David Fleming Email & Phone Number

New York, Ny, Us

For more than 35 years, I have represented companies, underwriters and placement agents in initial public offerings, secondary public offerings, SPACS, DeSPACS, PIPES, registered direct offerings and other private placements of equity and debt securities. My practice includes federal securities law compliance related to the Securities Act, Exchange Act and Sarbanes-Oxley Act, as well as the NASDAQ, NYSE and NYSE Amex stock exchanges. I regularly negotiate documents for partnerships, limited liability companies, joint venture, partnership, complex merger and acquisition, asset purchase and divestiture agreements and ISDA documentation. He is a trusted advisor to company founders, boards of directors and senior management on securities law disclosure, corporate governance and investor relations, including executive compensation matters.

New York, Us

Represented companies, underwriters and placement agents in initial public offerings, secondary public offerings, SPACS, PIPES, registered direct offerings, DeSPACs and other private placements of equity and debt securities.

Chief Executive of a portfolio company of American Infrastructure Funds, Foster City, CA. Led company from a start-up to acquire, own and operate over 400 net leased real estate properties in 36 states.

New York, Ny, Us

Activities including working on complex securities offerings including SPACS, PIPES, and private placements of equity and convertible debt securities.

Managing Partner of a multi-family office and private equity and venture capital firm focused on acquiring, financing, restructuring and divesting early stage through mature operating businesses, with completed deals ranging from $50 million to over $2 billion.

Senior Executive and Co-founder of NASDAQ Global Market energy company, directly participated in raising over $240 million of private equity, leading to a successful $100 million initial public offering and subsequent market capitalization of over $1 billion.

Stamford, Ct, Us

Securities and Investment Management Partner, and Co-head Investment Management Group, of Mid-sized northeastern U.S. law firm providing asset management, securities, e-commerce and general corporate representation.Personal practice was representing issuers, underwriters, broker-dealers, investors and lenders in public and private securities offerings. Focus on private equity and hedge fund asset management, e-commerce and real estate sectors.

New York, Ny, Us

Member/partner of the corporate and healthcare groups of one of the most successful national law firms, focusing on healthcare, asset management, employment and labor, corporate and litigation practices, with over 600 attorneys and offices in 11 cities.Practice focused on counseling public and private companies, private equity investors, broker-dealers, investment banks, institutional lenders, and Fortune 500 companies on sophisticated equity and debt offerings, IPO’s, LBO’s, mergers, acquisitions and divestitures and complex litigation matters.

Ba, Government & Economics

Css Administration And Management, Business Administration And Management, General

Juris Doctorate, Law