Deepak Singh, Acma, Cgma, Crm Email & Phone Number

Kuala Lumpur, Federal Territory Of Kuala Lumpur, Malaysia

Leading the Compliance and Business Improvement function in Asia Pacific.Key task include:1) Develop and execute an effective Compliance Framework for all entities within the Region covering topics relating to anti-corruption, authority matrix, process controls, anti-money laundering and ethical business practices.2) Subject Matter Expert for the organization’s Internal Control Systems – develop, train and test it’s execution.3) Lead Investigator for RAP covering all fraud / whistleblowing reports including those related to Bribery and Corruption.4) Develop and execute the Enterprise Risk Management framework to identify all strategic and operational risk at a Regional level5) Develop and execute the Fraud Risk Assessment to identify processes with high exposure to bribery and corruption risk6) Conduct project/ process specific Internal Audit for entities selected based on the risk assessment7) Establish process / control improvement ideas for implementation to increase efficiency and improve effectiveness8) Developing and executing the region compliance initiatives – Related Party Transaction declaration, training and awareness campaigns / policy and procedures development e.g. Whistleblower policy, Code of Conduct, Anti-Bribery and Anti-Corruption policy9) Support the development of new process and embed controls in these processes.

Kuala Lumpur, Federal Territory Of Kuala Lumpur, Malaysia

1. Develop and ensure implementation of group policies and procedures, e.g. Code of Conduct, Anti-Bribery and Anti-Corruption, Conflict of Interest, Gift, Hospitality and Entertainment policies2. Develop the compliance training and communications strategy for internal and external stakeholders3. Ensure adherence to regulatory requirements – United States Foreign Corruption Practices Act (USFCPA), United Kingdom Bribery Act (UKBA) and MACC Act 2009, zero cases reported4. Data Privacy Officer (DPO) 5. Drive the organization’s Enterprise Risk Management Enterprise framework 6. Support initiatives to drive sustainability reporting through risk management and compliance with a focus on GRI 416-2 and 417-37. Business Continuity Management Framework lead implementor8. Plan and execute the Compliance program9. Manage and govern the organizations corporate insurance 10. Conduct third party due diligence on prospective clients, vendors and customers11. Serves as an independent advisor for all ethical and compliance related issues including being the client and authority main contact person for the organization’s compliance matters.

Kuala Lumpur, Malaysia

Responsible for the following:1. Country Compliance Committee (CCC) convener and rapporteur of current organization Compliance framework (consist of investigation updates and Compliance programs)2. Revamping the local and implementing the Group's compliance framework, policies, procedures and processes to ensure a strong Compliance culture is practiced in the organization. 3. Manage, track and execute all compliance training programs covering various policies i.e. Anti-Bribery and Corruption and Code of Conduct. 4. Conduct due diligence review process for clients, vendors, customers and agents and act as advisory to the Non-Trade Procurement.5. Ensure Group's non-compliant incidence reporting system (e.g. compliance hotline and email reporting channels) are managed effectively to ensure that these incidences are properly investigated. 6. Conduct investigations and spot checks on all reports of non-compliant incidence in the country with the objective of recovery, sanctioning and ensuring any potential breach is adequately managed.7. Prepare Monthly Compliance Reports for submission to the Group, this includes reporting non-compliance incidences, client due diligence programs and spot-check plans.8. Develop and execute compliance programs such as Compliance Day to ensure employees are kept abreast of the organization policies.9. Ensure client due diligence forms are accurately completed by the respective Business Units.10. Review contracts and agreements for compliance requirements and monitor business unit’s compliance to these requirements. Develop relationship with external Compliance officers.11. Main coordinator of the local Bribery Risk Assessment that is conducted on an annual basis. Results of this assessment will be presented to the Board of Directors.12. Ensure all regulatory requirements are met by the organization i.e. MACC Section 17A amendment adequate procedures and in-depth understanding of healthcare industry codes and standards.

