David R.

David R. Email and Phone Number

KPMG LLP & KPMG Americas @ KPMG LLP
David R.'s Location
New York City Metropolitan Area, United States, United States
About David R.

Broad and deep experience in civil, regulatory, and criminal matters involving all lines of business in investment banking and professional services (audit, advisory, tax), class actions, representation of entities and individuals in investigations and litigation through trial and appeal. Legal counseling on a variety of issues pertaining to conflicts, disputes, privilege, engagement management, and legal risk. Top flight written and oral advocacy and communication skills. Confident, informed, and steady judgment. A legal professional who understands business and business objectives. A motivating, dynamic, and personable manager who earns respect by example.

David R.'s Current Company Details
KPMG LLP

Kpmg Llp

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KPMG LLP & KPMG Americas
David R. Work Experience Details
  • Kpmg Llp
    Principal & Associate General Counsel - Kpmg Llp
    Kpmg Llp 2008 - Present
    New York, Ny, Us
    Legal advisor to management in Audit, Advisory (Consulting), Tax, Risk Management and Professional Practice functions. Providing advice concerning Section 10A/illegal acts, contracting, intellectual property, information technologies, corporate governance, subsidiary broker-dealer/investment bank services/corporate finance services, management of legal risks, legislation and lobbying, banking regulations, new business lines/initiatives, federal and state regulatory matters relating to public accountancy and professional services, internal investigations, interfirm and offshore affiliate matters, litigation & regulatory actions.
  • Kpmg
    Counsel - Kpmg Americas
    Kpmg 2019 - Present
    Toronto, On, Ca
    Legal advice to KPMG Americas, a regional governance entity for Central and South American KPMG member firms, concerning governance, cross-border issues, conflicts, intellectual property, information technology, licensing, information technology, audit quality/professional practice, risk management, marketing, scope of practice, regulatory matters, and internal investigations. Extensive collaboration with counsel, risk management professionals and business leaders throughout Central and South America.
  • Ubs
    Executive Director (Legal)
    Ubs 2002 - 2008
    Zurich, Ch
    Litigation & Regulatory for UBS Investment Bank throughout North, Central and South America and involving all business lines - equities, fixed income, corporate finance, M&A, syndicated finance, MBS, CMOs.
  • Morgan, Lewis & Bockius Llp
    Senior Associate
    Morgan, Lewis & Bockius Llp 2000 - 2002
    Philadelphia, Pa, Us
    Securities Litigation & Enforcement Practice Group - litigation of class actions and other private securities matters, defense and litigation of SEC enforcement investigations and litigation, conduct internal investigations.
  • Gage & Pavlis
    Associate
    Gage & Pavlis 1997 - 2000
    Criminal and Civil Litigation through trial and appeal.
  • U.S. Securities And Exchange Commission
    Attorney (Enforcement Investigations & Litigation)
    U.S. Securities And Exchange Commission 1994 - 1997
    Washington, Dc, Us
    Regulatory Investigations & Enforcement Litigation. Investigated, litigated and tried cases involved cases involving international financial fraud, insider trading, Investment Company Act and Investment Advisers Act violations, unregistered offerings, pump and dump "boiler room" schemes, trading fraud. Member of Broker-Dealer Enforcement Unit.

David R. Education Details

  • Columbia Law School
    Columbia Law School
    Law
  • Fordham University
    Fordham University
    Philosophy

Frequently Asked Questions about David R.

What company does David R. work for?

David R. works for Kpmg Llp

What is David R.'s role at the current company?

David R.'s current role is KPMG LLP & KPMG Americas.

What schools did David R. attend?

David R. attended Columbia Law School, Fordham University.

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