🌎David T. Ackerman, Esq. Email and Phone Number
🌎David T. Ackerman, Esq. work email
- Valid
- Valid
- Valid
- Valid
- Valid
🌎David T. Ackerman, Esq. personal email
David is a transformative global compliance executive and licensed attorney with over two decades of expertise in steering innovative and disruptive technologies through the intricacies of operational compliance, anti-money laundering, government relations, and regulatory landscapes. His career is marked by leadership roles across emerging sectors such as AI, traditional finance, and Web3, where he has been instrumental in developing and executing advanced compliance frameworks tailored for FinTech, RegTech, and GovTech industries. Renowned as an expert in compliance and cross-border regulation, David is a published author and serves as a FINRA Arbitrator. His profound grasp of both public and private sector best practices spans the critical markets of the US, EMEA, and APAC. David's strategic approach combines meticulous legal analysis with a passion for innovation, empowering cutting-edge companies to not only comply with but also surpass the rigorous demands of global regulatory standards.
-
Chief Operating OfficerCurrency.ComNew York, Ny, Us
-
Alfred Lee Loomis Innovation Council MemberThe Stimson Center May 2022 - PresentWashington, Dc, Dc, UsAs one of the top think tanks in the nation, The Stimson Center is a nonprofit, nonpartisan group, aiming to enhance international peace and security. The Loomis Innovation Council is the premier venue to address international technology policy challenges, uniting Stimson’s long experience and international perspective with the technology sector’s unique ability to operationalize solutions. -
Ooda Network ExpertOoda Llc Sep 2023 - PresentReston, Virginia, Us -
Strategic AdvisorNval Jan 2024 - PresentVictoria, British Columbia, Ca -
Strategic AdvisorXandy Mar 2023 - PresentProvide advice and guidance on strategic decision-making, planning, and execution. Offering insights and recommendations to analyze complex situations, identify opportunities and risks, and develop plans that align with their company objectives. -
Subject Matter ExpertHdiac (Homeland Defense & Security Information Analysis Center) Jun 2022 - PresentBelcamp, Maryland, UsDoD Information Analysis Center: Homeland Defense & Security (HDIAC)Technical Research and Analysis Services in anti-terrorism financing, sanctions avoidance, cybersecurity, cryptocurrency, and national security providing focused expert assistance and unbiased research for the United States Government. -
Head Of Compliance, Data Protection Officer, & MlroMobilecoin Aug 2021 - Jan 2024Sacramento, California, Us -
Global Head Of Regulatory StrategyNice Actimize Aug 2017 - Aug 2021Hoboken, New Jersey, UsThe worldwide leading provider of both cloud and on-premises enterprise software solutions that help organizations ensure compliance supporting over 25,000 organizations in more than 150 countries (Nasdaq:NICE)• Provide subject matter expertise on all matters pertaining to compliance. Detects and mitigates compliance, regulatory and reputational risk for dozens of clients across the firm. Advise on financial markets and compliance industry trends, challenges and opportunities. Provide expertise across a wide range of topics including MAR, MiFID II, Cryptocurrency Regulation, Dodd-Frank, and Trade Reconstruction. Served as lecturer at the London Stock Exchange on MiFID II and Dodd Frank issues. • Lead the firm’s responses to regulatory examinations, audits and inquiries for dozens of financial institutions. Deliver detailed translations of Legal and Regulatory Financial requirements across the Americas, EMEA, and APAC. • Provide internal and on-site training on all aspects of regulation globally for 250-300 employees.• Partner with engineers developing product solutions merging compliance with algorithmic trading, machine learning, and blockchain. -
Chief Compliance OfficerSound Income Strategies May 2015 - May 2017Fort Lauderdale, Florida, UsA registered investment advisory firm specializing in active management of individual fixed income securities• Oversaw all regulatory matters for the RIA, Broker Dealer, and FMO subsidiaries. Analyzed regulations in the context of equity products and strategies and developed and implemented controls designed to achieve adherence to the regulation. Oversaw the continued development of policies and procedures to help ensure compliance with the relevant statutory and regulatory requirements, including rules and regulations issued by the NFA, FINRA, CFTC and SEC. Provided advisors in 18 states materials relating to all SEC and FINRA regulatory concerns, inquiries, advertising reviews, and examinations. • Oversaw the firm’s compliance, regulatory and reputational risk. Helped increase assets under management by 900% with $ 2-3B assets under control. Designed the entire compliance program and designed procedures to help on-board clients. -
Compliance ConsultantHovig Melkonian Aug 2011 - Dec 2014Leading experts in the investment advisor registration and compliance fields• Provided regulatory compliance consultation to mid-size and large investment advisers and banks. Implemented and executed the day-to-day regulatory and compliance activities. Monitored for compliance with new or amended laws, rules and regulations; designed and implemented controls, policies, procedures and training. Conducted reviews of ADVs, client agreements, files and folders, books and records, policies and procedures, audit controls, advertising, marketing and promotion materials. Developed FRB subject matter expertise through work at firm. • Conducted risk assessments, annual reviews and mock audits. Developed, oversaw and assessed policies and procedures.• Developed, implemented and monitored all compliance issues that supported the firm’s business and satisfied all FINRA regulatory requirements.
