David Wilkinson Email & Phone Number

California, United States

Mountain View, Ca, Us

Mountain View, Ca, Us

• Supervised and developed all strategic and operational aspects of the compliance program at a registered venture capital fund with approximately $12B in assets under management and 50+ employees• Led first firm-wide regulatory risk assessment and implementation of compliance program improvements, specifically focused on enhanced testing of fees, alternative data monitoring, and cybersecurity• Developed and implemented enhancements to various compliance workflows, including marketing reviews, expert network onboarding and monitoring, vendor due diligence, media interactions, regulatory filings and Code of Ethics monitoring• Oversaw initial and ongoing completion of all required filings with the SEC and applicable international regulators including Form ADV, Schedule 13D/G, Form 13F, Form 13H, Form 3, Form 4, Form 144, and AIFMD

United States, Us

• Oversee day-to-day administration and testing of all policies & procedures at 50+ employee investment advisor with approximately $14B in assets under management in partnership with Chief Compliance Officer (“CCO”)• Enact new efficiencies for compliance program and craft solutions, including implementation of new compliance software, creation of risk matrix and compliance calendar, vendor management, and inter-department collaboration• Coordinate regular updates to all compliance policies & procedures and filings with CCO, including Form ADV, Code of Ethics, Compliance Manual, and Desktop Policies• Responsible for all required filings with the Securities and Exchange Commission and applicable international regulators including Form ADV, Schedule 13D, Form 13F, Form 13H, Form 3, Form 4, and Form 144

San Francisco, Ca, Us

Developed and led operational due diligence program for all sub-managers in 8-employee emerging manager-of-managers investment advisory firm with approximately $1.2B in assets under managementDirected and oversaw firm operations including vendor due diligence, firm IT support, portfolio accounting, and communications systems, among othersSupported overall firm compliance program, including development, testing, and training of employees across all firm policies and procedures, including the Code of Ethics and Compliance ManualGuided the firm’s risk management process from identification of systemic risks, to consultation with senior executives and team members, to implementation of tools to mitigate identified risks

San Francisco, Ca, Us

San Francisco, California, Us

Founded Project Vega, a 501(c)(3) organization, that established the first free-to-play competitive soccer club in San Francisco and an innovative youth development program that served over 750 youth by combining soccer, vocabulary enrichment, conflict resolution, and healthy habitsRaised over $500,000 in capital from corporations, foundations, and individuals with no single donation larger than $30,000, while managing fundraising pipeline of over 200 prospectsCultivated strategic partnerships with the Boys & Girls Clubs of San Francisco, Good Samaritan Family Resource Center, Jamestown Community Center, the SMART Program, and others

San Francisco, California, Us

Managed compliance operations of 115 employee investment advisory firm with approximately $18B in assets under management and served as second in command of the compliance unit under the CCO and General Counsel (“GC”)Led firm risk assessment across all departments to identify and mitigate systemic risks, including executive interviews, audits of department’s risk exposure, as well as creation and implementation of new policies and procedures, for example, pertaining to valuation, conflicts of interest, and marketingRevised firm policies and procedures in response to evolving regulatory laws, such as analyzing and providing recommendations to the CCO and GC based on the Dodd-Frank ActSupervised transition from obsolete, manual employee trade tracking system to automated web-based system provided by external vendor, led due-diligence process, and managed vendor and broker relations

Promoted the personal and professional development of 18 young men as a professionally licensed soccer coach through the creation of a positive learning environment, while assisting players with college recruitment process, eligibility requirements, and financial aid qualification

Worked with top competitive girls teams in the club to develop technical, tactical, physical, and psychological skills of players

First employee hired into the business office of a start-up company providing soccer skills training to players of all ages. Conducted market research to inform development of the company business plan. Met frequently with prospective investorsCreated the Sutton Soccer Goalkeeper Program, a 32-session training curriculum designed for players of all ages. Led the development and execution of the program’s marketing strategy. Served as the lead instructor for classes

Oversaw entire women's soccer program at Alameda HS, from the Varsity to the JV team and hired JV coach, implemented season long training plan, coordinated all aspects of team operations

San Francisco, Ca, Us

Collaborated with staff to build and implement the season’s goalkeeper training regimen for Division II program

Oakland, Ca, Us

B.A., History

History