Deepak Dalvi Email & Phone Number

Mumbai, Mh, In

Mumbai Area, India

Key Contribution • Integrated one point solution for all Investment products offered by the bank which covers Investment account opening, KYC, Mutual Funds, Alternate Products (Structured Products, DPMS & Private Equity),Bonds and Insurance as a part of core team of Investment Operations Team• Contributed to Introduction of a single system to handle the volume & maintain quality data with Infosys WMS software which was integrated with Infosys finacle core • Independently trained BCP staff and activated Business Continuity Plan (BCP ) in Hyderabad and Airoli locations• Developed and Conceptualized Online Transaction Module for Mutual Funds of Axis Bank Internet Banking , Mobile Banking , PFM & OTP Base Platforms• Online Registration Module invented in Axis Bank over all available digital platforms Internet Banking , Mobile Banking , PFM & OTP Base Platforms (first in Industry OTP based joint investment account registration)• Implemented and enabled new 8 AMC under CPA mode for online transactions Present Job Role:-• Mutual fund Transaction verification, Execution & Settlement with RTA/AMC for CPA( Execution ) & Distribution • Coordination with AMC / RTA for development / raise concerns related to Mutual fund Feed file , Confirmation & commission revenue• Monitoring & uploading reverse feed file for all RTA & AMC in IPS software to update customer transactions.• Handling coordination with IT to enhance new developments in Investment products (Manual & Automation )• Revenue Reconciliation & Commission Calculation Highlights • Enabled online platform: Maximum transaction & investment id creation converted from distribution to Execution module while lead to Save the Printing & Manpower cost.• Identified & implemented process efficiency measures which helped to migrate 60% paperless based mutual fund trades• CPA Mode : Enabled new AMC’s under CPA mode so process automated and save manpower cost • BCP setup : Reduced the operation & business loss

Mumbai Area, India

Key Contribution • Part of core Team for setting up a private banking wealth management operations for the Singapore & Dubai Branch • Completed UAT with Olympic Software (Geneva Base) for Investment banking Customer Creation , Forex & Third party products offered by BPERE ( Custody) Bonds , Mutual Fund , Private Equity , DPMS products & after that execution & settlements though India operations.• Successfully managed the entire SOX process documentation for entire wealth management operations Job Role:• Coordination with all International Private Bankers ( Singapore & Dubai ) for client activation & queries• GL Reconciliation for all products • Fees/Commission tracking for all Products i.e. Forex , Bonds ,Mutual fund , Customer inward /outward • Forex Deal Settlements for our private banker customers

Worli

• Played a key role in setting up the entire operation for PMS activities by successful implementation of software (Moneyware Integra) for the launch of its new product – Wealth Advisory Services in June 2006 and achieved smooth & effective execution of PMS operations, Equity and Mutual fund, Bond & Managed Accounts ( Structure product , private equity & DPMS ) sales software.• Activated services of Family office Business & Held Away portfolio Business.Job Role:• Coordination with all Wealth managers / Private Bankers for client activation & queries related to Demat account, Broker & Mutual fund • Execution online & Offline Mutual fund deals • Valuations of Mutual fund and Equity portfolios - Co-ordinations with AMC & Broker for wealth & Private Banking Customer Investments & queries. • Settlement of IPO’s deals (coordination with Broker for Execution & Registrar for customers refunds)• Uploading correct equity trades & equity Rates price files as well as Broker Payment & Pay in /Pay out For Equity Stock• Updation & tracking of entire Corporate action {Equity & Mutual fund} which includes dividends, Split, Bonus, Merger & Demerger of Scrip's.• Compilation & recovery of Management fees for the wealth & Private Banking Customers.• Equity Stock, Mutual Fund & Bank reconciliation for wealth & Private Banking Customers.• Execution, Tracking and valuations For third Party Products ( Private Equity , Structure Products , DPMS )• SEBI reporting Monthly basis.• Finding out loopholes in the money ware system & liaising with the software vendor for getting the system updated / Enhanced for automation process.

Nism-Series-V-A: Mutual Fund Distributors Certification Examination

Master Of Business Administration - Mba & Pgdim, Finance And Financial Management Services, First Division

Dim, Second Division