-
Dispute Resolution & EnforcementFinancial Industry Regulatory Authority Jan 2014 - May 2014Washington, District Of Columbia, Us• Aided with processing arbitration and mediation cases, drafted awards and managed the mediation roster by providing support and outreach for mediation program nationwide.• Conducted research, prepared reports, and assisted with preparation for presentations on current and proposed regulations relating to variable annuities, emerging market debt, REITs, complex structured products, private placement securities, and cyber security. -
Chief Compliance Officer And PrincipalAckerman-Usa, Inc. (Acquired In 2011) Oct 2004 - Dec 2011An international value-added distributor of electronic components Ensured company-wide compliance with applicable domestic and international regulations, including FATCA, SEC reporting, KYC requirements and Federal/EU Reporting requirements. Published expert in CISG, UCC, fraud prevention, and counterfeiting. Ensured compliance for all currency and interest rate swaps. Started a successful electronic components distributor from inception.
🌎David T. Ackerman, Esq. Skills
🌎David T. Ackerman, Esq. Education Details
-
Maurice A. Deane School Of Law At Hofstra UniversityInternational Finance/Trade/Commerce -
University Of Central FloridaLegal Studies
Frequently Asked Questions about 🌎David T. Ackerman, Esq.
What company does 🌎David T. Ackerman, Esq. work for?
🌎David T. Ackerman, Esq. works for Currency.com
What is 🌎David T. Ackerman, Esq.'s role at the current company?
🌎David T. Ackerman, Esq.'s current role is Chief Operating Officer.
What is 🌎David T. Ackerman, Esq.'s email address?
🌎David T. Ackerman, Esq.'s email address is da****@****ize.com
What schools did 🌎David T. Ackerman, Esq. attend?
🌎David T. Ackerman, Esq. attended Maurice A. Deane School Of Law At Hofstra University, University Of Central Florida.
What are some of 🌎David T. Ackerman, Esq.'s interests?
🌎David T. Ackerman, Esq. has interest in Research, International Law, Cross Border Contracting.
What skills is 🌎David T. Ackerman, Esq. known for?
🌎David T. Ackerman, Esq. has skills like Research, Public Speaking, International Law, Leadership, Legal Writing, Teamwork, Mediation, Data Analysis, Strategic Planning, Legal Research, Strategy, Analysis.
Who are 🌎David T. Ackerman, Esq.'s colleagues?
🌎David T. Ackerman, Esq.'s colleagues are Илья Набздоров, Ivan Ostrykau, Egor Tishin, Inna Baikach, Yulia M., Alena Mikhina, Andrew Parhomchuk.
Free Chrome Extension
Find emails, phones & company data instantly
Aero Online
Your AI prospecting assistant
Select data to include:
0 records × $0.02 per record
Download 750 million emails and 100 million phone numbers
Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.
Start your free trial