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I am a well-rounded Risk and Internal Audit leader, with varied experience working in both the 'Big 4' (London & Sydney) and 'in-house'. Originally trained as a Chartered Accountant (ACA - ICAEW) working in external/financial audit, I quickly moved into solely focusing on risk assurance, internal audit, and the governance associated with it - supporting clients in internal audit (outsourced & co-sourced models), risk management, ESG frameworks, ITGCs, IPO readiness (NYSE & LSE), SOX (implementation and testing streams), and risk governance uplift across a wide range of industries. I was looking for a new challenge, and so I left consulting in mid-2021 to join Morningstar as their Director of Risk Management for the Asia-Pacific region. I now lead the Global function as Head of Risk Management, tackling the challenges of the ERM program across the business (excl. the DBRS rating agency subsidiary).About Morningstar:Morningstar, Inc. is a leading provider of independent investment insights in North America, Europe, Australia, and Asia. The Company offers an extensive line of products and services for individual investors, financial advisors, asset managers, and owners, retirement plan providers and sponsors, and institutional investors in the debt and private capital markets. Morningstar provides data and research insights on a wide range of investment offerings, including managed investment products, publicly listed companies, private capital markets, debt securities, and real-time global market data. Morningstar also offers investment management services through its investment advisory subsidiaries, with approximately $294 billion in assets under advisement and management as of June 2024. The Company operates through wholly- or majority-owned subsidiaries in 32 countries.
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Head Of Risk Management, Global ControlsMorningstar Jan 2024 - PresentChicago, Il, UsI head Morningstar's Global risk management function (excl. DBRS). I lead across the whole gamut of Enterprise Risk Management (ERM) for the business, including strategic risk, operational risk, KYC/AML, cyber/tech risk, regulatory/compliance risk, M&A risk, and Group/Board interactions/reporting. Responsible for Group-wide uplift projects, risk framework development, control review, Board reporting, and chairing Board committees. -
Director Of Risk Management (Apac)Morningstar Aug 2021 - Dec 2023Chicago, Il, UsI led Morningstar's overall enterprise risk management function in the Asia-Pacific region (i.e. Australia, China, India, Hong Kong, Singapore, Japan, Korea, New Zealand, Thailand, and Taiwan) - excl DBRS. -
Senior Manager - Risk AdvisoryDeloitte Sep 2020 - Aug 2021Worldwide, OoI was a Senior Manager within the Risk Advisory team at Deloitte, delivering solutions (inc. Internal Audit, Operational Risk, Tech Risk, Strategic Risk, and Regulatory Compliance) across a number of industries including Banking, Insurance, and Technology. -
Manager - Trust & Risk (Previously Risk Assurance)Pwc Nov 2018 - Sep 2020GbI completed a two-year secondment to PwC Sydney (home office remained PwC London) to continue my development as a Risk & IA Manager. In Sydney, I worked across a number of industries, with my main clients sitting within technology, energy/renewables, insurance, and financial services/banking. -
Manager - Risk AssurancePwc May 2017 - Oct 2018GbManager specialising in both Internal Audit and Governance, Risk & Compliance (GRC). In my role in London, I led engagement teams assisting clients across a spectrum of industries: sports, pharmaceutical, financial services, energy (inc. O&G and renewables), and technology. In addition to the U.K. and Australia, I have had the pleasure of working with international clients in the U.S.A., Israel, Germany, Singapore, and Canada. -
Senior Associate - Risk AssurancePwc Jul 2014 - May 2017GbGraduate Risk Assurance Senior Associate: leading fieldwork on-site for risk and internal audit engagements, and 'in-charging' teams during client work across a myriad of industries. -
Associate (Graduate) - Assurance (Risk & External Audit)Pwc Apr 2012 - Jul 2014GbGraduate Risk Assurance and Assurance split-scheme. I split my time between Risk Assurance engagements and Assurance/Statutory Financial Audit engagements, gaining experience across a number of industries while qualifying as a Chartered Accountant (ICAEW's ACA).
David Lyons Skills
David Lyons Education Details
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King'S College LondonNeuroscience -
Radley CollegePhysics & Geography.
Frequently Asked Questions about David Lyons
What company does David Lyons work for?
David Lyons works for Morningstar
What is David Lyons's role at the current company?
David Lyons's current role is Head of Risk Management at Morningstar.
What is David Lyons's email address?
David Lyons's email address is da****@****ail.com
What schools did David Lyons attend?
David Lyons attended King's College London, Radley College.
What are some of David Lyons's interests?
David Lyons has interest in Rugby, Sailing, Cycling, Rowing.
What skills is David Lyons known for?
David Lyons has skills like Internal Audit, Risk Management, Regulatory Compliance, Sox, Sarbanes Oxley Act, Corporate Governance, Auditing, Accounting, International Financial Reporting Standards, Internal Controls, Business Process Mapping, Strategic Planning.
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