David Li Email and Phone Number
David Li work email
- Valid
- Valid
- Valid
- Valid
David Li personal email
- Valid
- Valid
David is a seasoned risk management professional with a proven track record in designing and leading risk management programs in both highly regulated and unregulated environments. With 20 years of experience, David specializes in implementing risk programs, working across teams and businesses to promote a healthy risk culture, enhancing operational resilience through risk assessments, controls testing and automation, and ensuring compliance with regulatory requirements.At Bloomberg, David was responsible for leading and overseeing our Enterprise Risk Management program (policies & procedures, risk assessment methodologies, independent testing, issue management, risk acceptance, risk reporting, and risk governance), providing 2nd LoD risk management coverage to a variety of product areas and business units, and performing risk & control assessments in a 1st LoD capacity, where necessary. In addition, David was also responsible for the SOC Reporting Program (+20 plus SOC 1s, 2s, and 3s).Prior to David's role leading ERM initiatives, he has led and executed programs relevant to Technology Risk, Information Security, and IT audits. Experiences include: creation of information security strategy roadmaps, managing information security governance programs, performing IT audits and various cyber/InfoSec risk assessments (e.g., NIST framework assessments), and other reviews against various compliance/regulatory frameworks (PCI, GLBA, etc). Understanding of common frameworks and standards include: COSO, DORA, GDPR, NIST CSF, NIST 800 series, ISO 27000 series, COBIT, SOX and Trust Service Principles.
- Website:
- goo.gle/3DLEokh
- Employees:
- 315106
- Company phone:
- 916.253.7820
-
Head Of Risk And Compliance, Global Business OrganizationGoogleNew York, Ny, Us -
Head Of Core Risk And Compliance, Global Go To Market OperationsGoogle Oct 2024 - PresentMountain View, Ca, Us -
Global Head, Risk Assurance & Testing OversightBloomberg Sep 2023 - Jun 2024New York, Ny, UsResponsible for (1) empowering 1LoD to embed data-driven risk assurance programs within their businesses and (2) oversee our 2LoD controls testing team, covering operational, compliance, and regulatory risk. -
Global Head, Enterprise Risk Framework, Assessments And OperationsBloomberg Apr 2020 - Sep 2023New York, Ny, UsActing Deputy Head of ERM.In addition to my responsibilities as Head of Enterprise Controls Assurance, I assumed direct responsibility for our Enterprise Risk Management framework (policies, procedures, taxonomies and tools), governance program, issue management program, risk appetite program, and our risk assessment team. Accomplishments include:- Strengthening risk culture across the organization- Firm wide adoption of our ERM framework and GRC tool across all lines of defense- Expansion of our risk assessment team to cover more businesses- Ratification of our Risk Steering Committee charter- Maturation of initiatives and projects to full fledged programs -
Head, Enterprise Controls AssuranceBloomberg Feb 2017 - Apr 2020New York, Ny, UsCreated and led the Enterprise Controls Assurance team. Under my leadership, the team and I accomplished the following:- Expansion of the cyber risk assessment framework I created to cover other areas of operational risk (third party risk, system reliability, disaster recovery, etc). - Developed a formal program to support the management and facilitation of our System and Organization Control (SOC) audits, resulting in a scalable approach to the increasing number of reports that we issued firmwide (20+ reports).- Implemented robotics processing automation (RPA) to various risk processes, including our own control testing, to drive efficiency and consistency on repeatable tasks. -
Technology And Cyber Risk LeadBloomberg Jan 2016 - Feb 2017New York, Ny, UsCreated and implemented a repeatable process to identify, assess, and report on cyber and technology risk. More broadly, was brought in to help create and build a risk management program from the ground up, helping to define our operating model, jump starting risk initiatives/programs, and build the foundations of a repeatable risk management framework. -
Vice President, It Risk & ControlNomura Nov 2014 - Dec 2015Tokyo, JpCreated and improved our IT Risk programs globally while implementing them regionally in the Americas. Accomplishments include:- Creation of an application risk assessment and vendor due diligence program- Expanded IT risk and control taxonomy- Enhanced risk reporting -
Vice President, Information Risk OversightMorgan Stanley Nov 2011 - Nov 2014New York, Ny, UsNominated by senior management to partake in the creation and development of the Information Risk Oversight department, which was created to provide independent risk oversight of our IT and Information Security functions. Accomplishments include:- Creation of our department charter and operating model- Development of a risk based methodology to independently assess risks related to the use, processing, storage, and transmission of information or data. -
Vice President, Information SecurityMorgan Stanley Aug 2010 - Nov 2011New York, Ny, UsDefined and evangelized a formal 3 year roadmap for our Information Security Program and creating a program to govern against it. -
Information Security Advisory ServicesPwc Jul 2006 - Aug 2010GbOn site manager for various security assessment and advisory projects, including:- Technical security assessments of operating systems (UNIX, Windows, etc), databases (Oracle, Sybase, etc), and firewalls (CheckPoint, NetScreen, etc).- Creation of written information security standards, both procedural and technical- Assisted in the compilation and analysis of the results of PwC’s annual Global State of Information Security Survey -
Systems & Process AssurancePwc Jul 2004 - Jun 2006GbSupported a variety of audit projects, including:- Internal audits- Third party attestations (SAS65s, SAS70s, AUPs, and Systrust)- 404 SOX audits- Regulatory assessments (e.g., PCI, GLBA, HIPAA)- IT risk assessments, ITGCs
David Li Skills
David Li Education Details
-
Gies College Of Business - University Of Illinois Urbana-ChampaignManagement Information Systems
Frequently Asked Questions about David Li
What company does David Li work for?
David Li works for Google
What is David Li's role at the current company?
David Li's current role is Head of Risk and Compliance, Global Business Organization.
What is David Li's email address?
David Li's email address is dl****@****erg.net
What schools did David Li attend?
David Li attended Gies College Of Business - University Of Illinois Urbana-Champaign.
What skills is David Li known for?
David Li has skills like Information Security, Risk Management, It Audit, Risk Assessment, Information Security Management, Sarbanes Oxley Act, Iso 27001, Enterprise Risk Management, Internal Audit, Cobit, It Risk Management, Financial Risk.
Free Chrome Extension
Find emails, phones & company data instantly
Aero Online
Your AI prospecting assistant
Select data to include:
0 records × $0.02 per record
Download 750 million emails and 100 million phone numbers
Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.
Start your free trial