David Wege Email & Phone Number

Milwaukee, WI, US

Greenwood Village, CO, US

• Prepare and review all applicable SEC Filings (Forms N-CSR, N-PORT, N-CEN, 24F-2, N-1A, etc.)
• Assist with investment reporting function for U.S. and Canadian GAAP, regulatory, tax and/or board requirements of the insurance company, subsidiaries, and affiliates.
• Coordinates investment presentation of financial statements on a quarterly basis.
• Ensure reporting consistency in the financial statements, board reports and information provided to analysts.

Minneapolis, MN, US

• Ensure compliance with all mutual fund industry related regulatory reporting requirements in an accurate and timely fashion.
• Responsible for daily oversight of a team accountable for the following compliance activities such as;Interpretation of IRS and State Level regulations regarding mutual fund processing, Shareholder tax for creation.

Minneapolis, MN, US

• Prepare SEC regulatory and financial statement filings, Board of Directors’ reporting and other financial information for Fund Administration Department clients.
• Work with senior management on regulatory compliance reporting for assigned mutual fund clients.
• Responsible for primary contact with fund clients including coordination of financial projects, mutual fund expense management and communication of fund operations to clients and other business lines within U.S..
• Promoted from Administrator I to Administrator II November 2021.
• Named a department Officer August 2022.

Minneapolis, MN, US

• Monitor and evaluate the quality of work as measured against timeliness, accuracy, and productivity standards.
• Document quality issues, performance measures and quality improvements for management review.
• Provide information to assist in giving feedback to employees and in the training of employees.
• Verify all processing of shareholder transactions, both financial and non-financial, for accuracy and completeness.
• Ensure proper application of and compliance with internal and regulatory standards, guidelines and procedures.
• Promoted from Quality Analyst I to Quality Analyst II September 2017

Minneapolis, MN, US

• Analyze and process a variety of complex mutual fund transaction requests for mutual fund companies and their shareholders; including new account set ups, purchases, redemptions, exchanges, and account maintenance.
• Provide and respond to telephone inquiries from existing shareholders, institutional clients, and broker/dealers regarding transaction requests and specific account information.
• Analyze and enter trade cancellations, account corrections, dividend and capital gain corrections, check stops and rebooking trades due to pricing errors.
• Processes conversions, de-conversions and fund liquidations.
• Research shareholder requests to ensure compliance with SEC, STA, and internal policies and procedures.

Janesville, Wisconsin, US

- Assist customer with various needs such as opening accounts, performing deposits and withdrawals, and establishing CDs- Promote the brand by selling beneficial products such as lines of credit and other FDIC insured products- Collaborate with other areas in the bank to provide superior service based on customer needs

Richfield, Minnesota, US

- Provide personalized service and exceptional expertise for customers.- Handle all aspects of the sale including: customer contracts and warranties, customer payments, cash and credit card/check transactions.- Develop, maintain and communicate strong, up-to-date knowledge of wireless products, accessories, pricing plans and service features.

Minneapolis, MN, US

- Ensure department brand, maintain product integrity and customer experience. Coach and train employees on the latest electronic advances and sales procedures.- Provide customer service while compiling daily counts of product on hand for ordering purposes. Order product for store to keep shelves full to capacity to create a more perfect shopping.

Associate'S Degree, Accounting

Bachelor Of Business Administration (B.B.A.)

High School Diploma