David Kleiman Email & Phone Number

Raleigh, Nc, Us

Raleigh, North Carolina, United States

Raleigh-Durham, North Carolina Area

As Director of Legal, Compliance & Risk Management, I, along with my legal and compliance team, handle the day-to-day legal affairs and compliance requirements for Sunstates Security. In my role, I draft, review, and negotiate contracts with clients, subcontractors, professional service providers, and other vendors to ensure that those agreements meet the Company's objectives. Furthermore, I manage the Company's workers' compensation and risk management functions, including but not limited to: data privacy, HIPAA, OSHA, EEO claims, employee complaints, employee benefits, certificates of insurance, and management of the legal and compliance department. I advise the Executive team and Regional Management on legal issues, pandemic/business continuity planning. employee relations, ERISA, Non-Compete Agreements, compliance, operations, data security, safety, and risk avoidance for the Company. Additionally, I perform general corporate legal requirements and pre-litigation work to minimize risks and legal fees. I oversee all workers' compensation insurance claims, counsel on Human Resources complaints, and, as necessary, manage the processes with outside counsel, insurance, and other corporate matters. I monitor state laws, regulatory changes, and licensing that affect the Company on a day-to-day basis. During the COVID-19 pandemic, I served as Leader of the Pandemic Planning Team and offer guidance on implementing the Pandemic Event Plan document that I drafted for the organization. Finally, I sit on the board for the Benefits Committee as a fiduciary for the Company's 401K and Health and Welfare offerings.

Greater Chicago Area

Manages the day-to-day functions related to US and Canadian Benefits Compliance.Assists with efforts to ensure that U.S. and Canadian benefit plans are in full compliance with federal, state and provincial laws.This includes, but is not limited to, ensuring all IRS, Department of Labor, any required state, and Canadian government agency disclosure and notification requirements are met in a complete and timely manner to avoid penalties and fines associated with delinquent, incomplete or missing filings.Responsibilities:• Plan Documents updates• Form 5500 filings • Internal and external Audit response• SOC-1• Plan Notices • Non-discrimination testing• Claims & Appeals• Monitoring benefits-related legislation• HIPAA compliance • PBGC• QDRO/QMCSO oversight

Greater Chicago Area

Client Consultant to over 45 Fortune 500 Companies:• Subject Matter Expert (SME) In Qualified Domestic Relations Orders (QDRO) • Answers subpoena responses for inquiries regarding Defined Benefit and Defined Contribution Plans• Reviewer of Qualified Domestic Relations Orders• Extensive knowledge of Defined Benefit and Defined Contribution plans

Greater Chicago Area

Oversees the financials for the alumni club.

Representing Individuals in Personal Injury, Wrongful Death, and Medical Malpractice Actions.

President & AttorneyNegotiated consumer debts ranging from complex mortgage issues, foreclosures, defaulted credit card agreements, and identity theft instancesPresided over bench trials and arbitration panelsPractice area included: consumer, corporate, criminal, real estate, and personal injury matters

Juris Doctor, Law

Bachelor Of Science, Political Science