Deepak Arora Email and Phone Number

I am a senior Financial Services Regulatory Lawyer and lead a UK Central Compliance team. My primary focus is on Regulatory Change identification and implementation Projects (e.g. Brexit, IFPR, TCFD, SMCR) and FCA and other Regulator communication/notifications. I also advise and support on central topics including Internal & External Audit reviews; Internal Investigations; M&A Due Diligence exercises; Senior Managers Regime and Governance topics; Outsourcing; and Diversity & Inclusion… Show more I am a senior Financial Services Regulatory Lawyer and lead a UK Central Compliance team. My primary focus is on Regulatory Change identification and implementation Projects (e.g. Brexit, IFPR, TCFD, SMCR) and FCA and other Regulator communication/notifications. I also advise and support on central topics including Internal & External Audit reviews; Internal Investigations; M&A Due Diligence exercises; Senior Managers Regime and Governance topics; Outsourcing; and Diversity & Inclusion initiatives. Show less

A financial services regulatory/compliance lawyer, broadening his experience and knowledge of regulatory challenges facing the financial services sector through client based projects at financial institutions and financial market infrastructures. Engagements include:Standard Bank plcCorporate and Investment Banking - Compliance LMEClear Limited (Legal Counsel)LMEClear Limited (Interim Head of Compliance)Deutsche Bank AG, London Branch - Global… Show more A financial services regulatory/compliance lawyer, broadening his experience and knowledge of regulatory challenges facing the financial services sector through client based projects at financial institutions and financial market infrastructures. Engagements include:Standard Bank plcCorporate and Investment Banking - Compliance LMEClear Limited (Legal Counsel)LMEClear Limited (Interim Head of Compliance)Deutsche Bank AG, London Branch - Global MarketsGlobal Investment Solutions - Business Line Compliance Show less