David Wing

David Wing Email and Phone Number

Experienced Risk & Compliance Director
David Wing's Location
Leeds, England, United Kingdom, United Kingdom
David Wing's Contact Details

David Wing work email

David Wing personal email

n/a
About David Wing

After a successful career in Banking and Financial Services as an Executive Director responsible for Risk and Compliance and holding FCA SMF responsibilities, I’m keen to share my knowledge and experience because I would genuinely like to help and support others. Over recent years I have successfully navigated five FCA reviews as well as being parachuted in to manage a s166 Skilled Person Review and three Past Business Reviews. I’ve always sought to deliver the highest of standards when dealing with the regulator or delivering pragmatic internal process and procedure that extends to and beyond that for compliance, risk, systems and controls while mentoring others and building successful teams.In addition, I have extensive experience of Professional Indemnity Insurance (PII) and Director’s and Officer’s Insurance working with brokers and insurers on the London market to achieve appropriate cover and extensive savings on premiums.If you believe my knowledge and experience may be able to help you or businesses that you deal with either as a NED or on a consultancy basis, please do get in touch.

David Wing's Current Company Details

Experienced Risk & Compliance Director
David Wing Work Experience Details
  • Age Partnership
    Risk & Compliance Director
    Age Partnership May 2014 - Dec 2024
  • Baker Tilly Business Services Limited
    Head Of Group Compliance
    Baker Tilly Business Services Limited Oct 2013 - Dec 2013
    Marlow, Bucks, Gb
    Following Baker Tilly's acquisition of the trading entities of RSM Tenon I fulfilled my role as described for RSM Tenon PLC.
  • Rsm Tenon Plc
    Head Of Group Compliance
    Rsm Tenon Plc Jan 2000 - Oct 2013
    Working with the service line compliance heads I chaired the Group Compliance Committee to establish and maintain a compliance framework to monitor regulatory and internal policy compliance which met the expectations of RSM Tenon PLC stakeholder's.With over 9 years FSA/FCA regulated experience(CF1, CF10 & CF11) my role extended to include:- Group MLRO- ICAEW Practice Assurance Partner- Group Data Protection Officer- Group Bribery Act Officer- Group 'Complaint Owner'In addition, I was responsible for insurances, specifically the group’s Professional Indemnity Insurance (PII) and Director’s and Officer’s Insurance. By ensuring policies were ‘fit for purpose’ I sought value for money through economies of scale and recently achieved a substantial premium saving on both the firms PII and Travel and Personal Accident Insurance at renewal.

David Wing Skills

Risk Management Governance Mergers And Acquisitions Management Internal Audit Auditing Internal Controls Due Diligence Fraud Corporate Governance Insurance Enterprise Risk Management Financial Risk

Frequently Asked Questions about David Wing

What is David Wing's role at the current company?

David Wing's current role is Experienced Risk & Compliance Director.

What is David Wing's email address?

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What skills is David Wing known for?

David Wing has skills like Risk Management, Governance, Mergers And Acquisitions, Management, Internal Audit, Auditing, Internal Controls, Due Diligence, Fraud, Corporate Governance, Insurance, Enterprise Risk Management.

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