I am Regulatory Director within the Financial Services Advisory team at Konexo. I have over 20 years industry experience focusing predominantly on conduct of business issues, which means I help firms ensure that the advice, products, and service provided to their customers is appropriate and compliant.Over my career I have collaborated with numerous Banks, Advisers, Insurers, Professional Services firms, and Law Firms. As a result, I have earned a diverse and detailed set of knowledge across all major product lines and have handled a broad range of regulatory issues. I also have considerable experience of undertaking remedial activities, having been responsible for the end-to-end design and delivery of many complex and high value past business reviews and remediation programmes. These have included the review of Defined Benefit Pension Transfer advice, fund switching recommendations, asset take-on due diligence, the operation of discretionary portfolio platforms, and the sale of complex and high risk investment vehicles. I have also undertaken many smaller discrete activities, such as ongoing assurance sampling and due diligence for M&A activity. Having worked in Financial Services for over two decades, it is important to me that the industry operates safely and effectively for both firms and consumers.
Listed skills include Financial Services, Financial Risk, Pensions, Stakeholder Management, and 46 others.
