David Marshall Email & Phone Number

London, Greater London, GB

• Head of the Schroders' New York Fund Operations team with six direct reports
• Private debt / credit experience including capital calls, distributions, investor allocations, waterfall, carried interest and performance fee calculations
• Responsible for year-end audited financial statements and oversight of the Fund auditors
• Experience with collective trust funds, hedge funds, private funds and Canada and Bermuda funds using IFRS accounting principles
• Knowledge of asset backed securities, commercial real estate loans and other complex private credit investments
• Vice-Chairman of the Schroders Americas Valuation Committee and member of the Private Asset Pricing Committee with experience using valuation models

London, Greater London, GB

• Review financial statements and regulatory filings for mutual funds, hedge funds, closed end funds, Canadian funds and collective investment trust products.
• Vendor oversight of third party administrators for fund accounting, financial reporting, valuation and transfer agency functions.
• Fund Treasurer / CFO of the Swiss Helvetia Fund
• Assistant Treasurer of the Schroder U.S. Mutual Funds
• Research and implement new financial reporting and tax standards.
• Review fund distributions and tax filings prepared by the administrators.

Stamford, Connecticut, US

• Managed a team of six people from the Fund Administration and Mutual Fund Finance teams.
• Researched and implemented new financial reporting standards.
• Reviewed and prepared financial statements and regulatory filings for all funds.
• Managed Mutual Fund Finance team responsible for broker/dealer, sub-advisor and affiliate payments.
• Financial analysis of new fund products including analyzing possible mergers and acquisitions of other mutual fund companies for senior management.
• Oversaw daily compliance monitoring for all funds with 1940 act and IRS compliance testing.

San Mateo, California, US

• Managed a team of up to nine people that included both analysts and supervisors.
• Reviewed financial statements and regulatory filings for all funds.
• Calculation of fund distribution rates for both open and closed end mutual funds.
• Tax experience in areas such as excise, tax provisions, asset diversification tests and year-end tax reporting.
• Reviewed monthly budget expense accrual calculation for funds.
• Analyzed book vs. tax treatment of corporate actions and applying the appropriate GAAP treatment to the financial statements.

Atlanta, GA, US

• Supervised a team of five fund accountants responsible for daily NAV processes.
• Reviewed and prepared work papers for shareholder financial reports.
• Reviewed regulatory filings such as N-SAR, SEC Yield and 24f-2.
• Monthly review of mutual fund internal compliance checklist for compliance with SEC 1940 act and IRS diversification tests.
• Prepared and reviewed excise tax calculations, asset diversification tests, year-end tax reporting to shareholders and fund distribution rates.
• Reviewed monthly budget expense accrual calculation for funds.