Compliance Specialist/Conduct Risk And Sales Practices/Ethics Investigations
Jacksonville, Fl, Us
• Manage and drive the success of four internal Compliance programs: Fraud & Ethics Lead Investigator, Conduct Risk, and Sales Practices • Develop an implement action plans to abate regulatory operational and litigation risk while streamlining greater efficiency• Continuous collaboration with executive leaders and internal departments (Legal, Human Resources, AP and Travel & Expense, Information Security, Privacy, Internal Audit, and external contacts) to drive performance and optimize innovation • Executing the company’s overall risk managed compliance strategy specifically coordinate the end-to-end evaluation of the Conduct Risk and Sales Practices• Consult and partner with FIS' Trade Compliance and Anti-Bribery, Anti-Corruption teams to ensure a comprehensive review of clients, vendors, and third-party resellers• Vendor Risk -Review clients, vendors, and third-party resellers to comply with applicable regulatory requirements, US, and international laws, while upholding internal policies • Optimize performance management tools, scorecards and reporting to all levels of management, Executives, and the Board of Directors • Maintain and update procedures and policies as required • Proficient with Excel (pivot tables, V-look up, formulas) PowerPoint, eDiscovery technology