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David A. Cohen is listed as Senior Counsel at US Securities and Exchange Commission, based in Washington, District Of Columbia, United States. AeroLeads shows a work email signal at sec.gov and a matched LinkedIn profile for David A. Cohen.
David A. Cohen previously worked as Attorney at U.S. Securities And Exchange Commission and Assistant Director of Government Relations at Financial Planning Association. David A. Cohen holds Doctor Of Law (J.D.), Banking, Corporate, Finance, And Securities Law from Boston University School Of Law.
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Financial services regulatory attorney with over 30 years of experience. Extensive securities, investigative, managerial, advocacy and BSA anti-money laundering experience. Knowledgeable in all areas of securities law including federal and state statutes and FINRA rules and regulations.
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Washington D.C. Metro Area
PROVIDE LEGAL ADVICE, REVIEW, AND SUPPORT to staff throughout the Division of Enforcement on matters related to the enforcement of the Bank Secrecy Act (BSA) Anti-Money Laundering (AML) statutes and related regulations and the use of BSA information to support the mission of the SEC.RESEARCH AND PROVIDE LEGAL INTERPRETATION pertaining to the BSA and its.
Washington, District Of Columbia, United States
Interpreted and applied the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Advisors Act of 1940 to provide oral and written advice to individual investors. Evaluated complaints to determine potential misconduct related to those laws.
Washington D.C. Metro Area
FORMULATED POLICY AND ADVOCATED for it on behalf of our members before Congress; the U.S. Securities and Exchange Commission; and state governments and regulators with a focus on securities and insurance regulation. Drafted comment letters and testimony to support our positions. SUCCESSFULLY LAUNCHED program to create statewide advocacy councils to assist.
Madison, Wisconsin Area
SERVED AS LEGAL ADVISER to Division Administrator on enforcement issues. Provided justification for enforcement policies and actions in high profile case to Department Secretary and other senior officials. MANAGED THE ANALYSIS of questions involving the Division's authority and jurisdiction; often required to determine if a novel factual situation fell.
Madison, Wisconsin Area
Prepared subscription documents for real estate transactions.Responsible for all state and federal securities law compliance activities.Advised clients on compliance with securities laws.Prepared complaints and discovery documents
New York, New York, United States
New York, New York, United States
Activities and Societies: Paul J. Liacos Scholar
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David A. Cohen works for US Securities and Exchange Commission.
David A. Cohen is listed as Senior Counsel at US Securities and Exchange Commission.
AeroLeads has found 1 work email signal at @sec.gov for David A. Cohen at US Securities and Exchange Commission.
David A. Cohen is based in Washington, District Of Columbia, United States while working with US Securities and Exchange Commission.
David A. Cohen has worked for Us Securities And Exchange Commission, U.S. Securities And Exchange Commission, Financial Planning Association, Wisconsin Department Of Financial Institutions, Division Of Securities, and Mcburney, Wyngaard, Wilson, Raymond & Soglin.
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David A. Cohen holds Doctor Of Law (J.D.), Banking, Corporate, Finance, And Securities Law from Boston University School Of Law.
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