David C.

David C. Email and Phone Number

Risk Management Practitioner | Risk Controls, Governance, Compliance, Ethics, Audit, Integrity | Frameworks, Business Transformation, Regulatory readiness, Assurance, Data, Anti-corruption (ABAC), COSO, TPRM, ERM @ Novartis
basel, basel-city, switzerland
David C.'s Location
New York, New York, United States, United States
About David C.

With over 20 years of experience in risk, controls and compliance, I am a passionate leader and strategist who excels at developing and implementing integrated frameworks, processes, and methodologies that enable the risk, controls, governance and compliance strategy of complex and global organizations in a consistent and cohesive way. I have a strong background in risk management, corporate compliance, ethical decision-making, governance, across several industries and geographies, strong regulatory readiness planning, and data analysis, and I hold a certification in risk management from Harvard Business School and a specialization in Regulatory Compliance from the University of Pennsylvania. I am looking for new opportunities where I can leverage my skills and expertise to create value and impact for the organization and its stakeholders.In my most recent role as Head of Risk Management Frameworks, Strategies and Methods at Risk Management at Meta, I was responsible for creating an integrated risk management framework across the organization that ensured the identification, assessment and mitigation of risks, as well as compliance with policies, procedures, regulations, and standards. I also led the design and implementation of controls for various functions and addressing problematic areas and acute issues.I also have extensive experience designing and developing Risk and Controls centers of excellence, Business shared service centers, and Transactional centers that enable business and implement new operating models across all business pillars and verticals, while delivering value-added solutions and driving operational excellence in a risk-based and compliant manner.Acted as an agent for positive change with agility, adaptability, and flexibility. I collaborated with multiple teams across the three lines of defense and various lines of business, such as operations, product development, engineering, finance, legal, privacy, policy, government affairs, data, technology, regulatory compliance, and internal audit. I used my skills in advisory boards, acute issues, human rights, trade, trust and safety, political activities, content moderation, people, planet and diversity, competition, privacy, transparency, data centers, fintech, anti-corruption, and regulatory compliance to drive the strategy and execution of the system of controls.

