Compliance Officer
CurrentRecords Management Compliance Officer. Responsible for electronic books and records compliance (SEC, FINRA, CFTC, NFA, et al.) and development and maintenance of related polices, processes and procedures.
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@interactivebrokers.com
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David Prather is listed as Records and Information Management | Information Governance | Privacy | Financial Services at Interactive Brokers, based in New York City Metropolitan Area, United States, United States. AeroLeads shows a work email signal at interactivebrokers.com and a matched LinkedIn profile for David Prather.
David Prather previously worked as Compliance Officer at Interactive Brokers and Vice President Of Business Development at Ovitas. David Prather holds Masters, Accounting from American University.
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Information management and governance professional with extensive experience as a compliance officer, project manager, and business analyst in financial services / broker-dealer operations, and accounting and audit services.
Listed skills include Enterprise Content Management, Auditing, Accounting, Business Strategy, and 51 others.
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Greenwich, Connecticut, US
Records Management Compliance Officer. Responsible for electronic books and records compliance (SEC, FINRA, CFTC, NFA, et al.) and development and maintenance of related polices, processes and procedures.
Lexington, Massachusetts, US
Led enterprise content management (ECM), and document and records management software sales and consulting engagements. Focused on organizations that needed to automate and be more efficient in document management, records management, accounts payable automation, and records-related business process management (BPM).
New York, New York, US
In a consulting role, applied business analysis and tech skills to a global content management system (ECM) program with Moody's Investors Service. Created data dictionary, mapped and normalized legacy rating data and codes to a new global taxonomy, and created the XML content package for Moody's Analytics.
Worldwide, OO
As a Senior Manager in the Audit National Office, managed multiple cross-functional and offshore project and product teams to deliver multiple six- and seven-figure enterprise-wide and global content management, document management, component content management, and records management solutions. Liaised with functional and operations management.
Norwalk, Connecticut, US
At the Financial Accounting Foundation (FAF), managed the implementation of the US GAAP Codification Research System. Led RFI/RFP processes and all application-related deliverables including back-end enterprise content management system, public and subscription-based web CMS, and real-time, dynamic data publishing workflow interface system. Co-designed the.
London, England, GB
Created the first IFRS XBRL taxonomy and contributed technical input to the version 2.x XBRL specification(s). Managed various technical projects and products, and the IFRS Foundation publications department. Brought new products to market including eIFRS and IFRSs on CD. In a business development role, negotiated print and electronic commercial sales with.
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David Prather works for Interactive Brokers.
David Prather is listed as Records and Information Management | Information Governance | Privacy | Financial Services at Interactive Brokers.
AeroLeads has found 1 work email signal at @interactivebrokers.com for David Prather at Interactive Brokers.
David Prather is based in New York City Metropolitan Area, United States, United States while working with Interactive Brokers.
David Prather has worked for Interactive Brokers, Ovitas, Moody'S Corporation, Deloitte, and Fasb.
You can use AeroLeads to view verified contact signals for David Prather at Interactive Brokers, including work email, phone, and LinkedIn data when available.
David Prather holds Masters, Accounting from American University.
David Prather is listed with skills including Enterprise Content Management, Auditing, Accounting, Business Strategy, Xbrl, Product Management, Project Management, and Strategy.
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