Kuala Lumpur, Malaysia

Responsible to ensure corporate governance of the organization is continually developed and meet all local regulators requirements, develop and maintain organization wide Risk Register and implement all government and group wide policies.1. Review and advise on compliance matters and Data Protection clauses in agreements between DKSH and its stakeholders.2. Develop the Business Continuity Framework (“BCM”) for DKSH Malaysia comprising of 4,000 employees.3. Develop a risk register that accesses gaps and identifies mitigating controls.4. Manage corporate insurance – including claims and annual renewal process.5. Localize and implement group wide policies.6. Elected Data Protection Officer (“DPO”) for DKSH Malaysia – ensure all personal data of stakeholders are manage according to the Personal Data Protection Act (“PDPA”) 2010 and General Data Protection Regulation (“GDPR”) requirement.

Responsibilities:• Overseeing all Alliance Bank consumer branches in Malaysia• Conducts inspection on all operational controls implemented in the bank based on manuals derived from National Bank regulations• Provides advice to branches on process improvement and risk prevention• Consolidates Control Self-Assessments plan in place and ensures all rising issues are rectified.• Ensures branch compliance with bank compliance and procedures.Role: Management Trainee (6 Months)• Rotated between 13 departments in the bank including Alliance Investment Bank, Treasury and various sales and operational units. • Conducted various presentations to the Bank’s Management team of various departments• Attended training courses ranging from personal development to career development.

Petaling Jaya, Malaysia

• Assist senior auditors in performing the audit such as checking closing balance, checking casting and vouching of documents.• Assist in drafting financial statement and perform audit of statutory record.• Meet clients, liaise with clients and discuss about audit findings.• Responsible for planning, fieldwork & completion of audit through coordination with client deliverables.• Manage client engagements and ensure best use of limited resources to meet stipulated timelines.• Prepare detailed reports on audit findings.• Organized audit programs and reports and delivered the results to upper management.• Handle small cases and dormant company under supervision of Audit Senior• Assisted associates to vouch respective payment vouchers, invoices and bank reconciliation to test the operating effectiveness of the engagement company.• Provided roll-forward figures for current year’s assets and liabilities with reference to prior year’s figures.• Assisted in examining financial statements by performing substantive tests to ensure reports were free from material misstatements.• Currently working on a portfolio that includes companies from the banking, manufacturing and technology industry.

Cyberjaya

Stock is one of the largest assets and hence accounting for and managing stock is at the heart of the business. Stock reconciliation plays a critical role in ensuring that stock is correctly recorded on the balance sheet and associated risks adequately managed.• Completing reconciliations using standard templates for analysis and ensuring that outstanding movements are followed up and corrected.• Communicating with partners to ensure that required movement adjustments are made and then run the reconciliation process (book versus physical process) in GSAP.• Working closely with the Stock Recording and Stock Valuation Team ensuring that processes under remit are correctly managed.• Follow up with terminals on the abnormal loss and gains.• Follow up with terminals on the break ups of UT and TA stocks.• Run Monthly Tank Stock Summary Report of Shell own terminals and third party terminals on weekly and monthly basis.• Respond and support to terminals for stock reconciliation issues.• Meet tight deadlines and work under time pressure, especially at month end.

Bachelor'S Degree, Accounting And Finance, 3.3 Cgpa

Activities and Societies: Summer League in Futsal Was in England only for the summer course, allowing me limited time to participate.

Corruption Risk Management, Bribery And Corruption

Participated in a workshop with MACA to further enhance my skills in developing a Corruption Risk Management framework in an organization..

Advanced Diploma In Management Accounting, Accounting And Business/Management

Activities and Societies: -Vice President of Accounting Society -Active member of TARC Toastmasters -Course Leader for Diploma Class Vice.

Education record

Activities and Societies: Head Prefect Head of Sports House Member of English Society Member of Moral Society