Compliance and regulatory leader with over a decade of international experience gained with top tier financial institutions. Guiding companies through licensing processes and regulatory inspections. Establishing successful governance framework and compliance culture. Building compliance and risk monitoring programs, outsourcing control frameworks. Leading by example and maintaining strong relationships with regulatory authorities (SCA, FSRA, CSSF, FCA, MAS, HKMA, KNF). Mentoring, leading and developing international teams.
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ComplianceVersifi Oct 2024 - PresentAbu Zabi, Emiraty ArabskieCompliance Officer at a brokerage company. -
Chief Compliance OfficerCompliance Oct 2023 - Oct 2024Abu Zabi, Emiraty Arabskie
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Compliance PrincipalAdq Jan 2022 - Sep 2023Abu Zabi, Emiraty Arabskie -
Head Of Trade Surveillance (Compliance)Interactive Brokers Sep 2019 - Dec 2021Luksemburg -
Project Management Regulatory (Avp)Credit Suisse Oct 2017 - Aug 2019Luksemburg -
Team Leader In Core Compliance SurveillanceCredit Suisse Aug 2016 - Sep 2017Wrocław, Woj. Dolnośląskie, Polska -
Assistant Compliance Officer/Deputy Team Leader In Core Compliance SurveillanceCredit Suisse Oct 2014 - Sep 2017Wrocław, Woj. Dolnośląskie, Polska -
Junior Specialist In Core Compliance SurveillanceCredit Suisse Dec 2013 - Sep 2014Wrocław, Woj. Dolnośląskie, Polska -
Internship In Core Compliance SurveillanceCredit Suisse Sep 2013 - Nov 2013Wrocław, Woj. Dolnośląskie, Polska -
Assistant In Core Compliance Surveillance At Credit SuisseAdecco Group Jul 2013 - Aug 2013Wrocław, Woj. Dolnośląskie, Polska
Dawid Nowicki Skills
Dawid Nowicki Education Details
Frequently Asked Questions about Dawid Nowicki
What company does Dawid Nowicki work for?
Dawid Nowicki works for Versifi
What is Dawid Nowicki's role at the current company?
Dawid Nowicki's current role is Compliance Officer.
What schools did Dawid Nowicki attend?
Dawid Nowicki attended Uniwersytet Ekonomiczny We Wrocławiu (Daw. Akademia Ekonomiczna Im. Oskara Langego We Wrocławiu).
What skills is Dawid Nowicki known for?
Dawid Nowicki has skills like Equities, Post Market Surveillance, Trade Compliance, Capital Markets, Microsoft Office, Teamwork, Financial Analysis.
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Dawid Nowicki
Poznań -
Dawid Nowicki
Kielce1altar.com.pl -
Dawid Nowicki
Poland -
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