Davy Lê Email & Phone Number

Toronto, ON, CA

Toronto, Ontario, Canada

• Responsible for designing, implementing, and executing a robust risk governance and management program while overseeing operational risk mitigation activities for the Private Markets division within Global Wealth and.
• Facilitate the implementation of an operational risk framework for Manulife Investment Management Private Markets and General Account segments, including:
• Supporting and documenting Risk and Control Self-Assessments (RCSAs), identifying key risks and controls, and developing action plans to address control gaps.
• Contributing to the creation and tracking of Key Risk Indicators (KRIs) for identified risks.
• Collecting, reviewing, and remediating internal and external risk incidents/loss events through timely resolution and root cause analysis.
• Proactively identifying and addressing emerging risks to enhance risk oversight.

Canada

Canada

• Governance strategy: defined and implemented a Target Operating Model on operational risk and third-party risk management reaching compliance with provincial and national regulations.
• Third-Party Risk Management: acted as an SME, providing advisory services, building a second line of defense model for clients including RACI matrix, policies, training & development, tools, etc.
• Operational Risk Management: built processes and tools based on several operational risk dimensions.
• Gap analysis: realized a gap analysis between existing risk models, best practices and new regulatory expectations.
• Risk assessments: designed and implemented multi-dimensional risks assessments tools in the first line of defense.
• Criticality assessment: designed and implemented criticality assessment tool to determine the level of required riskanalysis, used on 200+ contracts which enabled client to manage a high volume of third-party contracts.

Canada

• Advisory: worked in Financial Risk Management team for the financial services industry.
• TPRM: Consulted in third party risk management for the second line of defense.
• Risk assessment: development of a several dimensions risk assessment tool for third parties.
• Data and reporting: built, managed and used operational risk data base to perform data analysis and reporting.
• Risk analysis: performed deep risk analysis of contract, policy and directives in order to assess non-financial risks.

Toronto, Ontario, Canada

• Performing a wide set of loan administration processes in the whole loan life cycle.
• Deep understanding of company’s products including RSP loan, TFSA, Mutual Funds, Segregated Funds.
• Working closely with internal clients and business partners regarding products and processing issues.
• Preparing compliance reports with high volume of data using various systems.
• Screen, analyze, document, and accurately execute routine financial product transactions using various computer systems.
• Verifies the accuracy of data/details on loan applications, supporting documentations and various transactions to ensure their accuracy for in good order and compliance/regulatory requirements are met.

Greater Toronto Area

Perform a variety of administrative duties, such as updating database, archiving documents, claims management, etc. Ensure general management of the office, overseeing operational efficiency, effective communications, and other types of strategic and tactical planning.

Luxembourg

• Operational risk: Worked for the Operational Risk and Permanent Control department, as the second line of defense.
• Risk analysis tool development: performed a Framework Assessment that aims to gather data in order to computeKPI’s (compliance, RSCA, internal controls, TPRM, incidents history) for quantification and reporting purpose.
• Control testing: planned and tested first line controls based on computed KPIs.
• Procedure: designed and implemented internal procedures compliant with new regulations.
• Data research: retrieved information from financial reports and several other information sources.

Luxembourg

• Physical security: managed the physical access system for a 2000+ employees firm.
• Audit: Completed an internal security audit as the first line of defense of operational risk management.

Master'S Degree, Engineer In Management - Performance And Control, Cum Laude

Activities and Societies: ESTIEM LG LiègeThis degree focuses on performance management, modeling, managing and optimizing processes. I.

Bachelor'S Degree, Ingénieur De Gestion

Activities and Societies: OIC Dow Jones Club ESTIEM Local Group LiègeThis degree gathers courses of management, accounting, law.

Cess, Sciences Économiques 6 Heures

Activities and Societies: Président des étudiants Président des étudiants de dernière année Vice-président de la mini entreprise de.