David Wing work email
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David Wing personal email
After a successful career in Banking and Financial Services as an Executive Director responsible for Risk and Compliance and holding FCA SMF responsibilities, I’m keen to share my knowledge and experience because I would genuinely like to help and support others. Over recent years I have successfully navigated five FCA reviews as well as being parachuted in to manage a s166 Skilled Person Review and three Past Business Reviews. I’ve always sought to deliver the highest of standards when dealing with the regulator or delivering pragmatic internal process and procedure that extends to and beyond that for compliance, risk, systems and controls while mentoring others and building successful teams.In addition, I have extensive experience of Professional Indemnity Insurance (PII) and Director’s and Officer’s Insurance working with brokers and insurers on the London market to achieve appropriate cover and extensive savings on premiums.If you believe my knowledge and experience may be able to help you or businesses that you deal with either as a NED or on a consultancy basis, please do get in touch.
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Risk & Compliance DirectorAge Partnership May 2014 - Dec 2024
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Head Of Group ComplianceBaker Tilly Business Services Limited Oct 2013 - Dec 2013Marlow, Bucks, GbFollowing Baker Tilly's acquisition of the trading entities of RSM Tenon I fulfilled my role as described for RSM Tenon PLC. -
Head Of Group ComplianceRsm Tenon Plc Jan 2000 - Oct 2013Working with the service line compliance heads I chaired the Group Compliance Committee to establish and maintain a compliance framework to monitor regulatory and internal policy compliance which met the expectations of RSM Tenon PLC stakeholder's.With over 9 years FSA/FCA regulated experience(CF1, CF10 & CF11) my role extended to include:- Group MLRO- ICAEW Practice Assurance Partner- Group Data Protection Officer- Group Bribery Act Officer- Group 'Complaint Owner'In addition, I was responsible for insurances, specifically the group’s Professional Indemnity Insurance (PII) and Director’s and Officer’s Insurance. By ensuring policies were ‘fit for purpose’ I sought value for money through economies of scale and recently achieved a substantial premium saving on both the firms PII and Travel and Personal Accident Insurance at renewal.
David Wing Skills
Frequently Asked Questions about David Wing
What is David Wing's role at the current company?
David Wing's current role is Experienced Risk & Compliance Director.
What is David Wing's email address?
David Wing's email address is da****@****non.com
What skills is David Wing known for?
David Wing has skills like Risk Management, Governance, Mergers And Acquisitions, Management, Internal Audit, Auditing, Internal Controls, Due Diligence, Fraud, Corporate Governance, Insurance, Enterprise Risk Management.
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