Deborah Rhoads Ferrara, Cams, Cfe Email & Phone Number

New York, NY, US

Metuchen, NJ

Lead cross functional teams to conduct annual risk assessments evaluating process, risks, controls and residual risks.Work with the functional teams to develop appropriate solutions and recommendations to address residual risks.Review strategic approaches and effectiveness of support function to improve business performance.

Fort Lee, New Jersey, United States

Managed community bank advisory, including periodic and event-driven review framework, site visit and anti-money laundering (AML) discussion framework, and ongoing monitoring reviews.Oversaw client selection and exit management framework.Led Bank Secrecy Act (BSA) / AML vendor and new partner relationship due diligence.Established BSA / AML oversight for.

New York, NY

Conducted two annual BSA / AML and sanctions risk assessments for international financial institutions to identify and assess money laundering and sanctions risks by assessing inherent risks as well as effectiveness of control environment intended to mitigate inherent risks, determining whether residual risk levels were within financial institutions’ risk.

Greater New York City Area

Managed team of 20 employees on remediation project to ensure timely completion of 2,000 account activity review reports of JPMorgan Chase’s (JPMC) foreign correspondence bank clients, including conductingo Enhanced due diligence investigations.o Transaction surveillance and analysis to identify potential money laundering activity, as well as Foreign.

New York, NY

Performed extensive due diligence investigations for Fortune 500 companies as well as government entities regarding potential violations of FCPA and review and analysis of financial statements, bank, business records, and executives.

New York, NY

Conducted large scale Anti-Money Laundering (AML) transaction look-back investigations for major financial institutions to assist with their compliance to the Bank Secrecy Act (BSA) and Patriot Act. Duties included financial transaction and enhanced due diligence reviews, Suspicious Activity Report (SAR) filing recommendations, SAR merger projects, as well.

New York, NY

Conducted and analyzed comprehensive due diligence on domestic and international parties to establish connections between known and suspected terrorists. Analyzed subpoenaed records to track the money flow in an effort to detect potential money laundering schemes to fund suspected terrorist operations. I produced reports and link charts documenting.

New York, NY

I was responsible for regularly reporting to senior management the level of compliance with control procedures within the organization. I developed and presented proposals for new business initiatives to the Investment Management Business Review Committee and then conducted reviews of new products launched to ensure successful implementation.I worked with.

Ba, Behavioral Neuroscience

Mba, Finance