Deval Shah Email & Phone Number

Mumbai, Maharashtra, India

Mumbai, Maharashtra, India

Successfully conducted Proactive reviews relating to Money Laundering, Bribery & Corruption, negative media coverage reviews among others through designing the query as per the theme and analysis of transaction data resulting proactive de-risking of the LOB portfolios. Identifying data hygiene issues along with the financial crime concerns through analysis of transaction and demographic data and send it to Business for remediation.Assisting team members by designing queries for their proactive reviews and share the desired output with preliminary findings. Supporting team by conducting exposure check and counterparty review for their cases.Conduct negative media research and identify the exposure with our Bank as well as identify the risks involved in doing business with them.Independently managed all Refer for Action (RFA) discussions with LOBs for resolution of reviews / cases within timeframe.Preparing monthly Risk Management Meetings (RMM) / Risk Management Framework (RMF) / Management Committee (ManCo) submission deck which also includes escalating cases to committee wherein desired timeline was not met. Assisting Internal Vigilance by supporting with extensive data requirements / analysis that comes with an instantaneous deadline.Supporting External Investigation Reporting by designing queries as per the Financial Intelligence Unit, India (FIU-IND) rules.Strong analytical skills, experienced in gathering ground-level intelligence and well-versed at the optimum use of open-source intelligence

Mumbai, Maharashtra, India

Part of Banking Security Team for accurate and timely interpretation of fraud data and analytical evaluation/representation of the same in the form of Weekly/Monthly/Quarterly MI to Senior Management, so as to provide an easy tool for decision making. Preparation and validation of returns prior to ubmission to regulatory authorities, ensuring accuracy and adhering to deadlines. Also responsible for preparation of provisions and write-off data based on the confirmed frauds reported by the Investigation Officers.Managing reconciliation and reporting of Fraud Suspense account.Conduct database searches on the Card & Retail Asset database based on requests from Compliance / regulatory authorities or triggers received on negative customers from peer Banks. Ensure matches from searches are promptly added to the negative/criminal databaseEnsuring provision for monthly expenses and budgeting costs.Identifying the process where there is manual intervention, and automating it. This leads to quality data with reduction in time and cost for the Bank.Carrying out risk assessment for the team which helps to identify potential risk and ways to mitigate the risk identified.Assisting in new projects for the Unit

Leading MIS team of Consumer Finance Unit in CRU (Centralized Retail Assets Unit ) for designing and generating various MIS reports like daily, weekly and monthly MIS and Analysis etc. for Management, Audit, Customer service team and Business for reporting, control and business strategy plan.One point of contact for internal customers for escalations, information and for various new processes implemented in the Consumer Finance UnitDiscussed designed and implemented MIS requirements and implemented new processes for Consumer Finance business.Successfully implemented and stabilized Incountry Cashiers Order Process (ICO) the first in Centralized Disbursals for New Borrowers in Consumer Finance Unit. Successfully designed and implemented Daily CF broadcast for Consumer Finance Unit which gives a clear picture of different products on a day to day basisSuccessfully implemented and stabilized Health Protector (HP) process in the Unit. Successfully highlighted and showcased Monthly disbursals (in Volumes and Value) TATs (in sigma levels) for different products across various departments in Consumer Finance Unit in the Monthly Performance Docket of HSBC Operations & Processing Enterprise (India) Pvt Ltd.Managing reconciliation and reporting of Disbursal suspense accounts for PAN India.Developed process manuals on various procedures for standardization across locations.Trained Credit / Operations on processes.Coordination with areas for resolving problem cases and providing effective solutions. Reviewing existing processes to identify areas of improvement and reduce overall TAT (Turn around time)Managed daily activities for other teams in absence of their respective AMs.Ensuring Adherence to audit and compliance norms as laid down by the bank.Constant motivation to ensure teamwork and discipline among the team members