlan Partners

Wealthplan Partners

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Chief Compliance Officer and OSJ
Omaha, NE, US
Website:
wealthplan.partners
Employees:
22
David Peterson Work Experience Details
  • Wealthplan Partners
    Chief Compliance Officer And Osj
    Wealthplan Partners
    Omaha, Ne, Us
    View
  • Wealthplan Partners
    Chief Compliance Officer / Osj
    Wealthplan Partners Sep 2023 - Present
    Omaha, Nebraska, Us
    View
  • Advisornet Financial
    Director Of Osj Supervision
    Advisornet Financial Apr 2021 - Sep 2023
    Minnetonka, Mn, Us
    Registered Principal of Cetera Advisor Networks LLC, Member FINRA/SIPC, a Broker-Dealer, and a Registered Investment Advisor. Cetera is under separate ownership from any other entity.
    View
  • Securities America Inc.
    Director Of Operations - Asset Movement And Trade Support
    Securities America Inc. Jul 2018 - Mar 2021
    La Vista, Nebraska, Us
    View
  • Securities America Inc.
    Interm Manager Of Account Maintenance
    Securities America Inc. Oct 2018 - Dec 2018
    La Vista, Nebraska, Us
    View
  • Sii Investments
    Trading Manager / Brokerage Services Manager
    Sii Investments Apr 2006 - Jul 2018
    Appleton, Wi, Us
    View
  • Harbour Investments, Inc
    Head Trader / Trading Supervisor
    Harbour Investments, Inc Apr 1999 - 2006
    Madison, Wi, Us
    View
  • Anchorbank
    Investment Supervisor
    Anchorbank 1994 - 1999
    View

David Peterson Skills

Investments Securities Series 7 Trading Mutual Funds Finra Customer Service Series 24 Equities Bonds Uniform Combined State Law Asset Allocation Risk Management Options Derivatives Fixed Income Series 63 Financial Analysis Banking Customer Relations Insurance Economics Trading Systems Research Strategic Planning Excel Microsoft Office Series 53 Series 4 Stocks Alternative Investments Electronic Trading Etfs Financial Markets Equity Trading Fixed Income Trading Operations Management Retirement Series 99

David Peterson Education Details

  • University Of Wisconsin-Madison
    University Of Wisconsin-Madison
    International Relations

Frequently Asked Questions about David Peterson

What company does David Peterson work for?

David Peterson works for Wealthplan Partners

What is David Peterson's role at the current company?

David Peterson's current role is Chief Compliance Officer and OSJ.

What is David Peterson's email address?

David Peterson's email address is dp****@****ail.com

What schools did David Peterson attend?

David Peterson attended University Of Wisconsin-Madison.

What are some of David Peterson's interests?

David Peterson has interest in Children, Civil Rights And Social Action, Environment, Disaster And Humanitarian Relief, Animal Welfare, Arts And Culture.

What skills is David Peterson known for?

David Peterson has skills like Investments, Securities, Series 7, Trading, Mutual Funds, Finra, Customer Service, Series 24, Equities, Bonds, Uniform Combined State Law, Asset Allocation.

Who are David Peterson's colleagues?

David Peterson's colleagues are Wpp Shared Plan Advantage, Michael Presti Cfp®, Alyse Pflanz, Jenny Feltz, Wpg Peptalk, Ben Cray, Randy Coble.

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