• Managed operational and compliance audit engagements of several of Fidelity’s businesses (brokerage operations, personal and workplace investing) to evaluate the design and effectiveness of controls and compliance with applicable regulations. • Completed periodic oral and written presentations to senior management during and at the conclusion of an audit, discussed key risks and control deficiencies, recommended remedial solutions, and suggested operational improvements. Followed-up on previously identified issues to ensure adequate mediation of risks and/or completion of corrective actions.• Leveraged ACL software for data analytics.• Developed solid working relationships with audit leaders and business clients and enhanced communication, leadership, analytical and strategic thinking skills.

• Managed financial audit and Sarbanes-Oxley compliance engagements of retail divisions, manufacturing, and distribution facilities.• Provided leadership in the implementation of and compliance with Section 404 of the Sarbanes-Oxley Act of 2002 across all company divisions. Included initial balance sheet scoping project across all company divisions with material financial statement impact. • Assisted in the development and execution of full integration of Sarbanes-Oxley key control testing with pre-existing financial audit procedures.• Managed operational audits of retail, manufacturing and distribution facilities to ensure compliance with company policies and procedures and focus on increasing operating efficiencies.• Financial Services (Accounting) and Internal Audit internships with The Kroger Co. spanned summers of 2002-2004.