Leveraging his multi-industry background and a range of technical, analytical, and managerial skill sets David is able to provide his clients with tailored services to meet their specific needs. David has provided consulting services to some of Silicon Valley’s largest Tech companies and has delivered the following types of projects to small and large clients throughout southern California: • IT Audit Support and Documentation• Internal Controls Rationalization• Real Time Assessment• SSAE-16 Service Organization Attestation• Sarbanes Oxley (SOX) 404 and FSA IT Audit• Network Security Audit• Data Analytics

David’s experience is concentrated in SOX/FSA IT Auditing, Data Analytics, and advisory projects for large corporations. He has managed numerous engagements providing IT Audit expertise to support the accuracy of financial reporting and internal controls for financial services, automotive, and software companies.• IT Internal Audit o Network Security Auditing o Electronic data interchange (EDI) Auditing o Experience in Data Analytics and DA tools o Auditing of banking and trading application systems• Sarbanes-Oxley (SOX) and Financial Statement Audit (FSA) IT Assistance o Expertise with IT application system reviews and data analysis o General IT Controls (GITC) o IT Application Controls (ITAC)/System Generated Reports o Internal and External Interface Testing o End User Controls (EUC)• Data Analytics o Developing and providing complex DA solutions utilizing Alteryx o Providing in-person DA trainings covering topics from basic to complex/advanced o Creating, delivering, and demonstrating dynamic data visualizations and audit findings in QlikView

Primary responsibilities included:• Supervising and mentoring staff in audit methodology and the appropriate procedures for testing IT general controls, IT application controls, SOD analysis, SDLC, reports, and interfaces• Scoping and delivering IT Internal Audit, data analysis, and SSAE 16/SAS 70 Type II reports for Fortune 500 and Global 100 clients• Designing and delivering business processes to remediate control gaps

Primarily responsible for coordinating and conducting on-site interviews to assess the state of key controls. Lead external SOX/FSA IT Audits including testing general IT controls, system generated reports, automated IT controls, and application interfaces. Perform testing of new internal controls to evaluate a control environments’ readiness for an external SOX audit.

Gained skills in project planning, management, troubleshooting, and resolution.Coordinated a team of three Tech Team Staff for testing and quality assurance managementLearned to manage multiple projects of changing priorities

• Developed understanding of risk management and compliance. • Grasped the application of information security principles in a multi-billion dollar corporation. • Reconciled InfoSec Policy with company wide sub-policies and compiled standards and procedures

As the director of professional activities for the Delta Sigma Chapter I was able to open relations with Michel Financial Group, Strategic Financial Group, and DSP Alumni. I also reinvigorated relations with the Finance Society and Career Development Services in order to collaborate on professional events.