Lead and manage risk team to provide coverage across Market Risk, Credit Risk, Ops Risk.

Include credit risk into the portfolio

• Overall Risk Governance: implementation of the overall company Risk Management Framework (policies, procedures and methodologies). • ERM：Set up and refine the company’s ERM framework. Conduct assessment of all risk class within the framework on a regular basis and perform deep dive analysis when necessary. Maintain, review and update the Enterprise Risk Register.• Operational Risk Management: Set up the operational risk management framework. Performed operational risk assessment… Show more • Overall Risk Governance: implementation of the overall company Risk Management Framework (policies, procedures and methodologies). • ERM：Set up and refine the company’s ERM framework. Conduct assessment of all risk class within the framework on a regular basis and perform deep dive analysis when necessary. Maintain, review and update the Enterprise Risk Register.• Operational Risk Management: Set up the operational risk management framework. Performed operational risk assessment, worked with business partners on developing mitigation action plans to improve operational effectiveness and efficiency. Conduct loss event management including root-cause analysis, loss event registration etc.• Internal Control: Develop internal control framework based on ERM list and set up monitoring system to regularly exam the control effectiveness as well as improve the controls. • SOP management: Manage the SOPs of the department.• Information Security Risk Management: Co-worked with IT team on cyber risk management to identify, assess, manage and control IT related risks. • Business Continuity Management: Responsible for overall BC Management including developing BCM framework, improving BC Policy, setting up testing plan, conducting exercises and communicating with various stakeholders.• Strategic Engagement: Performed project risk assessment of business initiatives across business strategies and system implementation. • Risk culture promotion: Assist Management and Head to promote risk culture in the company with delivering trainings as well as regular communications to staff. Show less

• Overall Risk Governance: Following Group and Regulator standard, managed various types of risks, including insurance risk, operational risk, market risk and credit risk. • Operational Risk Management: Performed operational risk assessment, worked with business partners on developing mitigation action plans to improve overall enterprise risk control framework development as well as operational effectiveness and efficiency.• Information Security Risk Management: Co-worked with… Show more • Overall Risk Governance: Following Group and Regulator standard, managed various types of risks, including insurance risk, operational risk, market risk and credit risk. • Operational Risk Management: Performed operational risk assessment, worked with business partners on developing mitigation action plans to improve overall enterprise risk control framework development as well as operational effectiveness and efficiency.• Information Security Risk Management: Co-worked with internal information security team on cyber risk management to identify, assess, manage and control IT related risks. • Business Continuity Management: As BC manager, Responsible for overall BC Management including developing BCM framework, improving BC Policy, setting up testing plan, conducting exercises and communicating with various stakeholders.• Outsourcing Risk Management: Cooperated with contract owners on outsourcing management, performed outsourcing risk assessment and provide risk insights in initial and annual due diligence to vendors.• Regulatory Risk Management (Compliance): Cross trained to take part of Compliance tasks, e.g. gap analysis on regulations and mitigation tracking.• Strategic Engagement: Performed project risk assessment of business initiatives across new product launch, business strategies and system implementation. Show less

• Fund operation: Executed the fund management operational work for Asia Dorset Fund and Khan Mongolia Equity Fund. The work included trading execution, delivering portfolio status reports and communicating with external service providers.• Equity Research: Analyzed stocks in the portfolio and provided advice on fund management. • Participated in the foundation of Asia Dorset Fund (ADF) which is managed by ACA.

• Business Development: Formulated efficient development strategies for different banks and built relationships with new partners.• Performance Analyses and Monitoring: Set up KPI for distribution performance. Analyzed and delivered monthly/quarterly performance report to the board of directors. • Marketing: Promoted new products to banks including negotiating the commission rate. Customized marketing promotions for different partners.• Relationship Management: Managed relationships… Show more • Business Development: Formulated efficient development strategies for different banks and built relationships with new partners.• Performance Analyses and Monitoring: Set up KPI for distribution performance. Analyzed and delivered monthly/quarterly performance report to the board of directors. • Marketing: Promoted new products to banks including negotiating the commission rate. Customized marketing promotions for different partners.• Relationship Management: Managed relationships and held regular communication with bank partners. • Project Management: Managed Bank-Insurance Link System Program.• Products Management: Generated requirements from banks and provided inputs to propositions on new product development.• Ranked “Excellent” (top 10%) in 2011’s and 2012’s annual review. Show less

• Underwriting: Looked after both distribution and agency business, covering the products of life, health, personal accident and saving & investment linked. • Operational Risk Management: Designed operation process for NB in distribution business. Set up the KPI and performed the analysis and ongoing monitoring. Identified potential risks and provided mitigating plan. • Project Management: Managed projects on Operation Platform System with rich experience in requirements analysis… Show more • Underwriting: Looked after both distribution and agency business, covering the products of life, health, personal accident and saving & investment linked. • Operational Risk Management: Designed operation process for NB in distribution business. Set up the KPI and performed the analysis and ongoing monitoring. Identified potential risks and provided mitigating plan. • Project Management: Managed projects on Operation Platform System with rich experience in requirements analysis, process improvement effort and implementation of process efficiencies, with good knowledge on project life cycle methodology and prevalent project planning tools.• Business Continuity Management: Engaged in annual BCP related testing.• Ranked “Excellent” (top 5%) and “Good” (top 10%) in 2009’s and 2008’s annual review respectively. Show less