David Poole Email & Phone Number

Business strategy, compliance and regulation consulting/advisory services within global financial markets.Utilising very deep compliance/regulatory knowledge coupled with equally deep commercial knowledge across the buy/sell side and intermediaries.Working across traditional markets and emerging crypto/digital assets.

Flowdesk provides a trading infrastructure for market-making and other crypto-financial services.Flowdesk has been approved as a Digital Asset Service Provider from the Autorité des marchés financiers (AMF) – France

London, United Kingdom

• Led the implementation of the business, technical and operational environment aligned to Global Broking’s business strategy to meet regulatory requirements;
• Initial focus on MiFID II: Planned and delivered all project streams in the overall programme, working collaboratively with senior commercial management, subject matter experts, legal, compliance, risk, project.
• Initial focus on MiFID II: Planned and delivered all project streams in the overall programme, working collaboratively with senior commercial management, subject matter experts, legal, compliance, risk, project.
• Managed huge complexity of MiFID II in conjunction with TP and ICAP merger
• 11 new Trading Venues (OTF and MTF) successfully launched in Jan 2018 across all TP ICAP brands
• Established ongoing operational model, governance, key reporting metrics and applied to developments including Brexit, SFTR, acquisitions/new business initiatives Show less

London, United Kingdom

ClientKnowledge acquired by EBS (part of ICAP)Led and collaborated on multiple initiatives during a highly innovative period to refresh an established major FX platform, including;- Leading Dodd Frank (SEF) implementation from business side;- Leading a formal collaboration with Singapore Exchange (SGX); and- Managing MiFID II process for EBS BrokerTec

• ClientKnowledge helped trading firms maximise the value of their franchise, in terms of client distribution and the profitability of client-driven trading. As one of the two principals, I devised, planned, sold and.
• Developed a top-level client list and established a diverse and detailed knowledge base of investors, corporations, intermediaries and banks across financial… Show more ClientKnowledge helped trading firms maximise the.
• Developed a top-level client list and established a diverse and detailed knowledge base of investors, corporations, intermediaries and banks across financial products
• Provided key strategic advisory on innovative initiatives, acquisitions and business growth Show less

Specified and project led a global FX dealing system and new FX Prime Brokerage unit

Global Head of Client Trading Services (CTS)Pioneered FX desk using e-tools to increase trading efficiencies. Developed pricing and execution systems to support the business.Previously: Senior FX traderFX sales to central banks and SWF