Dee Tee Email & Phone Number

Remote

• Review and independently assess Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) alerts derived from customer profile monitoring to ensure complete and accurate Know Your Customer (KYC) profiles and Customer Identification Program (CIP) requirements.• Utilize transaction monitoring and case management systems (as available), vendor solutions, and open source tools to conduct investigations.• Compare observed activity with client KYC and expected activity profiles for anomalous transactions or behaviors.• Perform in-depth analysis of large volume agent consumer transactions using Excel pivot tables to detect unusual / Suspicious activity and ensure mitigation is implemented.• Escalate critical/high risk findings to Management and provide adequate and thorough description of the observed findings and the necessary information to determine the proper course of action• Assess if the Customers level of risk rating is accurate as is, or needs to be adjusted up or, down based on documentation provided in the Alert review • Approve or deny the recommendation of risk adjustment and as necessary make the needed adjustments to the customers risk in the client’s system.• Conduct sanctions, PEP, and adverse media check.• Analyze transactional history and other customer data to determine legitimacy and potential risks.• Responsible for collating documentation for on-boarding new bank corporate customers and ensuring compliance with the Financial Services and Markets Act, and specifically with the Money Laundering Regulations.• Intense knowledge of data websites and applications.• Reported discrepancies identified in documentation and providing appropriate feedback.• Provided high value business critical KYC technical support to the corporate bank relationship team.• Supported client management team as subject matter expert in respect of AML/KYC,

New Jersey, United States

Surveying matters via electronic mail and determine resolution on the issue presented.• Execute investigation involving money laundering, suspicious wires, OFAC/Sanctions, foreign, corruption, PEPs, terrorism financing, high risk jurisdictions, shell and shell like companies, nesting IVTS, unlicensed MSB, structuring, layering, underlying source of funds, true ownership/effective control, transaction activity inconsistent with counterparties profiles or lacking apparent economic purpose.• Supervise documentation for on-boarding new bank corporate customers and ensuring compliance with the Financial Services and Markets Act, and specifically with the Money Laundering Regulations.• Genuine conduction of registration and on-boarding for third parties, also opening an on-boarding new customers across a variety of structures.• Assist office stakeholders of the firm as well as external clients to address their KYC on-boarding needs.

New Jersey, United States

Responded to a wide range of customer enquiries, resolving issues satisfactorily.• Performed Enhanced Due Diligence on high risk clients and high-risk products.• Renew client documents using public sources or directly from the client.• Periodically review client’s files that are up for validation annually or biannually.• Screen client’s major shareholders and their key directors and controllers.• Identifying any red flags to escalate to compliance team.• Determine KYC CDD/EDD requirements based on entity category and risk level.• Trained with different business lines to stay up to date with current AML/KYC policies and to flex during high volumes and back up other teams.• Proper conduction of registration and on-boarding for third parties, also opening an on-boarding new customers across a variety of structures.• Built and retained accurate KYC profiles on internal KYC system whilst ensuring supporting documentations are obtained in accordance with global and regulatory requirements.• Analyzing issues via electronic mail and determine resolution on the issue presented.• Provide monthly reporting on error type and validity.• Maintaining daily follow up to perspective parties.

Delware

• Manage customer data, records, and reports by checking for errors and verifying accuracy of information• Provided stellar customer service to our clients and be informed on all company policy and practices• Assisted with financial data entry and general bookkeeping• Participate in initiatives to improve customer/client account management process• Conducting business reviews to ensure clients are satisfied with their products and services address their needs• Responsible for identifying opportunities to centralize and optimize the customer billing process• Analyzing general customer information to determined correct party is being billed