David Vincent Email & Phone Number

United States

Supporting Equipment Finance and Commercial Deposits.

Led the development of a modular reporting platform, which serves as the primary source for conveying the state of CIT’s compliance risk management program to risk and business leadership teams, executive and board committees, regulators and other key stakeholders. Supported internal and external exam requests and contributed to satisfactory resolution of.

Responsible for daily operations of the Anti-Money Laundering team. Coordinated team functional and staff integration as part of CIT’s acquisition of OneWest Bank. Collaborated in identifying, testing and implementing process and system enhancements in Actimize, including bringing transaction monitoring data in from FIS systems at OWB. Obtained CAMS.

Identified, investigated and reported suspicious activity. Participated in various other anti-financial crimes functions. Developed and implemented Policies and Procedures pursuant to the USA PATRIOT Act and the Bank Secrecy Act as part of a multi-year plan to transform CIT’s compliance risk management program.

Downtown Jacksonville, Florida

Worked with mentors and managers to develop a pipeline of affluent clients, identify client needs, develop relationships with existing and prospective clients, review investment goals, prepare investment recommendations, and develop practice management skills.

Jacksonville, Florida Area

Responsible for ensuring the Service and Operations teams consistently provide world class service to 200 institutional money manager clients with more than $18 Billion in assets under management resulting in over $25 million in annual revenue to the Firm. Other activities included fraud prevention, anti-money laundering practices and identity theft.

Responsible for the UK equity trading desk which executed more than one million trades annually for BlackRock UK clients. Created and enforced internal controls while maintaining trading and custodial relationships with offshore business partners representing more than £30 Billion in assets under management.

Managed daily operations through Bank of America’s acquisition of ML during the onset of a global financial crisis. The team’s functions included researching and processing manual buys, sells, transfers, research requests, and dividend adjustments on all Merrill Lynch proprietary and some non-proprietary money market and banking products.

Duties included, but were not limited to: monitoring the flow of automated Merrill Lynch and Non-Merrill Lynch Mutual Fund trades and corrections for domestic retail accounts, work closely with a variety of fund groups and transfer agents to resolve NSCC order rejects and ensure daily execution of manual and exception trades and corrections. Build and.

Duties included, but were not limited to research, verification and payment of death claims associated with the firm’s proprietary annuities, handling complex financial transactions involving estates and trusts and other legal matters, while providing exemplary customer service to our clients. Utilizing Six Sigma methodology, participated in several focus.