- Leading a team of 9 employees- Global account opening and onboarding of institutional and professional Markets clients including KYC, DD and regulatory requirements, performing the periodic client & PEP review- Heading ‘Direct Access Clients’ (DAC) in Markets (collaboration with Front and Intermediaries)- Interface between 1st LoD and 2nd LoD- Manage projects on a global basis- Responsible for MIFID / Regulatory Reporting in Markets- Optimizing and digitizing internal processes

- Support the Region, Sub-Region and Market Heads in risk, compliance and legal topics- Participate in Market Management Committees w/r to risk topics- Ensure the collaboration/information flow between 1st, 2nd and 3rd LoD- Provide risk & compliance input to business initiatives and support clean-up activities (review high-risk clients e.g. PEPs, Complex Structures, Commercial Clients)- Identify awareness/training needs, contribute to risk trainings and awareness campaigns, support communication within the frontline- Maintain the 1st LoD risk framework and control plan (ICS)- Support and perform 1st LoD controls- SME for: fraud cases, compliance topics (Cross-border, AML, CUR, CDB), risk report, Operational Risk, Information Security, Policies & Audit- Perform client risk assessment / yearly risk and control assessmentAnalyse front-to-back processes from a risk perspective

- Leading a team of 13-15 employees- Provide the daily quality controls, the reporting production and the corresponding front advice- Supervised ‘Multi Custody Accounting’ processes- Manage projects on a global basis- Issue business confirmation letters- Responsible for MIFID / Regulatory Reporting- Optimizing internal processes

- SME for business and operational risks of HR, Global Services, Front and BCM- Be the first point of contact for operational risk related questions- Conduct quarterly risk exchange meetings with the first line risk representatives (follow-up on significant risks, support the enhancement of the control framework, identification of new risks etc.)- Organize/support the annual Group Operational Risk Self-Assessment(RCSA)- Maintain the operational risk register / assessing and documenting the operational risks and KRIs etc.- Perform quality reviews of key controls and provide support in the certification process- Member of the Fraud Council as well as the Front Risk Exchange Meeting

- Lead a team of risk professionals (3 employees) – as of 12.2014- Risk Committee- Responsible for daily risk tasks and monitoring of the bank books (FX & P/L, Option, Hedges)- Lead various risk tasks and projects from a risk management perspective- Ensure the monthly bank risk report to the Headquarter and local senior management- Ensure fulfilment of SOX, ICAAP and Capital Planning requirements- Manage Liquidity Risk (GAP Analysis)