Deepti Rai

Deepti Rai Email and Phone Number

Financial Crime Prevention and Compliance Consultancy @ Freelance
Oman
Deepti Rai's Location
India, India
Deepti Rai's Contact Details
About Deepti Rai

A Governance ,Risk Management and Compliance professional with 18 + years of experience in multinational and GCC Regulatory Environment. Started with ICICI Bank Ltd India and Bahrain (largest private sector Bank in India with International presence in seventeen countries), then moved to Qatar based Al Khalij Commercial Bank (with a subsidiary based in France and having branches in UAE) ,Headed Compliance & Corporate Governance at Bank Dhofar SAOG, Oman (one of the large commercial banks in Oman with sixty five branches). Headed Governance, Risk Management and Compliance function with Oman Air SAOC (national airline of Oman). Headed the AML, Sanctions and Anti-Fraud Unit at Sohar International Bank SAOG. Headed Compliance Department at Al Izz Islamic Bank SAOG (Oman). Associated with AJMS Global Consulting LLC (UAE based Management Consultancy firm with market leadership in Financial Crime Compliance). Accountable for high standard Client Relationship Management and Delivery on Financial Crime and Governance Risk Management Compliance Projects across the GCC region by managing delivery teams based at UAE, Oman and Bahrain. Key achievement: Successfully built and implemented Governance, Compliance , AML , Fraud Risk Management frameworks from the scratch (in five organizations across GCC).Key strengths includes thorough understanding of International and GCC Governance, Risk Management , AML, Fraud Risk Management and Compliance requirements, change management and ability to develop Governance Culture from scratch , practical approach in handling governance and compliance issues, excellent communication with relevant internal and external stakeholders including Senior Management , Board of Directors ,Regulators , Industry counterparts, External Auditors and Rating agencies.

