Dee Tee Email & Phone Number

Remote

• Review and independently assess Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) alerts derived from customer profile monitoring to ensure complete and accurate Know Your Customer (KYC) profiles and.
• Utilize transaction monitoring and case management systems (as available), vendor solutions, and open source tools to conduct investigations.
• Compare observed activity with client KYC and expected activity profiles for anomalous transactions or behaviors.
• Perform in-depth analysis of large volume agent consumer transactions using Excel pivot tables to detect unusual / Suspicious activity and ensure mitigation is implemented.
• Escalate critical/high risk findings to Management and provide adequate and thorough description of the observed findings and the necessary information to determine the proper course of action
• Assess if the Customers level of risk rating is accurate as is, or needs to be adjusted up or, down based on documentation provided in the Alert review

New Jersey, United States

• Surveying matters via electronic mail and determine resolution on the issue presented.
• Execute investigation involving money laundering, suspicious wires, OFAC/Sanctions, foreign, corruption, PEPs, terrorism financing, high risk jurisdictions, shell and shell like companies, nesting IVTS, unlicensed MSB.
• Supervise documentation for on-boarding new bank corporate customers and ensuring compliance with the Financial Services and Markets Act, and specifically with the Money Laundering Regulations.
• Genuine conduction of registration and on-boarding for third parties, also opening an on-boarding new customers across a variety of structures.
• Assist office stakeholders of the firm as well as external clients to address their KYC on-boarding needs.

New Jersey, United States

• Responded to a wide range of customer enquiries, resolving issues satisfactorily.
• Performed Enhanced Due Diligence on high risk clients and high-risk products.
• Renew client documents using public sources or directly from the client.
• Periodically review client’s files that are up for validation annually or biannually.
• Screen client’s major shareholders and their key directors and controllers.
• Identifying any red flags to escalate to compliance team.

Delware

• Manage customer data, records, and reports by checking for errors and verifying accuracy of information
• Provided stellar customer service to our clients and be informed on all company policy and practices
• Assisted with financial data entry and general bookkeeping
• Participate in initiatives to improve customer/client account management process
• Conducting business reviews to ensure clients are satisfied with their products and services address their needs
• Responsible for identifying opportunities to centralize and optimize the customer billing process