Deborah Lamb

Deborah Lamb Email and Phone Number

Chief Compliance Officer @ Denali Advisors
Saint Johns, FL, US
Deborah Lamb's Location
Greater Anchorage Area, United States
Deborah Lamb's Contact Details

Deborah Lamb personal email

n/a

Deborah Lamb phone numbers

About Deborah Lamb

Deborah Lamb is a Chief Compliance Officer at Denali Advisors. She possess expertise in securities, hedge funds, mutual funds, investments, finra and 20 more skills.

Deborah Lamb's Current Company Details
Denali Advisors

Denali Advisors

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Chief Compliance Officer
Saint Johns, FL, US
Website:
denaliadvisors.com
Employees:
19
Deborah Lamb Work Experience Details
  • Denali Advisors
    Chief Compliance Officer
    Denali Advisors
    Saint Johns, Fl, Us
    View
  • Mckinley Capital Management, Llc
    Chief Compliance Officer, Aml Officer
    Mckinley Capital Management, Llc Jun 2016 - Present
    Anchorage, Alaska Area
    Manage global compliance program for $7B AUM registered adviser specializing in international equities and derivatives investments. Clients include institutional and government plans, registered and non-registered funds, UCITS, and Wrap strategies. Monitor for SEC, CFTC/NFA and foreign regulations. Write/Implement/Test Policies and Procedures. Create educational programs. Guest speaker at Conferences. Participate on industry committees.
  • Dividend Assest Capital
    Chief Compliance Officer
    Dividend Assest Capital May 2015 - Apr 2016
    Senior officer. Ethics and Compliance, project management, financial analysis, risk management, Internal regulatory audits, insurance manager, human resources representative. Registered Funds and Private Wealth Clients. Risk Officer - assess compliance and enterprise risk and adjust business plans accordingly. Write, implement and test firm-wide policies and procedures. Create educational programs. Code of Ethics oversight.
  • Parametric Portfolio Associates, Llc
    Chief Compliance Officer
    Parametric Portfolio Associates, Llc Dec 2012 - Apr 2015
    Oversee global compliance program for $150B+ AUM firm. Equities, Fined Income and Financial Commodities. Fundamental and Quantitative management theories. AML Officer. Institutional, Financial Advisors/Wrap, and Private Wealth Client base. Advisers Act, Company Act, CFTC/NFA, Collective/Common Trusts and foreign (including Australia, Canada, Europe) regulations compliance. Risk management and enhancements. Due diligence of third party providers. Create educational and training programs and… Show more Oversee global compliance program for $150B+ AUM firm. Equities, Fined Income and Financial Commodities. Fundamental and Quantitative management theories. AML Officer. Institutional, Financial Advisors/Wrap, and Private Wealth Client base. Advisers Act, Company Act, CFTC/NFA, Collective/Common Trusts and foreign (including Australia, Canada, Europe) regulations compliance. Risk management and enhancements. Due diligence of third party providers. Create educational and training programs and presentations. GIPS compliance and portfolio analysis. Fund Board reporting. Show less
    View
  • Mckinley Capital Managemengt, Llc
    Cco
    Mckinley Capital Managemengt, Llc Jun 2008 - Dec 2012
    Institutional asset manager specializing in quantitative/qualitative growth and momentum based investment theories and strategies. Large institutional and registered funds client base. Created and supervised Irish UCITS programs. GIPS compliance and portfolio management analysis. 2012 - Present - Serve as a Director on the Board of Directors for the Irish UCITS.

Deborah Lamb Skills

Securities Hedge Funds Mutual Funds Investments Finra Alternative Investments Investment Advisory Portfolio Management Asset Management Securities Regulation Series 7 Risk Management Fixed Income Equities Investment Advisers Act Financial Services Series 24 Series 63 Due Diligence Broker Dealer Asset Managment Sec Asset Allocation Wealth Management Investment Company Act

Deborah Lamb Education Details

Frequently Asked Questions about Deborah Lamb

What company does Deborah Lamb work for?

Deborah Lamb works for Denali Advisors

What is Deborah Lamb's role at the current company?

Deborah Lamb's current role is Chief Compliance Officer.

What is Deborah Lamb's email address?

Deborah Lamb's email address is dl****@****gmt.com

What is Deborah Lamb's direct phone number?

Deborah Lamb's direct phone number is +190733*****

What schools did Deborah Lamb attend?

Deborah Lamb attended Roger Williams University.

What skills is Deborah Lamb known for?

Deborah Lamb has skills like Securities, Hedge Funds, Mutual Funds, Investments, Finra, Alternative Investments, Investment Advisory, Portfolio Management, Asset Management, Securities Regulation, Series 7, Risk Management.

Who are Deborah Lamb's colleagues?

Deborah Lamb's colleagues are Natasha More, Anne Erickson, Seok Joon (John) Byun, Robert Snigaroff, Grant Mcgregor.

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