Deepti Rai's Current Company Details
Freelance

Freelance

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Financial Crime Prevention and Compliance Consultancy
Oman
Website:
ajmsglobal.com
Employees:
40
Deepti Rai Work Experience Details
  • Freelance
    Financial Crime Prevention And Compliance Consultancy
    Freelance
    Oman
  • Ajms Global
    Senior Director
    Ajms Global Mar 2021 - Present
    Uae, Oman, Bahrain
    Company Profile:AJMS Global Consulting is a UAE based Management Consulting firm with market leadership in Financial Crime Prevention and Compliance space. AJMS has its presence in the UAE, Oman, Bahrain, Kuwait, Jordan, India, UK and Africa. Sector Profile: Financial Services (Banks, Digital Banks, Money Exchange Companies, Payment Service Providers, Investment Management Companies, Leasing Companies and Insurance Companies) and Designated Non-Financial Businesses and Professions (DNFBP such as Dealers in Precious Metals, Real Estate, Corporate Service Providers & Auditors) Team & Stakeholder Management-Managing Service Delivery teams based in the UAE, Bahrain and Oman-Relationship building with Clients and Internal StakeholderFinancial Crime Prevention space, the key services include:-Gap Assessments, AML Audits - AML Policy and Procedures-AML Risk Assessment Framework and annual AML Risk Assessment-Facilitate review and selection of AML Software systems for screening, risk assessments and transaction monitoring-AML Trainings designed for Board & Senior Management, Business Lines and Operations staff -Regulatory & Management ReportingRegulatory Compliance& Corporate Governance space, the key services include:-Advisory on effective implementation of new or existing regulations (Policy/ Procedures, System changes, Trainings and Internal Reports)-Providing ongoing monitoring tools for key regulatory requirements such as capital adequacy, liquidity, asset quality, financing and investment exposure etc.-Compliance Risk Assessment Methodology and annual compliance risk assessment-Compliance Policy and Procedures, Compliance Reports to the Regulators, Board & the Senior Management
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  • Alizz Islamic Bank
    Head Of Compliance
    Alizz Islamic Bank Oct 2019 - Feb 2021
    Muscat Governorate, Oman
    Key ResponsibilitiesEnsuring development and effective implementation of Compliance and AML Programme. This included Policies & Procedures, Regulatory Framework, Compliance Advisory, Risk based Compliance Monitoring, Reporting, AML Risk Assessments, Sanctions Program, Customer Due Diligence, Transaction Monitoring and Suspicious Transaction Reporting.
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  • Sohar International
    Head Aml, Sanctions & Anti-Fraud
    Sohar International Jan 2018 - Aug 2019
    Muscat, Muscat Governorate, Sultanate Of Oman
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  • Oman Air
    Vice President Governance, Risk Management And Compliance
    Oman Air Dec 2015 - Dec 2017
    Sultanate Of Oman
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  • Bankdhofar
    Head Of Compliance And Corporate Governance
    Bankdhofar Jan 2010 - Oct 2015
    Muscat,Oman
    Bank Dhofar SAOG is one of the large banks based in Oman with sixty five branches. Business lines include Retail Banking, Wholesale Banking, Islamic Banking, Investment Banking and Treasury & International Banking.Served as Head of Compliance and Corporate Governance . Reporting to the Board of Directors (through committee), I have handled effective implementation of Corporate Governance, Compliance and Anti- Money Laundering frameworks based on International guidelines and Oman specific Regulatory requirements.
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  • Al Khalij Commercial Bank
    Head Of Compliance
    Al Khalij Commercial Bank Mar 2008 - Dec 2009
    Qatar
    Al Khaliji is one of the leading Qatar based bank (listed on Qatar Exchange) and is offering a full range of conventional banking products and services to premium, business, corporate and international customers in Qatar, UAE and France. Al Khaliji France is al khaliji’s subsidiary in Paris, France, with a network of branches in the UAE covering Dubai, Sharjah, Ras Al Khaima and Abu Dhabi. Reporting to Chief Risk Officer (reports were submitted to Board Compliance and Risk Committee) and with a team of five people I was responsible for developing and implementing Group level Compliance, Anti Money Laundering and Governance standards in a startup bank set-up.
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  • Icici Bank
    Manager Compliance
    Icici Bank Jul 2004 - Feb 2008
    Bahrain
    ICICI Bank is largest private sector bank in India. ICICI Bank currently has presence in sixteen countries with subsidiaries in the United Kingdom, Canada and Russia, branches in US, Singapore, Hong-Kong, Bahrain, Qatar, Dubai, Srilanka and representative offices in the China, Indonesia, Malaysia, Thailand, Bangladesh and South Africa. ICICI Bank has been granted the Retail Banking License by the Central Bank of Bahrain.As Manager Compliance I was responsible for developing and implementing ICICI Group and Bahrain specific Compliance & AML policies,standards and procedures. Independently handled Compliance Risk Identification, assessment, monitoring and reporting.In the AML area handled KYC standards,trainings,AML system handling and reporting suspicious transactions
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  • Icici Bank
    Senior Officer Retail Banking
    Icici Bank Sep 2002 - Jun 2004
    India
    Key responsibilities Business generation for liability deposit products; brokerage accounts (online trading) mutual fund schemes; tax saving products; Initial public offersCross selling and lead generation for retail asset and insurance productsManaging Cash Counters and Cheque Clearing (local and foreign currency)Back office operations (verifications of account opening, posting ,account reconciliation)Cash Management Services for SME clients Managing safe deposit lockers and Inventory Management of Security itemsGeneral Branch Management
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Deepti Rai Skills

Banking Financial Risk Risk Management Corporate Governance Retail Banking Kyc Operational Risk Aml Islamic Finance Trade Finance Analysis Operational Risk Management Governance Risk Assessment

Deepti Rai Education Details

Frequently Asked Questions about Deepti Rai

What company does Deepti Rai work for?

Deepti Rai works for Freelance

What is Deepti Rai's role at the current company?

Deepti Rai's current role is Financial Crime Prevention and Compliance Consultancy.

What is Deepti Rai's email address?

Deepti Rai's email address is de****@****bal.com

What schools did Deepti Rai attend?

Deepti Rai attended Global Academy Of Financial Management , Usa, Nagpur University, Mohanlal Sukhadia University, Acams.

What skills is Deepti Rai known for?

Deepti Rai has skills like Banking, Financial Risk, Risk Management, Corporate Governance, Retail Banking, Kyc, Operational Risk, Aml, Islamic Finance, Trade Finance, Analysis, Operational Risk Management.

Who are Deepti Rai's colleagues?

Deepti Rai's colleagues are Mohit Dhanwani, Ajit Jain, Abrar Hussain, Acca, Mamta Vishwakarma, Nadeen Awwad, Faiz Dayala, Pradeep Sainani.

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