David C. Email and Phone Number
With over 20 years of experience in risk, controls and compliance, I am a passionate leader and strategist who excels at developing and implementing integrated frameworks, processes, and methodologies that enable the risk, controls, governance and compliance strategy of complex and global organizations in a consistent and cohesive way. I have a strong background in risk management, corporate compliance, ethical decision-making, governance, across several industries and geographies, strong regulatory readiness planning, and data analysis, and I hold a certification in risk management from Harvard Business School and a specialization in Regulatory Compliance from the University of Pennsylvania. I am looking for new opportunities where I can leverage my skills and expertise to create value and impact for the organization and its stakeholders.In my most recent role as Head of Risk Management Frameworks, Strategies and Methods at Risk Management at Meta, I was responsible for creating an integrated risk management framework across the organization that ensured the identification, assessment and mitigation of risks, as well as compliance with policies, procedures, regulations, and standards. I also led the design and implementation of controls for various functions and addressing problematic areas and acute issues.I also have extensive experience designing and developing Risk and Controls centers of excellence, Business shared service centers, and Transactional centers that enable business and implement new operating models across all business pillars and verticals, while delivering value-added solutions and driving operational excellence in a risk-based and compliant manner.Acted as an agent for positive change with agility, adaptability, and flexibility. I collaborated with multiple teams across the three lines of defense and various lines of business, such as operations, product development, engineering, finance, legal, privacy, policy, government affairs, data, technology, regulatory compliance, and internal audit. I used my skills in advisory boards, acute issues, human rights, trade, trust and safety, political activities, content moderation, people, planet and diversity, competition, privacy, transparency, data centers, fintech, anti-corruption, and regulatory compliance to drive the strategy and execution of the system of controls.
Novartis
View- Website:
- novartis.com
- Employees:
- 100036
-
Director Ethics, Risk And Compliance - Advisory, Policy And LearningNovartis Jun 2023 - PresentEast Hanover, New Jersey, United StatesIn my role as Director of Ethics, Risk, and Compliance at Novartis, I am responsible for developing and implementing a risk management framework, compliance program, and governance structure to support business initiatives and product launches. This involved utilizing data analytics, social media content development, and advertising to ensure regulatory compliance and ethical practices. -
Head Of Risk Management Frameworks And Methods At Legal Risk ManagementMeta Oct 2022 - Jun 2023New York City Metropolitan AreaResponsible of developing an integrated risk management framework, processes, methodologies across the organization that enables the risk and compliance strategy in order to ensure the identification, assessment and mitigation of risks in a cohesive and integrated way across all the organization risk domains. -
Control Design And Implementation LeadMeta Apr 2021 - Oct 2022New York, United StatesLed the design and implementation of an overarching and cross-company Control framework, that ensure the development, assessment and documentation of controls in a coordinated manner and across functions while addressing regulatory requirements. Acted as an agent for positive change with agility, adaptability, and flexibility. I collaborated with multiple teams across the three lines of defense and various lines of business, such as operations, product development, engineering, legal, privacy, policy, government affairs, data, technology, regulatory compliance, and internal audit. I used my skills in advisory boards, issues, human rights, trade, political activities, content moderation, integrity, people, planet and diversity, competition, privacy, transparency, data centers, fintech, anti-corruption, and regulatory compliance to drive the strategy and execution of the system of controls.Embrace change and welcome different viewpoints to solve problems. Lead projects across the three lines of defense and with various lines of business (e.g. operations, data, technology, regulatory compliance, internal audit) -
