David Li, Prm, Cfa, Cipm
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David Li, Prm, Cfa, Cipm Email & Phone Number

Senior Risk and Compliance Officer at Platinum Asset Management
Location: Greater Sydney Area, Australia, Australia 9 work roles 2 schools
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✓ Verified Jun 2026 3 data sources Profile completeness 86%

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Current company
Platinum Asset Management
Role
Senior Risk and Compliance Officer
Location
Greater Sydney Area, Australia, Australia
Company size
117 employees

Who is David Li, Prm, Cfa, Cipm? Overview

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David Li, Prm, Cfa, Cipm is listed as Senior Risk and Compliance Officer at Platinum Asset Management, a company with 117 employees, based in Greater Sydney Area, Australia, Australia. AeroLeads shows a matched LinkedIn profile for David Li, Prm, Cfa, Cipm.

David Li, Prm, Cfa, Cipm previously worked as Senior Risk & Compliance Officer at Platinum Asset Management and Manager - Investment Performance & Attribution - Macquarie Asset Management at Macquarie Group. David Li, Prm, Cfa, Cipm holds Master Of Applied Finance, Financial Modeling And Risk Management from Macquarie University.

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Email format at Platinum Asset Management

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Platinum Asset Management

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About David Li, Prm, Cfa, Cipm

An experienced Risk Management professional working within 1st and 2nd Line functions with 16+ years of expertise in asset management and institutional brokerage, covering front to back-office.Demonstrated success in identifying and articulating risk trends to business stakeholders across all organizational levels, both in routine operations and project management scenarios. Proficient in leading teams of business subject matter experts (SMEs) across different hierarchies to implement risk solutions and drive transformative projects on both local and global scales.Naturally curious, analytical and enjoy problem solving. Instrumental in assisting Portfolio Managers,Traders, middle and back-office teams to identify, measure and quantify risks while delivering stagedsolutions that consider the impact to investment performance and existing processes to ensure optimalresults.Passionate towards leading, empowering and developing people to reach their full potential. Self-challenging and thrive on achieving results in a diverse team environment that fosters high integrity, open communication and is outcome focused.=====================================================================Expertise: Risk Management| Investment Management| Investment Operation| Project Management| Asset Management| Leadership| Equity, Fixed Income, Derivatives| Stakeholder Management| Investment Compliance| Performance Attribution| Transition Management| Investment Compliance| Data Analysis| Risk Assessment| Due Diligence| Portfolio Management| Enterprise Risk Management| Business Analysis| Financial Modelling| Scenario Analysis, Stress testing| Market Data| Charles River, Aladdin, FactSet, Bloomberg, Thomson Reuters Eikon, Dimension, Hiport| C++, VBA, SQL

Current workplace

David Li, Prm, Cfa, Cipm's current company

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Platinum Asset Management
Platinum Asset Management
Senior Risk and Compliance Officer
Sydney, NSW, AU
Website
platinum.com.au
Employees
117
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Company profile
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9 roles

David Li, Prm, Cfa, Cipm work experience

A career timeline built from the work history available for this profile.

Manager - Investment Performance & Attribution - Macquarie Asset Management

Macquarie Group

Sydney, New South Wales, Australia

Oct 2022 - Dec 2023

Project Manager - Macquarie Asset Management

Macquarie Group

Sydney, New South Wales, Australia

Dec 2020 - Oct 2022

Operational Risk Manager – Anz Region Lead Of Macquarie Capital

Macquarie Group

Sydney, New South Wales, Australia

Oct 2019 - Sep 2020

Senior Risk Manager - Vanguard Investment Management Group

Vanguard

Melbourne, Australia

Jun 2014 - Sep 2019

Transition Project Manager

Bnp Paribas

Sydney, Australia

  • Conduct valuation and analysis across a wide range of financial securities, both domestic and international, including: derivatives, debt instruments, cash & equities, unlisted unit trusts and processing their physical.
  • Coordination and execution of Transition projects involving Portfolio Restructure, Asset Take-on and Exits.
Mar 2009 - Oct 2013

Senior Transition Specialist

J.P. Morgan
  • Manage transition implementation of portfolio restructures, client on-boarding and exit.
  • Provide advice to clients on requirements for Global market applications
Feb 2008 - Mar 2009

Trade Processing Specialist

J.P. Morgan
Jul 2007 - Feb 2008
Team & coworkers

Colleagues at Platinum Asset Management

Other employees you can reach at platinum.com.au. View company contacts for 117 employees →

GF Giulia Fiorini Giulia Fiorini Colleague at Platinum Asset ManagementAncona, Marches, Italy, Italy View → KN Kerr Neilson Kerr Neilson Colleague at Platinum Asset ManagementThe Rocks, New South Wales, Australia, Australia View → ND Nikola Dvornak Nikola Dvornak Colleague at Platinum Asset ManagementGreater Sydney Area, Australia View → KW Kristina White Kristina White Colleague at Platinum Asset ManagementLake Worth, Florida, United States, United States View → KV Kim Virakorn Kim Virakorn Colleague at Platinum Asset ManagementGreater Sydney Area, Australia View → SA Simbarashe August Simbarashe August Colleague at Platinum Asset ManagementZimbabwe, Zimbabwe View → JJ John Joyce John Joyce Colleague at Platinum Asset ManagementSydney, New South Wales, Australia, Australia View → CM Chris Mataczynski Chris Mataczynski Colleague at Platinum Asset ManagementGreater Sydney Area, Australia View → CM Charmee Mehta Charmee Mehta Colleague at Platinum Asset ManagementSchofields, New South Wales, Australia, Australia View → AB Angela Bennett Angela Bennett Colleague at Platinum Asset ManagementGreater Sydney Area, Australia View →
2 education records

David Li, Prm, Cfa, Cipm education

FAQ

Frequently asked questions about David Li, Prm, Cfa, Cipm

Quick answers generated from the profile data available on this page.

What company does David Li, Prm, Cfa, Cipm work for?

David Li, Prm, Cfa, Cipm works for Platinum Asset Management.

What is David Li, Prm, Cfa, Cipm's role at Platinum Asset Management?

David Li, Prm, Cfa, Cipm is listed as Senior Risk and Compliance Officer at Platinum Asset Management.

Where is David Li, Prm, Cfa, Cipm based?

David Li, Prm, Cfa, Cipm is based in Greater Sydney Area, Australia, Australia while working with Platinum Asset Management.

What companies has David Li, Prm, Cfa, Cipm worked for?

David Li, Prm, Cfa, Cipm has worked for Platinum Asset Management, Macquarie Group, Vanguard, Bnp Paribas, and J.P. Morgan.

Who are David Li, Prm, Cfa, Cipm's colleagues at Platinum Asset Management?

David Li, Prm, Cfa, Cipm's colleagues at Platinum Asset Management include Giulia Fiorini, Kerr Neilson, Nikola Dvornak, Kristina White, and Kim Virakorn.

How can I contact David Li, Prm, Cfa, Cipm?

You can use AeroLeads to view verified contact signals for David Li, Prm, Cfa, Cipm at Platinum Asset Management, including work email, phone, and LinkedIn data when available.

What schools did David Li, Prm, Cfa, Cipm attend?

David Li, Prm, Cfa, Cipm holds Master Of Applied Finance, Financial Modeling And Risk Management from Macquarie University.

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