Working in a small team within the prime brokerage department responsible for regulation and controls:• Working with KPMG to produce annual ISAE3420/SOC1 document• Coordinating due diligence reviews for Depositories of AIFMD clients• Providing semi-annual attestation to the effectiveness of control process for GPF under MiFID II regulations• Review of new financial regulations to assess impact to the business and manage any necessary … Show more Working in a small team within the prime brokerage department responsible for regulation and controls:• Working with KPMG to produce annual ISAE3420/SOC1 document• Coordinating due diligence reviews for Depositories of AIFMD clients• Providing semi-annual attestation to the effectiveness of control process for GPF under MiFID II regulations• Review of new financial regulations to assess impact to the business and manage any necessary development• Development of daily control procedures to manage GPF risk, including training of support in overseas office• Successfully implemented necessary changes to meet MiFID II regulatory requirements for the safekeeping of client assets and introduced controls to ensure the business continued to adhere to these rules Show less

Still within prime brokerage, I moved into a product development role focusing on the client portal and reporting structure. I worked with the developers to introduce new functionality to the Global Prime website to increase automation and efficiency as well as improve the client experience. I provided training and guidance for both internal and external clients and demonstrated our portal to prospective clients.I was onshore manager for a team of three in our Mumbai office with… Show more Still within prime brokerage, I moved into a product development role focusing on the client portal and reporting structure. I worked with the developers to introduce new functionality to the Global Prime website to increase automation and efficiency as well as improve the client experience. I provided training and guidance for both internal and external clients and demonstrated our portal to prospective clients.I was onshore manager for a team of three in our Mumbai office with responsibilities including the setup and development of client reporting. Show less

I returned to Deutsche Bank to work as a client service representative within the front office, supporting key hedge fund clients. This involved daily contact with clients, managing bespoke requests and queries as well as monitoring risk and margin requirements across their portfolios. As the business expanded, I stepped up to lead a team of five representatives where I continued to build client relationships and increase assets under management.

Contract furnishing business providing bespoke bedroom furniture to a number of international hotel chains.

Prime brokerage client service representative

Prime brokerage back office, aiding in the creation and development of the operations process to support this new business.

Emerging markets operations and Russian equity settlements.

Formally SG Warburg.Eurobond settlements and new issue distributionHead of trade input team