Dean Smith Email and Phone Number
A committed individual with 20+ year’s experience in investment banking. My experience has centred on process improvement, automation, and efficiency, always with a focus on creating value and enhancing client experiences.I’ve had the privilege of leading diverse, global teams, implementing onboarding solutions that meet the most rigorous regulatory standards. My approach is rooted in understanding client needs and seizing market opportunities, ensuring every project aligns with business goals while adding value for clients and stakeholders alike.At State Street, I’ve led pivotal projects like the UMR initiative for EMEA, advanced risk management frameworks, and driven regulatory compliance initiatives. My passion lies in transforming challenges into strategic solutions, always focused on collaboration, operational excellence, and achieving impactful results for the business.
Janus Henderson Investors
View- Website:
- janushenderson.com
- Employees:
- 3205
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Business AnalystJanus Henderson InvestorsLondon, England, Gb -
Global Markets - Emea Securities Finance / Emea (Fx) Regulatory InitiativesState Street Global Markets Oct 2013 - Oct 2024
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Business ConsultingSapient Global Markets Nov 2007 - Sep 2013London
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ContractorJpmorgan Chase Apr 2007 - Nov 2007London• Processed all Corporate Events, including Rights Issues, Takeovers, Open Offers, Tenders, Unit Trust Conversions and Fixed Income issues• Executed FX Deals• Monitored and managed stock and cash discrepancies• Reconciled Dividends and Corporate Actions• Liaised with brokers and custodians to agree claims• Reconciled internal suspense accounts• Handled cash management of Nostro accounts -
Corporate Actions ManagerBny Mellon Jun 2000 - Mar 2007London• Developed and delivered a training plan for New Manchester Corporate action and Scrip dividend teams• Provided support to the new offshore processing team for 4 months after live date, giving advice and guidance • Processed all UK Corporate Events including Rights Issues, Takeovers, Open Offers, Tenders, Unit Trust Conversions Fixed Income issues• Transformed open trades and stock loans• Executed FX Deals• Monitored and managed stock and cash discrepancies• Reconciled dividends and corporate actions• Assisted with the training and development of procedures• Liaised with other Brokers, Investment Banks & Custodians to agree claims• Reconciled internal suspense accounts• Handled Cash Management of Nostro Accounts -
Corporate Actions & Dividends ManagerState Street Bank Jan 1997 - Jun 2000London• Monitored and checked all Corporate Actions • Advised clients of upcoming market events • Liaised with registrars and companies to confirm correct details• Advised clients of accounting details • Liaised with Corporate Action Specialists regarding new corporate event details
Dean Smith Skills
Dean Smith Education Details
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Brentwood County High
Frequently Asked Questions about Dean Smith
What company does Dean Smith work for?
Dean Smith works for Janus Henderson Investors
What is Dean Smith's role at the current company?
Dean Smith's current role is Business Analyst.
What schools did Dean Smith attend?
Dean Smith attended Brentwood County High.
What skills is Dean Smith known for?
Dean Smith has skills like Corporate Actions, Business Analysis, Business Process, Credit Derivatives, Remediation, Interest Rate Derivatives, Equities, Investment Banking, Change Management, Financial Services, Sales Management, Strategic Planning.
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Dean Smith
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