Deepthi T Email & Phone Number

Bengaluru, Karnataka, India

Bengaluru Area, India

-Identify investment guidelines from account governing documents and update Extraction Forms to facilitate compliance rule coding.-Develop and perform manual testing for rules that cannot be coded into the compliance systems. -Based on the results of automated and manual tests, assist Compliance team in researching potential incidents/breaches.-Restricting/Allowing brokers/issuers/securities as per client requirement. -Re-reviewing accounts that were previously coded in… Show more -Identify investment guidelines from account governing documents and update Extraction Forms to facilitate compliance rule coding.-Develop and perform manual testing for rules that cannot be coded into the compliance systems. -Based on the results of automated and manual tests, assist Compliance team in researching potential incidents/breaches.-Restricting/Allowing brokers/issuers/securities as per client requirement. -Re-reviewing accounts that were previously coded in sentinel-Evaluating Counter party - pre trade and post trade monitoring on daily basis-Building Restricted list for issuer’s securities (ISIN, CUSIP, SEDOL)-Preparing Fund closures reports and closing of accounts in sentinel.-Post trade text rule monitoring – on categories for fixed income, rating, min max, etc-Working on CAM (Charitable Asset Management) project ongoing project effectively.-Coordinating with various departments. Show less

Master Of Business Administration - Mba, Accounting And Finance, A

Bachelor Of Commerce - Bcom, Finance, General