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Deb D. Davis is listed as Chief Compliance Officer at HC Advisors at HC Advisors LLC, based in Atlanta, Georgia, United States. AeroLeads shows phone signal with area code 770 and a matched LinkedIn profile for Deb D. Davis.
Deb D. Davis previously worked as Chief Compliance Officer at Hc Advisors Llc and Vice President - Complex Service Manager at Morgan Stanley Smith Barney. Deb D. Davis holds Graduate, Fashion Design & Merchandising from Patricia Stevens Career College.
A Financial Services Professional with extensive knowledge and experience in office management, Human Resources, Complex Service Operations and Risk/Control. Proactive and results oriented, offering broad experience in the financial services industry.SKILL SET: Managing/Directing: Developing & implementing policies –Managing people & projects - Risk ReviewOrganizing: Administering – setting priorities –developing work plans –implementationCommunicating: Interviewing – Managing conflict – Facilitating –Presenting ideasDeveloping People: Assessing performance – motivating- mentoring – team building
Listed skills include Human Resources, Recruiting, Training, Account Management, and 12 others.
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Atlanta, Ga.
Responsible for overall compliance and risk review for the firm, including supervision of SEC regulatory policies, ADV registration, FINRA notice filings, Trading review, Client & Employee accounts, Models Rebalancing, Investment Committee Chair, Oversee Portfolio Center, and Mutual fund & ETF research.
Atlanta, Ga.
Responsible for leading the supervision and operation in two branch locations within the Complex. Hired, coached, mentored and supervised Client Service Associates and Operation Associates. Monitored, developed and implemented methods to proactively manage the daily flow of retail client activity. Provided comprehensive training and consistency during Integration of the two platforms.
Atlanta, Ga.
Responsible for leading the administrative management functions within a mega branch with $52mm in Revenue and 150+ person office. Hired, coached, mentored and supervised Client Service Associates staff in an effort to maintain a team centered, productive, caring and positive environment. Achieved 100% satisfactory firm audits while in the role of Branch Administrator. Human Resources: Responsible for Recruiting , hiring and supervision of Support Staff. Communications: Conducted Support Staff meetings Benefits Coordinator: Medical & 401k support. Project Management: Liaison to NY for Facilities, IT, General Services and Office relocations. P&L: Accts Payable, T&E, Reviewed monthly P&L, Budget, and Cost Analysis. Registration: Responsible for NYSE/FINRA registration for all FAs & registered support staff . Compensation: Support Salary and FA compensation review & problem resolutions.
1 year - graduate - extensive courses in Fashion Merchandising and Interior Design.
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Deb D. Davis works for HC Advisors LLC.
Deb D. Davis is listed as Chief Compliance Officer at HC Advisors at HC Advisors LLC.
AeroLeads has found 2 phone signal(s) with area code 770 for Deb D. Davis at HC Advisors LLC.
Deb D. Davis is based in Atlanta, Georgia, United States while working with HC Advisors LLC.
Deb D. Davis has worked for Hc Advisors Llc, Morgan Stanley Smith Barney, Smith Barney, and Merrill Lynch.
You can use AeroLeads to view verified contact signals for Deb D. Davis at HC Advisors LLC, including work email, phone, and LinkedIn data when available.
Deb D. Davis holds Graduate, Fashion Design & Merchandising from Patricia Stevens Career College.
Deb D. Davis is listed with skills including Human Resources, Recruiting, Training, Account Management, Project Management, Wealth Management, Staff Management, and Compensation And Benefit.
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