David Bellaire Email and Phone Number
David Bellaire work email
- Valid
David Bellaire personal email
David Bellaire phone numbers
PROFILE SUMMARY FOR DAVID BELLAIRE: I have extensive broker-dealer compliance, legal, and operations experience. I am now executive vice president & general counsel for the Financial Services Institute. FSI is the advocate for independent financial services firms and their affiliated financial advisors. My position involves lobbying state and federal regulators and legislators for a healthier business environment. Most recently, I was vice president of operations and general counsel at Securities Service Network, Inc. I also previously was compliance manager and special investigations attorney with InterSecurities, Inc., assistant director of compliance at Commonwealth Financial Network, Inc. and assistant to the executive director at the Institute of Certified Financial Planners (ICFP). I earned a BS in business management from Providence College and a JD from the University of Denver, Sturm College of Law. I am admitted to the state bar in Massachusetts and Tennessee.David Bellaire's Specialties: I have expertise in the areas of independent broker-dealer and retail investment advisor compliance and operations. I am a frequent speaker on these topics at industry conferences sponsored by such organizations as FINRA, IRI, the America Law Institute, & the American Bar Association. I am also frequently quoted in industry publications such as The Wall Street Journal, Dow Jones Newswire, InvestmentNews, Registered Rep., Broker Dealer Journal, Investment Advisor & Financial Planning Magazine.PLEASE NOTE: The views expressed through this LinkedIn account are my own, not those of the Financial Services Institute.
Financial Services Institute
View- Website:
- financialservices.org
- Employees:
- 62
-
Executive Vice President And General CounselFinancial Services InstituteLorton, Va, Us
-
Executive Vice President & General CounselFinancial Services Institute Oct 2012 - PresentWashington, Dc, UsAt this time, I lead FSI's Advocacy Team in lobbying state and federal regulators and legislators in pursuit of a healthier business environment for independent financial services firms and independent financial advisors. In addition, I serve as FSI's chief legal officer and second in command.
-
General Counsel & Director Of Government AffairsFinancial Services Institute Oct 2005 - Oct 2012Washington, Dc, UsResponsible for indentifying, tracking, and analyzing regulatory rule proposals and legislative initiatives that may impact the independent broker-dealer and financial advisor community. Position required strong written and verbal communication skills to create comment letters, position papers, and talking points that communicate our members' concerns to officials of various regulatory agencies, and members of state and federal legislative bodies.
-
Vice President Of OperationsSecurities Service Network, Inc. 2001 - 2005Supervised the operations department. The department's responsibilities included the establishment, funding, and maintenance of twenty-seven thousand brokerage accounts, all related cashiering functions, and the processing of all application direct business. Position required strong management skills, extensive knowledge of broker-dealer operations, the ability to communicate clearly and handle multiple time-sensitive priorities simultaneously.
-
Assistant Vice President & In House CounselSecurities Service Network, Inc. 1999 - 2002Served as in-house counsel to the firm by responding to all regulatory inquiries. Supervised and managed outside attorneys representing the firm in arbitration and litigation matters. Served as counsel in NASD arbitration matters. Consulted on all legal matters including compliance policies and procedures, supervision efforts, employment, and corporate law issues. Position required extensive knowledge of the state and federal regulatory systems concerning investment advisors and broker-dealer firms, strong written and verbal communication skills, and legal talent.
-
Special Investigations Attorney & Regional Compliance ManagerIntersecurities, Inc. 1998 - 1999Involved in the screening, auditing, and supervision of the firm’s OSJ managers in the northeast region and performance of frequent unannounced audits of suspect branch offices. Position required extensive knowledge of the state and federal regulatory systems concerning broker-dealer firms and the ability to clearly communicate this information to OSJ managers. In addition, the position required the ability to perform quality investigative examinations of branch office activities.
-
Assistant Director Of ComplianceCommonwealth Financial Network 1993 - 1998Waltham, Ma, UsInvolved in developing, implementing, and insuring compliance with the statutes, regulations, rules, and firm policies affecting an NASD licensed broker-dealer and SEC registered investment advisory firm. Position required extensive knowledge of the state and federal regulatory systems concerning investment advisors and broker-dealer firms and strong written and verbal communication skills. -
Assistant To The Executive DirectorInstitute Of Certified Financial Planners 1991 - 1992Conducted legal research into the regulatory framework under which financial planners and investment advisors operate. Provided staff support for the government affairs and ethics committees. Position required strong legal research, writing, and computer skills.
David Bellaire Skills
David Bellaire Education Details
-
University Of Denver - Sturm College Of LawLaw -
Providence CollegeBusiness Administration
-
St. John'S Preparatory SchoolCollege Preparatory Course Of Study
Frequently Asked Questions about David Bellaire
What company does David Bellaire work for?
David Bellaire works for Financial Services Institute
What is David Bellaire's role at the current company?
David Bellaire's current role is Executive Vice President and General Counsel.
What is David Bellaire's email address?
David Bellaire's email address is da****@****ces.org
What is David Bellaire's direct phone number?
David Bellaire's direct phone number is +177032*****
What schools did David Bellaire attend?
David Bellaire attended University Of Denver - Sturm College Of Law, Providence College, St. John's Preparatory School.
What are some of David Bellaire's interests?
David Bellaire has interest in Enjoying Time With My Wife, New England Patriots, Boston Celtics, Reading Biographies Or History, Playing With My Kids, Boston Bruins And Manchester United, Listening To Music Of All Genres, Electronics And Video Games, Following The Boston Red Sox.
What skills is David Bellaire known for?
David Bellaire has skills like Securities, Finra, Investments, Investment Advisory, Corporate Law, Financial Services, Securities Regulation, Mutual Funds, Series 7, Finance, Due Diligence, Legal Research.
Who are David Bellaire's colleagues?
David Bellaire's colleagues are Christine Bermingham, Cmp, Amra Khan, Asya Fleming, Olajide Emmanuel, Prithi Man Rai, Ori Completo, Artemio Garcia.
Free Chrome Extension
Find emails, phones & company data instantly
Aero Online
Your AI prospecting assistant
Select data to include:
0 records × $0.02 per record
Download 750 million emails and 100 million phone numbers
Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.
Start your free trial