Development and implementation of Core Compliance policies and procedures, with a distinct focus on Title 12 CFR Chapter X, Regulation E (Electronic Funds Transfers) Compliance; Title 31 (Bank Secrecy Act) Compliance, USA PATRIOT Act (Know Your Customer) Compliance and OFAC (Sanctions) Compliance. Additional focus on development and implementation of Fraud Identification and Risk Management policies and procedures, as well as Suspicious Activity investigations and Reporting program.

Manages assigned resources to ensure that BSA/AML, OFAC and Customer Due Diligence programs are implemented in the most cost-effective manner. Develops and implements measures to determine and monitor effectiveness of BSA/AML programs. Provides management for a team of AML Investigators and Support Specialists to ensure compliance with all rules and regulations pertaining to BSA/AML, USA PATRIOT Act and OFAC. Assesses and analyzes results to make determinations regarding filing SARs based on investigator recommendations. Assesses and analyzes results from AML software and make recommendations to BSA Officer to increase effectiveness of rule sets and functionality. Develops written procedures and processes to ensure completion of required tasks. Supervises specific legal operations tasks.

Manages assigned resources to ensure that BSA/AML, OFAC and Customer Due Diligence programs are implemented in the most cost-effective manner. Develops and implements measures to determine and monitor effectiveness of BSA/AML programs. Provides management for a team of AML Investigators and Support Specialists to ensure compliance with all rules and regulations pertaining to BSA/AML, USA PATRIOT Act and OFAC. Assesses and analyzes results to make determinations regarding filing SARs based on investigator recommendations. Assesses and analyzes results from AML software and make recommendations to BSA Officer to increase effectiveness of rule sets and functionality. Develops written procedures and processes to ensure completion of required tasks. Supervises specific legal operations tasks.

Manages a team of Analysts in the Financial Intelligence Unit (FIU) that make use of transactional and customer records, external data, and publicly-available information to perform comprehensive financial investigations of potential suspicious activity related to money laundering and the financing of terrorism. As a Team Lead, ensures the complete, accurate, and timely filing of Suspicious Activity Reports (SARs) as part of Wells Fargo & Co.'s regulatory requirements. Ensures the integrity of case documentation. Although this position manages a team of analysts, higher-risk, more complex cases may require hands-on involvement.

Manages a team of Analysts in the Financial Intelligence Unit (FIU) that make use of transactional and customer records, external data, and publicly-available information to perform comprehensive financial investigations of potential suspicious activity related to money laundering and the financing of terrorism. As a Team Lead, ensures the complete, accurate, and timely filing of Suspicious Activity Reports (SARs) as part of Wells Fargo & Co.'s regulatory requirements. Ensures the integrity of case documentation. Although this position manages a team of analysts, higher-risk, more complex cases may require hands-on involvement.

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Fort Drum, NY and Schofield Barracks, HI

Conducted reviews of customer data and performs analysis to identify anomalies that are potentially related to money laundering, structuring or terrorist financing. Compiled transactional and customer records, external data, openly available media and other relevant information to identify suspicious or unusual activity. Acted as a Liaison between the Bank’s Financial Intelligence Unit and both Law Enforcement agencies and FinCEN-registered financial institutions nationwide. Aided Law Enforcement with ongoing investigations by providing required information and documentation. Prepared comprehensive reports relating to investigations and suspicious activity. Evaluated the adequacy and effectiveness of policies, procedures, processes and internal controls; reviews and analyzes findings to determine level of risk.