Managing Director - Head Of Regulatory And Fund Legal
Atlas Sp Partners
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Corey Lawson Email & Phone Number
Managing Director - Head of Regulatory and Fund Legal
at
ATLAS SP Partners
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Current company
Role
Managing Director - Head of Regulatory and Fund Legal
Location
New York, New York, United States
Who is Corey Lawson? Overview
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Quick answer
Corey Lawson is listed as Managing Director - Head of Regulatory and Fund Legal at ATLAS SP Partners, based in New York, New York, United States. AeroLeads shows a matched LinkedIn profile for Corey Lawson.
Corey Lawson previously worked as Managing Director - Senior Compliance Officer at Apollo Global Management, Inc. and Chief Compliance Officer & Associate General Counsel at Tilden Park Capital Management Lp. Corey Lawson holds Doctor Of Law - Jd from Stanford Law School.
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Email format at ATLAS SP Partners
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ATLAS SP Partners
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Profile bio
About Corey Lawson
An accomplished compliance executive with comprehensive success in enterprise-level compliance management, securities regulation, corporate governance, SEC and RIA compliance, litigation, internal and fraud investigations, and asset management. Excels at developing and implementing effective programs and policies to mitigate risks and ensure ongoing compliance. Demonstrated ability to build and lead top-performing global teams. Serves as a key member and thought leader for the senior leadership team including Board of Directors involvement. Proven success in positioning major companies for long-term growth by effectively managing risk and compliance.
Current workplace
Corey Lawson's current company
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8 roles
Corey Lawson work experience
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Managing Director - Senior Compliance Officer
Current
Sep 2023 - Present
Chief Compliance Officer & Associate General Counsel
Mar 2023 - Sep 2023
Head Of Compliance & Associate General Counsel
Jul 2022 - Mar 2023
Vp, Chief Compliance Officer Capital One Investing
- Manage all aspects of compliance program for registered investment adviser with $1B in assets under management.
- Design, implement, and review compliance framework, policies, and procedures to ensure RIA complies with all applicable laws and regulations, including SEC, DOL, and state requirements.
- Lead integration of acquired registered investment adviser into larger enterprise level compliance program, including ensuring adherence to bank well-managed standards.
May 2021 - Jul 2022
Chief Compliance Officer
- Directed global compliance program governing all business activities of primary research firm with over 900 employees and over 1,100 clients in multiple geographies and jurisdictions.
- Managed global team of 30 compliance professionals located in the US, UK, and Asia. Grew team by more than 50%.
Jun 2018 - May 2021
Senior Counsel, Asset Management Unit
- Led investigations of individuals and entities for possible violations of federal securities laws, including developing factual record, formulating strategy, making charging decisions, and negotiating settlements.
- Advised Commission on whether business or trading practices, corporate structure, financial accounting, securities offerings, expense and fee allocations, company filings, and other activities or practices violated.
- Senior Counsel, Division of Enforcement, Miami, Florida (2008-2014)
Sep 2008 - Jun 2018
Associate
- Defended clients investigated by SEC and CFTC, including investigations of insider trading, accounting fraud, and options backdating.
- Conducted and participated in internal investigations of large corporations involving allegations of accounting fraud and FCPA violations.
Sep 2004 - Aug 2008
2 education records
Corey Lawson education
Doctor Of Law - Jd
Stanford Law School
Bachelor Of Arts, Philosophy
Cornell University
FAQ
Frequently asked questions about Corey Lawson
Quick answers generated from the profile data available on this page.
What company does Corey Lawson work for?
Corey Lawson works for ATLAS SP Partners.
What is Corey Lawson's role at ATLAS SP Partners?
Corey Lawson is listed as Managing Director - Head of Regulatory and Fund Legal at ATLAS SP Partners.
Where is Corey Lawson based?
Corey Lawson is based in New York, New York, United States while working with ATLAS SP Partners.
What companies has Corey Lawson worked for?
Corey Lawson has worked for Atlas Sp Partners, Apollo Global Management, Inc., Tilden Park Capital Management Lp, Capital One, and Third Bridge Group Limited.
How can I contact Corey Lawson?
You can use AeroLeads to view verified contact signals for Corey Lawson at ATLAS SP Partners, including work email, phone, and LinkedIn data when available.
What schools did Corey Lawson attend?
Corey Lawson holds Doctor Of Law - Jd from Stanford Law School.
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