Deepesh Makhija Email & Phone Number

• Model owner for all Trade, Unauthorized Trading and Communication Surveillance models for HSBC globally. Additionally, model owner for Money Laundering Risk for the Markets Business.• Lead a global team with responsibility encompassing model design and development (largely machine learning models), vendor management (for vendor developed models), model risk management and post detection optimization (mainly improving quality of alerting and investigation focus).• Successfully built and deployed an industry first and state of the art Deep Neural Net model for Unauthorized Trading.• Saved significant FTE effort by improving quality of alerting by optimizing Surveillance detection.• Helped design and deploy the industry first model for Money Laundering Risk for the Markets Business together in partnership with the vendor Trading Hub.

• Delivered projects covering Conduct Outcomes on product design, product sale, post sales and financial inclusion for everyday banking accounts, credit cards, loans, mortgages and insurance.• Primary focus was fair outcomes for customers with regards to eligibility, sales and approvals for major markets (HK and UK).• Designed and delivered customer fairness framework for Covid support programs.

• Managed the Product Risk Analytics program for the Investment, Commercial and Retail Bank.• Built and managed analytics for the entire product lifecycle from product design to post sale working together with Regulatory Compliance and Risk teams.• Built Artificial Intelligence powered models to manage product risk, reduce losses, improve customer outcomes and increase the speed of decisioning. • Co-authored the AI and Machine Learning Development Standards for HSBC.• Lead the move of infrastructure to the cloud (AWS and GCP).• Was part of 4-member Model Submission panel reviewing HSBC’s every model submission to the Prudential Regulation Authority (PRA).

• Managed a team of developers globally for various Trade (Equity, Fixed Income, FX and Commodities) Surveillance on Actimize and Java. • Main focus was design, build and optimization of Surveillance rulesets.• Helped build a Java Rule Engine using Java and Apache Spark to replace the functionality of the vendor product Actimize as well as improve Surveillance capabilities.

Was originally an employee of Lehman Brothers and transferred to Nomura as part of Lehman Brothers Inc. Chapter 11 Restructuring.Global Technical Lead for the greenfield Actimize implementation for Market Abuse and Anti Money Laundering. Was responsible for building a new surveillance platform on Actimize for Nomura post its acquisition of the broker dealer units of Lehman Brothers in Europe, Middle East and Africa (EMEA) and Asia. Deployed over 20 models for trade surveillance and AML in record time. My role involved Infrastructure Management (hardware sourcing and build), Development (ETL on Informatica, Actimize and Actimize RCM on Weblogic) and Support Services (scheduling on Autosys, Support for the database, ETL and Actimize, User Support)

Worked on trade surveillance and anti money laundering projects for the US and Asia Region of Lehman Brothers. Worked on development of Actimize models, Informatica ETL processes and Business Objects reports .

Worked on a critical and large scale project for General Electric (Corporate Division). Analyzed, designed and developed ETL processes using Informatica . Designed and developed reports using Business Objects. Additionally handled Informatica and Hyperion Essbase Server Administration. Set up new Informatica Infrastructure for other GE divisions.