David C.'s Current Company Details
Novartis

Novartis

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Risk Management Practitioner | Risk Controls, Governance, Compliance, Ethics, Audit, Integrity | Frameworks, Business Transformation, Regulatory readiness, Assurance, Data, Anti-corruption (ABAC), COSO, TPRM, ERM
basel, basel-city, switzerland
Website:
novartis.com
Employees:
100036
David C. Work Experience Details
  • Novartis
    Director Ethics, Risk And Compliance - Advisory, Policy And Learning
    Novartis Jun 2023 - Present
    East Hanover, New Jersey, United States
    In my role as Director of Ethics, Risk, and Compliance at Novartis, I am responsible for developing and implementing a risk management framework, compliance program, and governance structure to support business initiatives and product launches. This involved utilizing data analytics, social media content development, and advertising to ensure regulatory compliance and ethical practices.
  • Meta
    Head Of Risk Management Frameworks And Methods At Legal Risk Management
    Meta Oct 2022 - Jun 2023
    New York City Metropolitan Area
    Responsible of developing an integrated risk management framework, processes, methodologies across the organization that enables the risk and compliance strategy in order to ensure the identification, assessment and mitigation of risks in a cohesive and integrated way across all the organization risk domains.
  • Meta
    Control Design And Implementation Lead
    Meta Apr 2021 - Oct 2022
    New York, United States
    Led the design and implementation of an overarching and cross-company Control framework, that ensure the development, assessment and documentation of controls in a coordinated manner and across functions while addressing regulatory requirements. Acted as an agent for positive change with agility, adaptability, and flexibility. I collaborated with multiple teams across the three lines of defense and various lines of business, such as operations, product development, engineering, legal, privacy, policy, government affairs, data, technology, regulatory compliance, and internal audit. I used my skills in advisory boards, issues, human rights, trade, political activities, content moderation, integrity, people, planet and diversity, competition, privacy, transparency, data centers, fintech, anti-corruption, and regulatory compliance to drive the strategy and execution of the system of controls.Embrace change and welcome different viewpoints to solve problems. Lead projects across the three lines of defense and with various lines of business (e.g. operations, data, technology, regulatory compliance, internal audit)
  • Pfizer
    Director Global Risk, Controls And Compliance Center Of Excellence
    Pfizer Dec 2016 - Apr 2021
    New York City Metropolitan Area
    Led the creation and implementation of the Global Risk, Compliance and Controls (GRCC) function for providing the strategic guidance, subject matter expertise, design and implement of global strategies, tools, monitoring methodologies and maximize data analysis to ensure compliance with SOX, Health care compliance, Anti-bribery and Anti-Corruption regulations (ABAC), Organization’s Standard Operating Procedures and other relevant international regulations.Most recently in charge of developing and roll-out an integrated Health Care Compliance Policy, Process and global Service Center to deliver an integrated solution designed to ensure compliance, facilitate guidance and provide resources to ensure appropriate and compliant decision taking for the business initiatives.
  • Pfizer
    Fcpa Data Analysis And Analytics, Global Risk, Compliance & Controls - Fcpa Center Excellence
    Pfizer Dec 2015 - Apr 2021
    Greater New York City Area
    Design and implement global strategies, tools, methodologies and maximize technology utilization as well as big data analysis in order to ensure compliance with FCPA and other Anti-bribery and Anti-Corruption regulations across the globe.In charge of develop an unified information, methodologies and tools architecture that enables to leverage all types of data (big and small), used in ingenious ways to ensure compliance, detect risks, and react promptly to events and changes in business conditions.As member of the Pfizer’s FCPA Center of Excellence, me and my team will be focused on the design of Data architecture that promotes a unified vision for information management and analytics, develop methodologies, implement tools and establish global procedures in order to reveal patterns, trends, and associations, relating to interactions at the market level and ensure FCPA compliance.Support the execution of GRCC strategy, goals, and activities of the FCPA Center of Excellence function globally to facilitate risk identification and control monitoring activities providing pan-Pfizer updates to stakeholders on FCPA activities, key risks, issues, trends, and action plans.Promote awareness of compliance and controls while driving a strong culture that supports all Global Risk, Compliance and Controls initiatives.Set best compliance practices in the industry.
  • Pfizer
    Africa/Middle East Regional - Global Risk, Compliance And Controls (Grcc)
    Pfizer Jun 2015 - Dec 2015
    Greater New York City Area
    Acting Regional Lead for Africa / Middle east region in charge of enforcing and implementing a robust control environment, managing risk control strategies and activities over 6 subsidiaries covering 30+ countries. Strong focus on turn around of resources and capabilities and oversight over activities in an ever changing region. Design and Implementation of Anti-Bribery and Anti-Corruption Procedures and robust monitoring activities.
  • Pfizer
    Latin America Regional Lead - Global Risk, Compliance And Controls
    Pfizer Nov 2011 - Jun 2015
    Based In Mexico City
    Full command over implementation of an ongoing robust compliance environment and design quality monitoring activities for: FCPA (Foreign Corrupt Practices Act), UK Anti-Bribery Act, SOX (Sarbanes-Oxley), local regulations, internal policies and procedures, to enable greater transparency into emerging risks and compliance trends across the business on an ongoing and consistent basis leading to more proactive and timely actions in the mitigation of said risks in the Latin American Region.
  • Pfizer
    Risk Assurance Manager
    Pfizer Nov 2008 - Dec 2011
  • The Coca-Cola Company
    Controllership
    The Coca-Cola Company Dec 1998 - Oct 2008
    Led the development of the Transactional Service Center, developed the KPI and metrics to ensure fulfilment of Transactional Service Agreement.
  • Deloitte
    Manager Risk Advisory Services
    Deloitte Dec 1996 - Aug 1998
    Mexico
  • Coopers & Lybrand
    Senior External Auditor
    Coopers & Lybrand Oct 1995 - Dec 1996
    Mexico

David C. Education Details

Frequently Asked Questions about David C.

What company does David C. work for?

David C. works for Novartis

What is David C.'s role at the current company?

David C.'s current role is Risk Management Practitioner | Risk Controls, Governance, Compliance, Ethics, Audit, Integrity | Frameworks, Business Transformation, Regulatory readiness, Assurance, Data, Anti-corruption (ABAC), COSO, TPRM, ERM.

What schools did David C. attend?

David C. attended Harvard Business School, Thunderbird School Of Global Management, Universidad Panamericana.

Who are David C.'s colleagues?

David C.'s colleagues are Ulf Korthaeuer, Rizwan Qamar, Nala Sjw, Nakita Barros Mann, Eric Uricher, Jakub Ol, Pranay Mondal.

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