Derek Alegria Email and Phone Number

• Plan and execute audit assignments which include assessing the design and operating effectiveness of the internal control structure and compliance with policies and procedures• Initiated and conducted walkthrough meetings with departmental managers/control owners to gatherknowledge of the internal control and verify daily procedures correlating to the internal control to be tested• Creating detailed work products such as audit analysis, correspondence, memoranda and other working papers that document the procedures performed; presenting findings, and the results of those procedures• Responsible for making sure that all SOX audits were submitted by their monthly/quarterly deadlines.• Performing tasks of data collection, verification and interpretation, as instructed by the external auditors(Ernst & Young).• Developing creative, practical, and cost-effective recommendations for process improvements or efficiency enhancements to company processes as well as internal processes• Assist in completing IT SOX Compliance tasks for the benefit of the Financial Assurance group as a whole. • Execute audit procedures to evaluate the accuracy and completeness of System Reports and End User Computing Spreadsheets

• Assessed risks and internal controls by identifying areas of non-compliance and evaluating manual and automated financial processes.• Provided financial control information by collecting, analyzing, and summarizing data and trends.• Communicated audit progress and findings by providing information in status meetings and highlighting unresolved issues.• Engaged directly with audit partners on audit, review, and compilation engagements.• Generated audit plans and performed initial and follow-up audits.

• Audit third party vendor invoices, contracts, and grants.• Daily communication with vendors regarding invoice statuses. • Monthly audits for utility payment reports on behalf of Travis County• Weekly spot audits for criminal attorney voucher reports• Daily communication with Travis County departments regarding statuses of purchase orders, outstanding payments, and confirmations of receivables. • GAAP & GAGAS principles used on daily basis accounting system (SAP) usage for all daily functions

• Daily responsibilities include handling teller banking transactions and relationship banker duties• Cross-selling bank products to new or existing customers• Daily vault functions including end of day reconciliations • Assisting other bank tellers when assistance is needed, or questions arise• Preparing monthly reports, currency transaction reports, and suspicious activity reports• Educated customers about new and beneficial financial opportunities within our bank

• Handled an average of 50 customer transaction a day• Deposits, Withdrawals, Loan Payments, Issuance of Cashier’s Checks• Acted in compliance with Bank Secrecy Act daily