David Marshall Email & Phone Number

London, Greater London, Gb

• Head of the Schroders' New York Fund Operations team with six direct reports • Private debt / credit experience including capital calls, distributions, investor allocations, waterfall, carried interest and performance fee calculations• Responsible for year-end audited financial statements and oversight of the Fund auditors• Experience with collective trust funds, hedge funds, private funds and Canada and Bermuda funds using IFRS accounting principles• Knowledge of asset backed securities, commercial real estate loans and other complex private credit investments• Vice-Chairman of the Schroders Americas Valuation Committee and member of the Private Asset Pricing Committee with experience using valuation models

London, Greater London, Gb

• Review financial statements and regulatory filings for mutual funds, hedge funds, closed end funds, Canadian funds and collective investment trust products.• Vendor oversight of third party administrators for fund accounting, financial reporting, valuation and transfer agency functions. • Fund Treasurer / CFO of the Swiss Helvetia Fund• Assistant Treasurer of the Schroder U.S. Mutual Funds • Research and implement new financial reporting and tax standards.• Review fund distributions and tax filings prepared by the administrators.• Vice-Chairman of the Schroders Americas Valuation Committee.• Assist with launching of new products and share classes.

Stamford, Connecticut, Us

• Managed a team of six people from the Fund Administration and Mutual Fund Finance teams.• Researched and implemented new financial reporting standards.• Reviewed and prepared financial statements and regulatory filings for all funds.• Managed Mutual Fund Finance team responsible for broker/dealer, sub-advisor and affiliate payments. • Financial analysis of new fund products including analyzing possible mergers and acquisitions of other mutual fund companies for senior management. • Oversaw daily compliance monitoring for all funds with 1940 act and IRS compliance testing.• Calculated fund distributions, excise tax and tax provisions. • Prepared and reviewed mutual fund board meeting materials.

San Mateo, California, Us

• Managed a team of up to nine people that included both analysts and supervisors.• Reviewed financial statements and regulatory filings for all funds. • Calculation of fund distribution rates for both open and closed end mutual funds.• Tax experience in areas such as excise, tax provisions, asset diversification tests and year-end tax reporting.• Reviewed monthly budget expense accrual calculation for funds.• Analyzed book vs. tax treatment of corporate actions and applying the appropriate GAAP treatment to the financial statements.• Coordinated tax return filings and liaising with the local tax advisors.• Prepared and reviewed schedules for mutual fund board meetings.

Atlanta, Ga, Us

• Supervised a team of five fund accountants responsible for daily NAV processes.• Reviewed and prepared work papers for shareholder financial reports. • Reviewed regulatory filings such as N-SAR, SEC Yield and 24f-2. • Monthly review of mutual fund internal compliance checklist for compliance with SEC 1940 act and IRS diversification tests.• Prepared and reviewed excise tax calculations, asset diversification tests, year-end tax reporting to shareholders and fund distribution rates.• Reviewed monthly budget expense accrual calculation for funds.