Dee Daniel

Dee Daniel Email and Phone Number

Financial Risk Analyst | Compliance Analyst | Financial Fraud Analyst | Regulatory Change Management
Dee Daniel's Location
Charlotte Metro, United States, United States
Dee Daniel's Contact Details

Dee Daniel work email

Dee Daniel personal email

n/a
About Dee Daniel

Immediately available for a Remote Regulatory Change Management, Financial Risk Analyst, Compliance Analyst, or Financial Fraud Analyst position.Providing over 15 years of diverse experience in the Banking and Investment fields including:1. Investment and Securities Regulations2. Commercial Banking and Lending3. Mortgage Lending and Relief4. Small Business Lending and Relief5. Consumer BankingThe past 3 years have provided the unprecedented opportunity to be on the forefront of new products including:1. Payment Protection Program SBA Loans2. Mortgage Relief for HomeownersI excel at building relationships with business partners and customers and am driven by my natural curiosity to solve the most complex challenges.This was shown as a Licensed Client Relationship Manager:I successfully identified potential family fraud, which resulted in the prevention of the loss of $8 million in individual investment assets. I then partnered with Legal and Compliance to design and implement a new application procedure. This process is now used in every account application at Vanguard to proactively prevent family fraud. I look forward to using my passion and experience as a Full-time associate in my new opportunity.EXPERIENCE:• Regulatory Compliance (Banking/Investment)• Data Analysis• Risk Management • Negotiation• Quality Assurance• Securities Investment• Internal Training• Coaching• Mentoring• Advanced analytical, critical thinking, and written, communications skillsTECHNICAL:• Microsoft Word• Microsoft Excel• Microsoft PowerPoint• Microsoft Access• Microsoft Outlook• Microsoft Teams• Salesforce• nCino• Lotus Notes• Wave• Client Relationship Management Software (CRM)

Dee Daniel's Current Company Details

Financial Risk Analyst | Compliance Analyst | Financial Fraud Analyst | Regulatory Change Management
Dee Daniel Work Experience Details
  • Yardi
    Case Auditor - Mortgage Relief
    Yardi Apr 2022 - Aug 2023
    Santa Barbara, Ca, Us
    Contracted through Randstad.Conducted thorough reviews of Mortgage Relief applications for at-risk Texas homeowners on the brink of foreclosure.Effectively processed over 2000 Mortgage Relief cases, ensuring compliance with submission deadlines.Contacted homeowners by phone and email to collect missing documentation including Mortgage statements, Deeds, and Property Tax records,• Recognized out of 100 Auditors for outstanding teamwork by Senior Department Manager.
  • Comerica Bank
    Fraud Analyst - Payment Protection Program Loan (Ppp) Forgiveness
    Comerica Bank Nov 2020 - Dec 2021
    Dallas, Tx, Us
    Contracted through Optech.Analyzed Payment Protection Plan forgiveness applications up to $10 million, ensuring compliance with SBA guidelines, including Bank Secrecy Act and Anti-Money Laundering.Successfully processed 250 applications, reviewed over 150 documents.Identified and researched co-borrowers to confirm accurate risk exposure. Investigated anomalies to prevent potential risk due to fraud.As Subject Matter Expert, developed standard operating procedures and delivered new hire training.
  • Vanguard
    Customer Success Specialist - High Net Worth
    Vanguard Dec 2016 - Jun 2018
    Valley Forge, Pa, Us
    Primary contact for high net worth investors with assets of $1 million and above.Consistently exceeded client relationship survey department goals.• Facilitated internal training for collaborative browsing tool for 10 teams.• Received 3 commendations attesting to outstanding ability to connect and build rapport with customers,
  • Vanguard
    Licensed Client Relationship Manager - High Net Worth
    Vanguard Nov 2007 - Dec 2016
    Valley Forge, Pa, Us
    Managed $1 billion investment book of business, consisting of 600 client groups with a minimum of $1 million. Analyzed client’s risk tolerance and investment goals to determine appropriate asset allocation, ensuring compliance with FINRA regulations.Partnered with Certified Financial Professionals to develop structure and coaching tools for Personal Advisor Services, utilized with High and Ultra High Net-Worth clients. Obtained Series 7 license.• Identified and prevented family fraud loss of $8 million in assets.• Collaborated with corporate compliance and risk teams to develop account-opening procedure to prevent family fraud. • Successfully consolidated top client's family assets from $2 million to $10 million in 3 years. • Exceeded Net Promoter Score of 80% and call quality assurance scores for 3 consecutive years.
  • Vanguard
    Mutual Fund Specialist
    Vanguard Aug 2006 - Nov 2007
    Valley Forge, Pa, Us
    Provided customer-focused service by assisting investors with account information, processing procedures, and fund selection. Proficiently processed all customer trades, with 100% accuracy.Utilized case management skills to ensure timely resolution of problems and client retention.Obtained Series 6 and 63 licenses.• Subject Matter Expert - successfully mentored 10 teammates to improve call quality scores to exceed minimum scores.• Coached 4 new hire teammates in client service, trade, and processing procedures.
  • Bank Of America
    Commercial Lending Analyst
    Bank Of America Aug 2004 - May 2006
    Charlotte, Nc, Us
    Administered asset-backed, commercial lending book of business of Fortune 500 companies totaling $500 million-plus.Partnered with credit officers and legal counsel to ensure compliance with credit policy, and lending regulations in execution of closing new loans.Verified loan documentation and eligible client collateral to ensure compliance with credit agreement.• Effectively processed 10 - 15 letter of credit advances daily.• Adeptly completed 250 asset-backed loan principal and interest payments at quarter-end.

Dee Daniel Education Details

  • University Of Maryland Global Campus
    University Of Maryland Global Campus
    Criminal Justice Administration
  • University Of North Carolina At Charlotte
    University Of North Carolina At Charlotte
    Criminal Justice

Frequently Asked Questions about Dee Daniel

What is Dee Daniel's role at the current company?

Dee Daniel's current role is Financial Risk Analyst | Compliance Analyst | Financial Fraud Analyst | Regulatory Change Management.

What is Dee Daniel's email address?

Dee Daniel's email address is de****@****ard.com

What schools did Dee Daniel attend?

Dee Daniel attended University Of Maryland Global Campus, University Of North Carolina At Charlotte.

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