David W. Chitty Email & Phone Number

Sea Girt, Nj, Us

United States

Head of Group Risk, responsible for the management and delivery of the global enterprise-wide risk management framework of the Equiniti Group. Serve as the Chief Risk Officer of Equiniti US and Equiniti Trust Company, LLC.

New York, United States

Head of the Compliance, Risk Management and Corporate Security Group with responsibilities to lead the compliance, regulatory, risk management, information / cyber security, business continuity and corporate insurance functions of the American Stock Transfer & Trust Company, LLC organization. Ensure the 2nd line of defense operates in an optimal manner and provides assurance to the Board of Directors that enterprise wide risks are monitored, managed and mitigated and in sync with AST strategic goals and objectives.

New York, New York, United States

Greater New York City Area

Managing Director, Branch Manager and Combined US Operations Governance Performed statutory Branch Manager duties for the Credit Suisse AG New York and Cayman Islands branches with emphasis on implementing new products in a controlled manner, serving as the day-to-day contact for primary regulators and Group Internal Audit including implementation of applicable recommendations, and partnering with Risk to develop entity-level risk frameworks and limits.Development of compliant board-level and management governance frameworks for the US and the Americas region covering approximately fifteen countries.

Greater New York City Area

Managing Director, Branch Manager and Americas Country ManagementDirect management of legal entities, countries and regional organizations across business lines and support functions. Responsibilities include developing and implementing front to back control and governance programs, project managing tactical and strategic initiatives, and managing regulatory and internal audit examinations, highlights including: Performed statutory Branch Manager duties for the New York and Cayman branches; Responsibilities as a Board member for numerous US and Americas entities; Managed and partnered with five Country Chief Operating Officers to optimize processing, human capital, legal and compliance requirements; Served as the Caribbean CEO covering the Bahamas, Cayman Islands and Bermuda to ensure operational effectiveness of local offices;Served as Canada Country COO for two years (in Toronto office, 130+ staff) to lead local regulatory relationship requirements, execute new product introductions and to right-size the bank and broker-dealer Support functions; Business Sponsor and Project Manager for the Regulation YY CUSO Entity Formation (structuring of 600+ entities) and the Regulation YY Implementation Plan (800+ page submission) projects; and

Greater New York City Area

Director, Credit Suisse Internal Audit GroupExecuted and managed financial audits and served as the Head of the Credit Suisse Americas Audit Group and Sector Head for the combined Credit Suisse and First Boston Audit Groups, highlights include:Managed and executed front to back audits across a variety of banking and broker-dealer business lines and products;Supervisory responsibilities included annual audit planning, audit program development, work-paper review and authoring of reports;Executed audits covering North, Central and South America, and the Caribbean;Developed the loan review function and performed lending and credit audits in various jurisdictions including the US, Switzerland, Japan, Australia and Canada; andCo-developed the group Risk Assessment Tool used for annual audit planning.

Executive Education Program

Program Focus: Leadership, Strategy, Organizational Behavior and Change Management Gain mastery of fundamental business skills, explore.

Bsba, Finance

Mba, Finance