Dennis Moody Email & Phone Number

• Prepare daily P&L file for portfolio manager for equity, private equity, venture capital and hedge fund investments.• Maintain and update quickbooks for various entities. Use profit and loss and balance sheet statements to work with accountants of the family for tax returns for both the entities and for personal returns. Track various expenses in excel for business and tax purposes.• Revamped P&L automating parts, improving checks, removing duplicative actions and presenting data in more readable format.• Send wires, cash reconciliations, cash balances reports, and cash projections for the family by entity and broker. Work with third parties to project capital calls and distribution amounts and timing of such items. Instruct trades to the prime brokers as per the portfolio manager.• Coordinate with galleries, insurance broker and shipping companies to purchase, insure, and ship valuable artwork.• Human resource tasks including picking healthcare package, communicating with accountants and ADP to issue proper W-2’s and 1099’s, adjusting employees salary and dispensing bonuses on annual basis, intern onboarding process, and maintaining proper business records.• Responsible for compliance for the office which includes 13G/13D ownership filings. • Research and fill out proper answers for the various entities for subscription documents to private, venture capital and hedge fund investments.• Review contracts, negotiate deals for savings, dispute fees and make payments to multiple vendors across various states.• Special projects include built databases for art owned, open brokerage accounts, and account beneficiaries.

New York, Ny, Us

The mission of The Harlem Arts Festival is to provide resources, visibility and career opportunities to artists, to increase participation and engagement in the arts by the Harlem community, and to continue Harlem's artistic legacy of making art that preserves the history and develops the identity of Harlem.http://www.harlemartsfestival.com/

www.BuffaLowDown.com- Oversee and manage staff writers- Head Writer for the website- Responsible for editing articles from all staff writers- Manage social media presence for the website on Twitter and Facebook- Monitor Twitter, Facebook and Google Analytics in order to maximize audience for articles and social media content- In one year increased website traffic 500% from first month, facebook followers increased over 1500% and twitter followers increased 33%.

• Implemented back office infrastructure for a long-short equity focused SEC registered investment adviser with max AUM of $1.7B. Reports directly to the CFO/CCO. The Fund is primarily comprised of equities, currency forwards, options, equity swaps, and equity swap baskets.• Revamped daily/month-end process from an outdated paper based system to a semi-automated, more efficient electronic based process which saves time, paper and cost.• Responsible for month end reconciliation to administrator and multiple prime brokers including positions, cash, balance sheet, trial balance and income statement for the master fund.• Prepare month end marketing materials which is distributed to investors. Work directly with investors to understand and provide information to them for their own internal reporting on a monthly, quarterly and yearly basis.• Year-end audit and interim year audit work, financial statement review for master fund, onshore fund and offshore fund. Provide tax estimates to investors throughout the year.• Prepare securities lending, soft dollar, portfolio rebalancing, counterparty risk, and excess cash reports.• On boarded new accounting, OMS and PMS system. Responsible for loading all historical data into the system and reconciling to the administrator. Tested and implemented rules in the OMS to prevent trade errors and to prevent firm from exceeding certain exposure levels.• Prepare file to double check and confirm accuracy of currency trades for hedging before executing the transactions.• Oversee the onboarding process for executing brokers, prepare 13F Filings, 13H Filings, 13G Filings, Form ADV and FBAR Filings.• Monitor firm trading for trade errors and potential for insider trading.• Work directly with outside compliance consultants to improve fund documents including the code of ethics and compliance manual.• Responsible for voting on all proxy events and monitoring for securities class action settlements for names in the portfolio.

• Responsible for preparing, reconciling, and completing the monthly financial packages for two funds and five managed accounts at a long-short equity hedge fund with $2B AUM. Fund primarily comprised of equities, currency forwards, index futures, options, equity swaps, and equity swap baskets. Covered long-short, long only, UCITs, and 40 Act products.• Created and prepared daily P&L reports divided by analyst and sector distributed firm-wide to the President, CFO, Investor Relations group, Traders and Analysts• Created and prepared daily P&L reports divided by analyst and sector distributed firmwide to the President, CFO investor relations group, traders and each analyst• Year-end audit and interim year audit work, financial statement preparation for onshore and offshore funds• Created and automated reports to make sure the managed accounts were in compliance with the standards set forth in their IMA’s for eighteen managed accounts• Liaison between prime brokers/custodians and executing brokers to help clear up trade settlement issues• Interfaced with portfolio administrators, prime brokers and investors to calculate and reconcile daily trade/cash breaks, performance figures, dividend accruals and monthly performance packages• Prepared securities lending, soft dollar, portfolio rebalancing, counterparty risk, and excess cash reports• Worked directly with the CCO to prepare 13F filings, 13H Filings, Blue Sky reports and FBAR filings and during two SEC audits• Monitored firm trades for potential insider trading, employees trading accounts to affirm that they complied with firm policies and procedures, worked with third party to assure all proxy ballots and securities class action lawsuits were filed on time and appropriately• Analyzed firm trading data and presented findings to the traders, operations group, and CCO semi-annually to assure the firm was complying with its best execution practices using customized reports from SJ Levinson’s TAP program

Senior Fund Accountant/Operations at a Hedge Fund

New York, Ny, Us

 Interacted with traders and various departments within the Global Debt Capital Markets in order to obtain pertinent information for senior management in a high pressure, time sensitive environment. Bi-monthly reconciliation of the sub ledger to the ledger and from the trial balance to the ledger. Interregional interaction for global deals. Involves final settling of deals by accruing expenses from London and Hong Kong to apply against the revenues for our international deals. I then cut checks and issue wires based on the underwriting agreements on the deal. Revamped and improved month end Legal and Management close. Upon completion of close, I answer any questions or inquiries that may arise from the auditors.  Oversaw integration of current revenue tracking system into new environment and put in extensive time testing for and fixing defects. Products/Strategies - private placements, emerging markets, preferred stock, high grade bonds, high yield, auction market, municipal auction market preferred, and liability management.

Bachelor Of Science (B.S.), Accounting

Bachelor Of Science (B.S.), International Business