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Dee Daniel Email & Phone Number

Financial Risk Analyst | Compliance Analyst | Financial Fraud Analyst | Regulatory Change Management
Location: Charlotte Metro, United States 6 work roles 2 schools
1 work email found @vanguard.com LinkedIn matched
✓ Verified Jul 2026 4 data sources Profile completeness 71%

Contact Signals · 1 work email

Work email d****@vanguard.com
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Role
Financial Risk Analyst | Compliance Analyst | Financial Fraud Analyst | Regulatory Change Management
Location
Charlotte Metro, United States

Who is Dee Daniel? Overview

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Quick answer

Dee Daniel is listed as Financial Risk Analyst | Compliance Analyst | Financial Fraud Analyst | Regulatory Change Management based in Charlotte Metro, United States. AeroLeads shows a work email signal at vanguard.com and a matched LinkedIn profile for Dee Daniel.

Dee Daniel previously worked as Case Auditor - Mortgage Relief at Yardi and Fraud Analyst - Payment Protection Program Loan (PPP) Forgiveness at Comerica Bank. Dee Daniel holds Coursework, Criminal Justice Administration from University Of Maryland Global Campus.

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Email format at vanguard.com

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{first}_{last}@vanguard.com
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Profile bio

About Dee Daniel

Immediately available for a Remote Regulatory Change Management, Financial Risk Analyst, Compliance Analyst, or Financial Fraud Analyst position.Providing over 15 years of diverse experience in the Banking and Investment fields including:1. Investment and Securities Regulations2. Commercial Banking and Lending3. Mortgage Lending and Relief4. Small Business Lending and Relief5. Consumer BankingThe past 3 years have provided the unprecedented opportunity to be on the forefront of new products including:1. Payment Protection Program SBA Loans2. Mortgage Relief for HomeownersI excel at building relationships with business partners and customers and am driven by my natural curiosity to solve the most complex challenges.This was shown as a Licensed Client Relationship Manager:I successfully identified potential family fraud, which resulted in the prevention of the loss of $8 million in individual investment assets. I then partnered with Legal and Compliance to design and implement a new application procedure. This process is now used in every account application at Vanguard to proactively prevent family fraud. I look forward to using my passion and experience as a Full-time associate in my new opportunity.EXPERIENCE:• Regulatory Compliance (Banking/Investment)• Data Analysis• Risk Management • Negotiation• Quality Assurance• Securities Investment• Internal Training• Coaching• Mentoring• Advanced analytical, critical thinking, and written, communications skillsTECHNICAL:• Microsoft Word• Microsoft Excel• Microsoft PowerPoint• Microsoft Access• Microsoft Outlook• Microsoft Teams• Salesforce• nCino• Lotus Notes• Wave• Client Relationship Management Software (CRM)

6 roles

Dee Daniel work experience

A career timeline built from the work history available for this profile.

Case Auditor - Mortgage Relief

Santa Barbara, Ca, Us

Contracted through Randstad.Conducted thorough reviews of Mortgage Relief applications for at-risk Texas homeowners on the brink of foreclosure.Effectively processed over 2000 Mortgage Relief cases, ensuring compliance with submission deadlines.Contacted homeowners by phone and email to collect missing documentation including Mortgage statements, Deeds, and Property Tax records,• Recognized out of 100 Auditors for outstanding teamwork by Senior Department Manager.

Apr 2022 - Aug 2023

Fraud Analyst - Payment Protection Program Loan (Ppp) Forgiveness

Dallas, Tx, Us

Contracted through Optech.Analyzed Payment Protection Plan forgiveness applications up to $10 million, ensuring compliance with SBA guidelines, including Bank Secrecy Act and Anti-Money Laundering.Successfully processed 250 applications, reviewed over 150 documents.Identified and researched co-borrowers to confirm accurate risk exposure. Investigated anomalies to prevent potential risk due to fraud.As Subject Matter Expert, developed standard operating procedures and delivered new hire training.

Nov 2020 - Dec 2021

Customer Success Specialist - High Net Worth

Valley Forge, Pa, Us

Primary contact for high net worth investors with assets of $1 million and above.Consistently exceeded client relationship survey department goals.• Facilitated internal training for collaborative browsing tool for 10 teams.• Received 3 commendations attesting to outstanding ability to connect and build rapport with customers,

Dec 2016 - Jun 2018

Licensed Client Relationship Manager - High Net Worth

Valley Forge, Pa, Us

Managed $1 billion investment book of business, consisting of 600 client groups with a minimum of $1 million. Analyzed client’s risk tolerance and investment goals to determine appropriate asset allocation, ensuring compliance with FINRA regulations.Partnered with Certified Financial Professionals to develop structure and coaching tools for Personal Advisor Services, utilized with High and Ultra High Net-Worth clients. Obtained Series 7 license.• Identified and prevented family fraud loss of $8 million in assets.• Collaborated with corporate compliance and risk teams to develop account-opening procedure to prevent family fraud. • Successfully consolidated top client's family assets from $2 million to $10 million in 3 years. • Exceeded Net Promoter Score of 80% and call quality assurance scores for 3 consecutive years.

Nov 2007 - Dec 2016

Mutual Fund Specialist

Valley Forge, Pa, Us

Provided customer-focused service by assisting investors with account information, processing procedures, and fund selection. Proficiently processed all customer trades, with 100% accuracy.Utilized case management skills to ensure timely resolution of problems and client retention.Obtained Series 6 and 63 licenses.• Subject Matter Expert - successfully mentored 10 teammates to improve call quality scores to exceed minimum scores.• Coached 4 new hire teammates in client service, trade, and processing procedures.

Aug 2006 - Nov 2007

Commercial Lending Analyst

Charlotte, Nc, Us

Administered asset-backed, commercial lending book of business of Fortune 500 companies totaling $500 million-plus.Partnered with credit officers and legal counsel to ensure compliance with credit policy, and lending regulations in execution of closing new loans.Verified loan documentation and eligible client collateral to ensure compliance with credit agreement.• Effectively processed 10 - 15 letter of credit advances daily.• Adeptly completed 250 asset-backed loan principal and interest payments at quarter-end.

Aug 2004 - May 2006
2 education records

Dee Daniel education

Coursework, Criminal Justice Administration

University Of Maryland Global Campus

Coursework, Criminal Justice

University Of North Carolina At Charlotte
FAQ

Frequently asked questions about Dee Daniel

Quick answers generated from the profile data available on this page.

What is Dee Daniel's role at their current company?

Dee Daniel is listed as Financial Risk Analyst | Compliance Analyst | Financial Fraud Analyst | Regulatory Change Management.

What is Dee Daniel's email address?

AeroLeads has found 1 work email signal at @vanguard.com for Dee Daniel.

Where is Dee Daniel based?

Dee Daniel is based in Charlotte Metro, United States.

What companies has Dee Daniel worked for?

Dee Daniel has worked for Yardi, Comerica Bank, Vanguard, and Bank Of America.

How can I contact Dee Daniel?

You can use AeroLeads to view verified contact signals for Dee Daniel, including work email, phone, and LinkedIn data when available.

What schools did Dee Daniel attend?

Dee Daniel holds Coursework, Criminal Justice Administration from University Of Maryland Global Campus.

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