Director Global Risk, Controls And Compliance Center Of ExcellencePfizer Dec 2016 - Apr 2021New York City Metropolitan AreaLed the creation and implementation of the Global Risk, Compliance and Controls (GRCC) function for providing the strategic guidance, subject matter expertise, design and implement of global strategies, tools, monitoring methodologies and maximize data analysis to ensure compliance with SOX, Health care compliance, Anti-bribery and Anti-Corruption regulations (ABAC), Organization’s Standard Operating Procedures and other relevant international regulations.Most recently in charge of developing and roll-out an integrated Health Care Compliance Policy, Process and global Service Center to deliver an integrated solution designed to ensure compliance, facilitate guidance and provide resources to ensure appropriate and compliant decision taking for the business initiatives. -
Fcpa Data Analysis And Analytics, Global Risk, Compliance & Controls - Fcpa Center ExcellencePfizer Dec 2015 - Apr 2021Greater New York City AreaDesign and implement global strategies, tools, methodologies and maximize technology utilization as well as big data analysis in order to ensure compliance with FCPA and other Anti-bribery and Anti-Corruption regulations across the globe.In charge of develop an unified information, methodologies and tools architecture that enables to leverage all types of data (big and small), used in ingenious ways to ensure compliance, detect risks, and react promptly to events and changes in business conditions.As member of the Pfizer’s FCPA Center of Excellence, me and my team will be focused on the design of Data architecture that promotes a unified vision for information management and analytics, develop methodologies, implement tools and establish global procedures in order to reveal patterns, trends, and associations, relating to interactions at the market level and ensure FCPA compliance.Support the execution of GRCC strategy, goals, and activities of the FCPA Center of Excellence function globally to facilitate risk identification and control monitoring activities providing pan-Pfizer updates to stakeholders on FCPA activities, key risks, issues, trends, and action plans.Promote awareness of compliance and controls while driving a strong culture that supports all Global Risk, Compliance and Controls initiatives.Set best compliance practices in the industry. -
Africa/Middle East Regional - Global Risk, Compliance And Controls (Grcc)Pfizer Jun 2015 - Dec 2015Greater New York City AreaActing Regional Lead for Africa / Middle east region in charge of enforcing and implementing a robust control environment, managing risk control strategies and activities over 6 subsidiaries covering 30+ countries. Strong focus on turn around of resources and capabilities and oversight over activities in an ever changing region. Design and Implementation of Anti-Bribery and Anti-Corruption Procedures and robust monitoring activities. -
Latin America Regional Lead - Global Risk, Compliance And ControlsPfizer Nov 2011 - Jun 2015Based In Mexico CityFull command over implementation of an ongoing robust compliance environment and design quality monitoring activities for: FCPA (Foreign Corrupt Practices Act), UK Anti-Bribery Act, SOX (Sarbanes-Oxley), local regulations, internal policies and procedures, to enable greater transparency into emerging risks and compliance trends across the business on an ongoing and consistent basis leading to more proactive and timely actions in the mitigation of said risks in the Latin American Region. -
Risk Assurance ManagerPfizer Nov 2008 - Dec 2011 -
ControllershipThe Coca-Cola Company Dec 1998 - Oct 2008Led the development of the Transactional Service Center, developed the KPI and metrics to ensure fulfilment of Transactional Service Agreement. -
Manager Risk Advisory ServicesDeloitte Dec 1996 - Aug 1998Mexico -
Senior External AuditorCoopers & Lybrand Oct 1995 - Dec 1996Mexico
David C. Education Details
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Executive Education -
Master'S Degree -
Accounting And Finance
Frequently Asked Questions about David C.
What company does David C. work for?
David C. works for Novartis
What is David C.'s role at the current company?
David C.'s current role is Risk Management Practitioner | Risk Controls, Governance, Compliance, Ethics, Audit, Integrity | Frameworks, Business Transformation, Regulatory readiness, Assurance, Data, Anti-corruption (ABAC), COSO, TPRM, ERM.
What schools did David C. attend?
David C. attended Harvard Business School, Thunderbird School Of Global Management, Universidad Panamericana.
Who are David C.'s colleagues?
David C.'s colleagues are Ulf Korthaeuer, Rizwan Qamar, Nala Sjw, Nakita Barros Mann, Eric Uricher, Jakub Ol, Pranay Mondal.
Not the David C. you were looking for?
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David Peterson
New York City Metropolitan Area
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