David Rogers Email & Phone Number

Canvey Island, Gb

I'm a lead BA working on Actimize's SAM (Suspicious Activity Monitoring) Transaction Monitoring Tool.

Deeper Solutions is a consultancy providing business analysis and project management to the financial services industry, focussing on global anti money laundering regulation from both a policy and operational perspective.

London, United Kingdom

I'm a change professional specialising in AML and have delivered a number of projects from "Verde" AML (the AML systems and process part of the divestment of a number of LBG branches to TSB), PSD2 including a revision of the Directive and analysis of the implications of a number of the Directive's "Articles", facilitating liaison with the EU Rapporteur, to Transaction Monitoring, with particular experience of Actimize (Fortent Monitor) and BAe systems (NetReveal).I work as a senior BA… Show more I'm a change professional specialising in AML and have delivered a number of projects from "Verde" AML (the AML systems and process part of the divestment of a number of LBG branches to TSB), PSD2 including a revision of the Directive and analysis of the implications of a number of the Directive's "Articles", facilitating liaison with the EU Rapporteur, to Transaction Monitoring, with particular experience of Actimize (Fortent Monitor) and BAe systems (NetReveal).I work as a senior BA across the project lifecycle, from initial requirements elicitation, scope documentation, test plans and requirement traceability, to all important stakeholder management, governance, implementation and live proving of solutions. Show less

1Cp

• Wrote PEP risk framework and resultant change to policy• Worked on delivery of PEP policy into BAU• KYC specialist • Managed KYC forums across retail and business banking• Final dispensation decisions on KYC across retail network• Risk assessments on new market segments• AML and sanctions conformance programs• Wrote annual and interim MLRO reports for sign off by MLRO• Worked on refresh of AML standards and KYC policies

Assignment to work on several projects emanating from the MLROs office, including implementation of updates to AML policy, finesse sanction and PEP matching program, write core set of AML procedures and delivery of effective and contemporary web based training program.

Wrote a feasibility study that included tactical & strategic solutions to link NT's back office to Euroclear (Crest, the UK central securities depositary) for automated settlement of fund products.

Looking at wireless banking and payment solutions in emerging economies and wrote papers on the challenging money laundering environment in these countries.

My initial contract was a business change program, integrating two departments and analysing their systems & controls.Latterly I spent two years running an anti money laundering project team, taking on a wide variety of procedural, operational and policy projects.

Worked for 9 months on the complex 'split capital distribution project', which paid compensation to 1,000s of customers who lost money due to the miss-categorisation of risk on these products.