🌎David T. Ackerman, Esq. Email & Phone Number

New York, NY, US

Washington, DC, DC, US

As one of the top think tanks in the nation, The Stimson Center is a nonprofit, nonpartisan group, aiming to enhance international peace and security. The Loomis Innovation Council is the premier venue to address international technology policy challenges, uniting Stimson’s long experience and international perspective with the technology sector’s unique.

Reston, Virginia, US

Victoria, British Columbia, CA

Provide advice and guidance on strategic decision-making, planning, and execution. Offering insights and recommendations to analyze complex situations, identify opportunities and risks, and develop plans that align with their company objectives.

Belcamp, Maryland, US

DoD Information Analysis Center: Homeland Defense & Security (HDIAC)Technical Research and Analysis Services in anti-terrorism financing, sanctions avoidance, cybersecurity, cryptocurrency, and national security providing focused expert assistance and unbiased research for the United States Government.

Sacramento, California, US

Hoboken, New Jersey, US

• The worldwide leading provider of both cloud and on-premises enterprise software solutions that help organizations ensure compliance supporting over 25,000 organizations in more than 150 countries (Nasdaq:NICE)
• Provide subject matter expertise on all matters pertaining to compliance. Detects and mitigates compliance, regulatory and reputational risk for dozens of clients across the firm. Advise on financial markets and.
• Lead the firm’s responses to regulatory examinations, audits and inquiries for dozens of financial institutions. Deliver detailed translations of Legal and Regulatory Financial requirements across the Americas, EMEA.
• Provide internal and on-site training on all aspects of regulation globally for 250-300 employees.
• Partner with engineers developing product solutions merging compliance with algorithmic trading, machine learning, and blockchain.

Fort Lauderdale, Florida, US

• A registered investment advisory firm specializing in active management of individual fixed income securities
• Oversaw all regulatory matters for the RIA, Broker Dealer, and FMO subsidiaries. Analyzed regulations in the context of equity products and strategies and developed and implemented controls designed to achieve.
• Oversaw the firm’s compliance, regulatory and reputational risk. Helped increase assets under management by 900% with $ 2-3B assets under control. Designed the entire compliance program and designed procedures to help.

• Leading experts in the investment advisor registration and compliance fields
• Provided regulatory compliance consultation to mid-size and large investment advisers and banks. Implemented and executed the day-to-day regulatory and compliance activities. Monitored for compliance with new or.
• Conducted risk assessments, annual reviews and mock audits. Developed, oversaw and assessed policies and procedures.
• Developed, implemented and monitored all compliance issues that supported the firm’s business and satisfied all FINRA regulatory requirements.

Washington, District Of Columbia, US

• Aided with processing arbitration and mediation cases, drafted awards and managed the mediation roster by providing support and outreach for mediation program nationwide.
• Conducted research, prepared reports, and assisted with preparation for presentations on current and proposed regulations relating to variable annuities, emerging market debt, REITs, complex structured products.

An international value-added distributor of electronic components Ensured company-wide compliance with applicable domestic and international regulations, including FATCA, SEC reporting, KYC requirements and Federal/EU Reporting requirements. Published expert in CISG, UCC, fraud prevention, and counterfeiting. Ensured compliance for all currency and.

Juris Doctor – Licensed To Practice In New York, International Finance/Trade/Commerce

Bachelor Of Science With Honors, Legal Studies