Profile: Electronic affirmation & Confirmation. (DTCC Platform – Derivative Product)• Processing the CDS, Swaption & Novation trades on the daily basis to get trades affirmed and confirmed on DTCC platform on T+0 or T+1 basis. • Responsible to match the trades on DTCC platform with 100% accuracy.• Manual trades uploading and amendment of the trades on DTCC for all the trades & events which are not auto flowing to DTCC.• Resolving the issues of unmatched trades on DTCC platform.• Responsible to help recon team and settlement team to clear the all breaks and settle the particular trade on time.• Liaising with KYC / Onboarding team to get on-boarded new account on time.• Liaising with Ref data team to link the new internal counterparty code to counterparty’s DTCC ID.• Interacting with Client’s and internal teams via email and telephone to resolving the breaks.• Handling weekly call with onshore team to report or get resolved aged breaks.• Auditing the processing of team members on the daily basis and responsible to maintain Volume tracker and Error log sheet.• Work allocation within team & Training to new joiners. • Tools: DTCC Platform, CMS, DOMAN Application, SDSV.

Profile: Electronic affirmation & Confirmation. (CTM Platform – Fixed Income Corporate Bond)• Responsible to allocate the trades for Fixed Income Corporate Bond for respective clients as per the Bloomberg tickets / Trade recap received from Sales Person / FO.• Responsible to send the Block(s) over the CTM (Central Trade Manager) for CTM clients.• Responsible to match the trades(s) over the CTM (Central Trade Manager Application).• Responsible to allocate the trades to clients sub account(s) as per their request.• Responsible to send the trade conformations / swift messages (MT599) to clients.• Liaising with settlement team and ensuring that the trades are settling on time to avoid trade failure and its claims.• Responsible to handle the KYC queries like new account opening, fund name & address change request. • Responsible to setup the SSI (Standard Settlement Instructions) to the client accounts.• Monitoring the mailbox to take quick action on the ad-hoc queries received from the clients on the daily basis. • Responsible to handle the team in the absence of Supervisor.• Interact with different Clients, Custodians and Internal teams for resolving queries and exceptions via Email and Telephone.• Tools: CTM Platform, CMS, GBB Application

Profile: Portfolio Administration (Investment Banking & Asset Servicing):• Reconciliation and research of Cash, Assets, Accruals on a daily, monthly Basis between Major multinational custodian’s banks and Investment Managers also resolve the differences in Bank transactions dealing mostly in Fixed Income Securities and Comparing & Calculating the Net Assets Value for the entire portfolio and pointing out the differences.• Responsible for analyzing and commenting on difference in NAV (Net Asset Value) shown by custodian and investment manager on monthly basis.• Conduct research and analysis on Portfolio Manager’s traded assets provide resolutions to any Cash, Par, Accruals, and Pricing Discrepancies with the help of Bloomberg.• Sensitive postings of Cash, Currency, STIF Interest and Accruals and notifying the same to Investment Manager.• Interact with Client, Custodians, Investment Managers & Internal teams for resolving queries and exceptions via Email and Telephone.• Escalate issues to the concerned bank contact about discrepancies arising out of research.• Analytical review of each portfolio to determine and validate the positions / trades / overdrafts which cause the largest impact on the NAV movement and investigate it.• Coordinate with trade and settlement departments to settle trades.• Prepare Portfolio, Settled, Unsettled Report and various client specific reports which are sent to the client on a regular basis.• Preparation of Daily, Weekly & Monthly MIS report as per requirement of the client.• Handle and organize FUN committee events on behalf of Mellon Research. (Member of IMSWEST Pune FUN committee).• Tools: TLM, PLM.

Profile: Dealer at BSE / NSE / MCX / NCDX • To punch the trades on behalf of customers in Live Market in BSE / NSE / MCX / NCDX and responsible for selling the new IPO’s, Mutual Fund and Opening the New account with advising for different investments plan.• Advising clients on their equity portfolio for long term investments as well as positional trading ideas in stocks for the short/ medium term tips and market related information. • Advising the clients to invest in the right investment scheme depending upon their future needs and returns. • Maintaining working relations with clients by keeping the up-to-date with the market position. • Analyzing latest market trends and tracking competitor’s activities and providing valuable inputs for fine tuning sales and marketing. • Managing service operations for rendering and achieving quality services, providing first line customer support by answering queries and resolving their issues related to stock market. • Building relationship, trust and comfort levels with potential clients also responsible for acquisition for new client to enhance the business.• Responsible to collect the all required documents to open the DMAT & Trading account.• Handling client queries on the immediate basis. Tools: Odien / Nest Trader